STOCK TITAN

PetVivo (PETV) CFO awarded 66,421 restricted shares via owned corporation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PetVivo Holdings, Inc. reported that its Chief Financial Officer, Garry N. Lowenthal, indirectly acquired 66,421 shares of common stock as a grant of restricted stock. The award was made to a corporation owned by him as compensation for his past performance at an implied price of $0.72 per share.

Following this grant, the filing shows 878,881 shares of common stock held indirectly through the corporation. This is a compensation-related, non-market transaction rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider LOWENTHAL GARRY N
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock 66,421 $0.72 $48K
Holdings After Transaction: Common Stock — 878,881 shares (Indirect, By Corporation)
Footnotes (1)
  1. [object Object]
Restricted stock granted 66,421 shares Grant of restricted common stock as compensation
Implied grant price $0.72 per share Reported transaction price for the stock grant
Indirect holdings after grant 878,881 shares Total common stock held indirectly after transaction
Transaction type Grant, award, or other acquisition (Code A) Non-derivative acquisition of common stock
Ownership type Indirect, by corporation Shares held through a corporation owned by the CFO
restricted common stock financial
"Represents a grant of restricted common stock to a corporation owned by the Reporting Person"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
indirect financial
""direct_or_indirect": "I", "ownership_type": "indirect""
By Corporation financial
""nature_of_ownership": "By Corporation""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOWENTHAL GARRY N

(Last)(First)(Middle)
5151 EDINA INDUSTRIAL BLVD.,
SUITE 575

(Street)
EDINA, MINNESOTA 55439

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026A66,421(1)A$0.72878,881IBy Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
/s/ Garry Lowenthal05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PetVivo (PETV) disclose for its CFO?

PetVivo disclosed that CFO Garry N. Lowenthal indirectly acquired 66,421 shares of common stock. The shares were granted as restricted stock to a corporation he owns, serving as compensation for his past performance rather than an open-market purchase.

Was the PetVivo (PETV) CFO’s Form 4 transaction a market buy or sell?

The transaction was not a market buy or sell. It was coded as a grant or award acquisition, reflecting restricted common stock granted as compensation to a corporation owned by the CFO, instead of an open-market trade on an exchange.

How many PetVivo (PETV) shares did the CFO receive in this grant?

The CFO received 66,421 shares of PetVivo common stock. These shares were granted as restricted stock to a corporation he owns, according to the Form 4, and are characterized as compensation for his past performance with the company.

What is the implied price per PetVivo (PETV) share in the CFO’s grant?

The Form 4 lists an implied price of $0.72 per share for the 66,421 granted shares. This figure is used for reporting the award value and does not necessarily represent a market trading price at the time of the grant.

How many PetVivo (PETV) shares does the CFO hold after this transaction?

After the grant, the filing shows total indirect holdings of 878,881 common shares. These shares are held through a corporation owned by the CFO, reflecting his position after adding the 66,421 restricted shares reported in the Form 4.

How are the PetVivo (PETV) CFO’s shares held according to the Form 4?

The shares are reported as indirectly owned, with the nature of ownership listed as “By Corporation.” The footnote explains that the restricted common stock was granted to a corporation owned by the CFO as compensation for his past performance.