A.L. Sarroff Fund buys PETV stock, adds warrants

Rhea-AI Filing Summary

A.L. Sarroff Fund, LLC, a 10% owner of PetVivo Holdings, Inc., reported several equity transactions. On October 26, 2023, the fund acquired 164,340 shares of common stock at $0.73 per share, bringing its holdings to 1,748,251 common shares.

On December 15, 2023, the fund purchased an additional 111,112 common shares at $0.90 per share, increasing its position to 1,859,363 common shares. The same day, it bought 111,112 warrants with a $1.50 exercise price, each warrant exercisable for one share of common stock and expiring on December 15, 2026. A footnote states that Alan L. Sarroff, as Chief Executive Officer and Managing Member of the fund, is deemed to beneficially own and have sole voting and dispositive power over the fund’s securities.

Insider Trade Summary

Net Buyer: 222,224 shares

Net Buy 3 txns

Insider A.L. Sarroff Fund, LLC

Role 10% Owner

Bought 222,224 shs ($267K)

Type	Security	Shares	Price	Value
Purchase	Warrants (Right to Buy)	111,112	$1.50	$167K
Purchase	Common Stock	111,112	$0.90	$100K
Conversion	Common Stock	164,340	$0.73	$120K

Holdings After Transaction: Warrants (Right to Buy) — 111,112 contracts (Direct); Common Stock — 1,859,363 shares (Direct)

Footnotes (1)

1. F1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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Accepted by SEC EDGAR 01/16/2026 - 04:37 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

A.L. Sarroff Fund, LLC

(Last) (First) (Middle)

43 MEADOW WOODS ROAD

(Street)

GREAT NECK NY 11020

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/26/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/26/2023		C		164,340	A	$0.73	1,748,251	D(1)
Common Stock	12/15/2023		P		111,112	A	$0.9	1,859,363	D(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants (Right to Buy)	$1.5	12/15/2023		P		111,112		12/15/2026	12/15/2026	Common Stock	111,112	$1.5	111,112	D(1)

Explanation of Responses:

1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

	/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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