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Sarroff group reports 36.1% PetVivo (PETV) ownership stake in common stock

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D

Rhea-AI Filing Summary

PetVivo Holdings has a new major shareholder group disclosed in a Schedule 13D. A.L. Sarroff Fund, LLC, together with Alan and Eileen Sarroff, report beneficial ownership of 13,933,204 shares of common stock, representing approximately 36.1% of the company based on 33,580,630 shares outstanding as of November 14, 2025, and assuming the exercise of warrants to purchase 5,005,008 shares.

All of these shares are held with shared voting and dispositive power; none of the reporting persons has sole power over the shares. The position was built for investment purposes through open‑market purchases and private placements using personal funds. The reporting persons state they will continue to review their investment and may increase or decrease their holdings or economic exposure, including through derivatives such as swaps or options, but they do not currently outline specific corporate actions beyond standard possibilities referenced in Schedule 13D.

Positive

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Insights

Sarroff group discloses a 36.1% PetVivo stake, signaling significant influence potential.

The filing shows A.L. Sarroff Fund, LLC, Alan Sarroff and Eileen Sarroff beneficially owning 13,933,204 PetVivo common shares, or about 36.1% of the class. This percentage is calculated using 33,580,630 shares outstanding as of November 14, 2025 and assumes exercise of warrants to purchase 5,005,008 shares. Voting and dispositive power over the reported shares is shared among the reporting persons, with no sole power reported.

The group states the securities were acquired for investment through open‑market purchases and private placements funded personally. They indicate flexibility to increase or decrease both direct holdings and economic exposure, potentially using swaps, options or other derivatives tied to the stock. While they do not currently specify concrete plans for corporate actions listed in Schedule 13D’s Item 4(a)-(j), the size of the stake means any future decisions by this group could have meaningful implications for shareholder voting outcomes.






If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


A.L. Sarroff Fund, LLC
Signature:/s/ Alan Sarroff
Name/Title:By Alan Sarroff, Chief Executive Officer and Managing Member
Date:01/16/2026
Alan Sarroff
Signature:/s/ Alan Sarroff
Name/Title:Alan Sarroff
Date:01/16/2026
Eileen Sarroff
Signature:/s/ Eileen Sarroff
Name/Title:Eileen Sarroff
Date:01/16/2026

FAQ

What stake in PetVivo Holdings (PETV) does the Sarroff group report?

The reporting persons disclose beneficial ownership of 13,933,204 shares of PetVivo common stock, representing approximately 36.1% of the outstanding shares based on the issuer’s stated share count and assumed warrant exercises.

Who are the reporting persons in this PetVivo (PETV) Schedule 13D?

The Schedule 13D is filed by A.L. Sarroff Fund, LLC, Alan Sarroff and Eileen Sarroff, collectively referred to as the reporting persons.

How did the Sarroff group acquire its PetVivo (PETV) position?

The filing states the securities were acquired for investment purposes through open market purchases and private placements in PetVivo using personal funds.

What voting power does the Sarroff group have over PetVivo (PETV) shares?

Each reporting person reports 0 shares of sole voting power and 13,933,204 shares of shared voting power, as well as the same amount of shared dispositive power.

Does the Sarroff group indicate any plans to change its PetVivo (PETV) holdings?

They state they will continue to review their investment and may increase or decrease their position or economic exposure through purchases, sales, or derivatives, but they currently do not detail specific corporate actions beyond possibilities referenced in Schedule 13D Item 4.

How is the 36.1% PetVivo (PETV) ownership percentage calculated in the filing?

The filing explains that 36.1% is based on 33,580,630 shares outstanding as of November 14, 2025 and assumes the exercise of warrants to purchase 5,005,008 shares of common stock.

Does the Sarroff group use derivatives related to PetVivo (PETV) stock?

The filing notes the reporting persons may enter into and dispose of swaps, options or other derivative transactions based on the value of PetVivo common stock, and that such transactions may be significant in amount.
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