PFG (PFG) insider plans NASDAQ sale of 8,025 common shares

Rhea-AI Filing Summary

PFG filed a Form 144 notice for the proposed sale of 8,025 shares of its common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of 730,997.25. The shares are expected to be sold on or around 01/22/2026 on the NASDAQ, and the filing notes that 219,693,843 shares of common stock were outstanding.

The 8,025 shares were acquired as restricted stock units from the issuer on 02/26/2021. The filing also lists recent Rule 10b5-1 sales over the past three months, including transactions for Dwight Soethout and Deanna Strable-Soethout, such as 38,237 shares sold on 12/31/2025 for gross proceeds of 3,385,752.52 and 8,388 shares sold on 12/18/2025 for 755,654.79. The signer represents they are not aware of undisclosed material adverse information and is reminded that intentional misstatements can constitute federal criminal violations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8025	730997.25	219693843	01/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/26/2021	Restricted Stock Units	Issuer			8025	02/26/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DWIGHT SOETHOUT 711 High Street Des Moines IA 50392	Common	01/08/2026	300	27750.00
10b5-1 Sales for DEANNA STRABLE-SOETHOUT 711 High Street Des Moines IA 50392	Common	12/31/2025	38237	3385752.52
10b5-1 Sales for DEANNA STRABLE-SOETHOUT 711 High Street Des Moines IA 50392	Common	12/24/2025	20715	1865373.32
10b5-1 Sales for DEANNA STRABLE-SOETHOUT 711 High Street Des Moines IA 50392	Common	12/23/2025	200	18000.00
10b5-1 Sales for DEANNA STRABLE-SOETHOUT 711 High Street Des Moines IA 50392	Common	12/19/2025	500	45000.00
10b5-1 Sales for DEANNA STRABLE-SOETHOUT 711 High Street Des Moines IA 50392	Common	12/18/2025	8388	755654.79

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the PFG Form 144 filing disclose?

The filing discloses a planned sale of 8,025 shares of PFG common stock under Rule 144, to be executed through Morgan Stanley Smith Barney LLC on or around 01/22/2026 on the NASDAQ.

How many PFG shares are planned for sale and what is their value?

The notice covers 8,025 shares of PFG common stock with an aggregate market value of 730,997.25, as stated in the securities information table.

How and when were the PFG shares in this Form 144 acquired?

The 8,025 shares were acquired as restricted stock units from the issuer on 02/26/2021, with the form listing the acquisition type as “Restricted Stock Units.”

What does the Form 144 say about PFG shares outstanding?

The securities information section states that 219,693,843 shares of the issuer’s common stock were outstanding at the time referenced in the filing.

What recent Rule 10b5-1 sales related to PFG are disclosed?

The filing lists several Rule 10b5-1 sales in the past three months, including for Dwight Soethout (300 shares on 01/08/2026 for 27,750.00) and Deanna Strable-Soethout (for example, 38,237 shares on 12/31/2025 for 3,385,752.52 and 8,388 shares on 12/18/2025 for 755,654.79).

What representations does the seller make in PFG's Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed and is reminded that intentional misstatements or omissions can constitute federal criminal violations.