Form 144: Wee Yee Cheong reports PFG stock sales

Rhea-AI Filing Summary

Wee Yee Cheong reported multiple Form 144 transactions for PFG common stock, indicating sales on 05/20/2026 (3,211 shares for $330,922.45), 05/01/2026 (9,183 shares for $929,891.70), 04/30/2026 (4,737 shares for $478,481.05) and 04/29/2026 (1,080 shares for $109,081.62). The filing also lists restricted stock vesting entries dated 02/27/2026 (1,248 shares) and 02/23/2026 (6,286 shares).

Key Figures

Sale on 05/20/2026: 3,211 shares Sale on 05/01/2026: 9,183 shares Sale on 04/30/2026: 4,737 shares +3 more

6 metrics

Sale on 05/20/2026 3,211 shares proceeds <money>$330,922.45</money>

Sale on 05/01/2026 9,183 shares proceeds <money>$929,891.70</money>

Sale on 04/30/2026 4,737 shares proceeds <money>$478,481.05</money>

Sale on 04/29/2026 1,080 shares proceeds <money>$109,081.62</money>

Restricted shares vesting 02/27/2026 1,248 shares restricted stock vesting under a registered plan

Restricted shares vesting 02/23/2026 6,286 shares restricted stock vesting under a registered plan

Key Terms

Form 144, restricted stock vesting, issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

issuer regulatory

"Restricted stock vesting under a registered plan | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What sales did Wee Yee Cheong report for PFG on Form 144?

The filing lists sales of 3,211, 9,183, 4,737, and 1,080 common shares on 05/20/2026, 05/01/2026, 04/30/2026, and 04/29/2026, respectively, with corresponding proceeds of $330,922.45, $929,891.70, $478,481.05, and $109,081.62.

Are any vested restricted shares shown in the filing for PFG?

Yes. The report shows restricted stock vesting under a registered plan: 1,248 shares on 02/27/2026 and 6,286 shares on 02/23/2026, described as received for services rendered and listed as issuer-issued restricted stock.

Which broker or dealer handled the transactions in this Form 144?

The filing names Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza) as the broker-dealer associated with the reported securities transactions in the excerpt provided.

Does this Form 144 indicate the total remaining holdings after the sales?

The excerpt does not provide a post-transaction holdings total. The filing lists each sale quantity and dollar proceeds but does not state the reporter's remaining beneficial ownership or shares outstanding in this excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 04:34 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001871693
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PRINCIPAL FINANCIAL GROUP, INC.
SEC File Number	001-16725
Address of Issuer	711 High Street Des Moines IOWA 50392
Phone	(515) 247-5111
Name of Person for Whose Account the Securities are To Be Sold	WEE YEE CHEONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7534	777239.08	216012384	05/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/27/2026	Restricted stock vesting under a registered plan	Issuer			1248	02/27/2026	Services Rendered
Common	02/23/2026	Restricted stock vesting under a registered plan	Issuer			6286	02/23/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	05/20/2026	3211	330922.45
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	05/01/2026	9183	929891.70
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	04/30/2026	4737	478481.05
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	04/29/2026	1080	109081.62

144: Remarks and Signature

Remarks
Date of Notice	05/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wee Yee Cheong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)