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  4. [144] PRUDENTIAL FINANCIAL INC SEC Filing

PFH affiliate files Form 144 to sell 13,580 shares

PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.

Positive

  • None.

Negative

  • None.

Insights

Form 144 notifies intent to sell 13,580 common shares via a broker.

The filing lists the broker as Morgan Stanley Smith Barney LLC and shows tranche releases of awarded performance shares and restricted stock units dated from 02/11/2025 to 02/10/2026

Cash‑flow treatment and whether sales will occur in blocks, open‑market trades, or otherwise is not stated in the excerpt; subsequent trade reports will show execution details.

Proposed sale quantity 13,580 shares Form 144 quantity field shown in excerpt
Tranche — 02/11/2025 3,077 shares Release of Performance Shares Awarded 02/08/2022
Tranche — 02/28/2025 1,200 shares Release of Restricted Stock Units Awarded 02/14/2023
Tranche — 02/28/2025 892 shares Release of Restricted Stock Units Awarded 02/08/2022
Tranche — 02/28/2025 1,346 shares Release of Restricted Stock Units Awarded 02/13/2024
Tranche — 02/10/2026 5,179 shares Release of Performance Shares Awarded 02/14/2023
Tranche — 02/28/2026 593 shares Release of Restricted Stock Units Awarded 02/14/2023
Tranche — 02/28/2026 625 shares Release of Restricted Stock Units Awarded 02/11/2025
Tranche — 02/28/2026 668 shares Release of Restricted Stock Units Awarded 02/13/2024
Form 144 regulatory
"Form 144 notice to sell common stock via a broker"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Restricted Stock Units (RSUs) financial
"Release of Restricted Stock Units Awarded 02/14/2023"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Performance Shares financial
"Release of Performance Shares Awarded 2/08/2022"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

FAQ

What does PFH's Form 144 filed through Morgan Stanley indicate?
It indicates a proposed sale of common stock by an affiliate brokered by Morgan Stanley Smith Barney LLC. The filing shows a quantity field of 13,580 shares and lists scheduled award releases between 02/11/2025 and 02/10/2026.

Which award tranches are listed in the PFH Form 144?
The filing lists release tranches for performance shares and RSUs with amounts: 3,077, 1,200, 892, 1,346, 5,179, 593, 625, and 668 shares tied to release dates shown in the excerpt.

Who is the broker handling the proposed PFH sale?
The broker named is Morgan Stanley Smith Barney LLC with an address listed in Sandy, Utah. The excerpt identifies this broker as the intermediary for the proposed sale activity.

Does the Form 144 excerpt show proceeds or sale method for PFH shares?
The excerpt does not state proceeds or a specific sale method. It lists proposed quantities and release dates but does not disclose execution terms or cash‑flow recipients in the provided text.

Are the listed award releases part of the shares to be sold on Form 144?
The filing pairs scheduled award releases with share amounts and dates; these tranches are listed in the Form 144 notice. The excerpt presents them as securities to be sold tied to their release dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR