Prudential director granted 26 restricted stock units

Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Joseph J. Wolk reported a grant of 26 restricted stock units tied to the company’s common stock. Each unit represents the right to receive one share of common stock. Following this award, he holds a total of 1,781 restricted stock units.

The units were granted as compensation and will vest in one year on September 30, 2026. Under Prudential Financial’s 2011 Deferred Compensation Plan for Non-Employee Directors, the vested units are deferred until Wolk retires from the Board, making this a routine, long-term equity incentive rather than an open-market stock purchase.

Insider Trade Summary

Grant/Award: 26 shares

Grant/Award 1 txn

Insider Wolk Joseph J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	9/30/25 Restricted Stock Units	26	$92.34	$2K

Holdings After Transaction: 9/30/25 Restricted Stock Units — 1,781 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
2. F2. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Prudential Financial (PRU) director Joseph J. Wolk report?

Director Joseph J. Wolk reported receiving 26 restricted stock units as compensation. These derivative awards are tied to Prudential common stock and increase his total restricted stock unit holdings to 1,781, according to the Form 4 insider filing.

How many restricted stock units did Joseph J. Wolk receive from Prudential Financial (PRU)?

Joseph J. Wolk received 26 restricted stock units. Each unit is a contingent right to one share of Prudential Financial common stock, granted as a non-cash equity award rather than through an open-market purchase of shares.

When do Joseph J. Wolk’s new Prudential Financial (PRU) restricted stock units vest?

The newly granted restricted stock units vest in one year on September 30, 2026. After vesting, they remain deferred until Wolk retires from the Board under Prudential Financial’s 2011 Deferred Compensation Plan for Non-Employee Directors.

What does each Prudential Financial (PRU) restricted stock unit reported by Joseph J. Wolk represent?

Each restricted stock unit represents a contingent right to receive one share of Prudential Financial common stock. The units are a form of equity-based director compensation rather than immediately deliverable shares or cash payments.

How many Prudential Financial (PRU) restricted stock units does Joseph J. Wolk hold after this grant?

After this grant, Joseph J. Wolk holds 1,781 restricted stock units. This total reflects his cumulative derivative equity awards related to Prudential Financial common stock as reported in the Form 4 filing.

Is Joseph J. Wolk’s Prudential Financial (PRU) Form 4 filing an open-market stock purchase?

No, the filing reports a grant of 26 restricted stock units as compensation, not an open-market purchase. The units vest on September 30, 2026 and are deferred until Wolk retires from the Board.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/16/2026 - 03:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wolk Joseph J

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN.: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
9/30/25 Restricted Stock Units	$0(1)	03/12/2026		A		26		(2)	(2)	Common Stock	26	$92.34	1,781	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

2. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

	/s/ Richard J. Baker, attorney-in-fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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