Welcome to our dedicated page for Prudential Financial SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
Pianalto Sandra reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC director Sandra Pianalto received a grant of 1,754 restricted stock units for 2026. These units are a form of deferred equity compensation tied to Prudential common stock, granted at no purchase price.
Each restricted stock unit represents the right to receive one share of Prudential common stock or its cash equivalent. The units vest at the earlier of the next annual meeting or on May 12, 2027, and the value is generally paid after her service as a director ends, subject to her deferral elections under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors.
Jones Wendy Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Wendy Elizabeth Jones received a grant of 1,754 restricted stock units. These 2026 RSUs give her the contingent right to the economic equivalent of 1,754 shares of Prudential common stock. The units vest at the earlier of the next annual meeting or on May 12, 2027.
HUNDMEJEAN MARTINA reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc director Martina Hundmejean received a grant of 1,754 restricted stock units on May 12, 2026. Each unit represents a contingent right to receive one share of PRU common stock or the economic equivalent in cash. The units vest at the earlier of the next annual meeting or May 12, 2027, and are payable upon or after her termination of service as a director, unless an earlier date is elected under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors. This award has been deferred until her retirement from the board, and following the grant she holds 1,754 such units directly.
Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Carmine Di Sibio received a grant of 1,754 2026 Restricted Stock Units on May 12, 2026. Each unit represents the economic equivalent of one share of Prudential common stock.
The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until Di Sibio retires from the Board under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 restricted stock units directly.
Prudential Financial director Gilbert F. Casellas reported compensation-related stock transactions involving common shares and restricted stock units. On May 12, 2026, he exercised 1,765 "2025 Restricted Stock Units" into 1,765 shares of common stock at a stated price of $0.0000 per unit, then disposed of those 1,765 common shares back to the issuer at $102.5800 per share, leaving 500 common shares held directly.
Casellas also received a new grant of 1,754 "2026 Restricted Stock Units" on the same date, each representing the economic equivalent of one share of Prudential common stock. Footnotes state that the vested 2025 units and the new 2026 units each represent a contingent right to receive one share and vest at the earlier of the applicable annual meeting or one year, with the 2025 units tied to May 13, 2026 and the 2026 units to May 12, 2027.
Mannen Maryann T. reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Maryann T. Mannen received a grant of 1,754 restricted stock units tied to PRU common stock. Each unit represents a right to one share. These 2026 RSUs vest at the earlier of the next annual meeting or on May 12, 2027, and are deferred until her retirement from the Board under the company’s deferred compensation plan for non-employee directors.
Prudential Financial Inc. director Maryann T. Mannen filed an initial Form 3 reporting her ownership position in the company. The filing lists "No Security Owned," and her total common stock holdings are shown as 0 shares held directly following the reported position.
Prudential Financial Inc. filed a Form 13F combination report listing 3,576 information-table entries with a total reported market value of $81,206,414,524. The filing names 5 other included managers and is signed by Richard Baker, Second Vice President.
Prudential Financial, Inc. reported results of its Annual Meeting of Shareholders held on May 12, 2026. All nominated directors were elected to one-year terms, each receiving over 188 million votes in favor, with varying levels of opposition and broker non-votes.
Shareholders ratified PricewaterhouseCoopers LLP as independent registered public accounting firm with 237,761,197 votes for and 18,024,468 against. On an advisory basis, shareholders approved compensation for named executive officers with 187,589,393 votes for and 18,087,320 against. A shareholder proposal calling for an independent board chairman was not approved, receiving 62,771,534 votes for and 142,955,865 against.
Prudential Financial, Inc. offers a tranche of Senior Unsecured InterNotes® with a 5.000% fixed annual interest rate and a stated maturity date of 05/15/2036. Interest is paid semi‑annually on May 15 and Nov 15, with the first payment on 11/15/2026 and a first interest payment amount of $24.17 per $1,000 denomination. The notes are callable at 100.000% beginning 05/15/2028 and on each interest payment date thereafter, subject to at least 30 calendar days' notice. The selling price shown is 100.000% with a gross concession of 1.800%. Trades: offering period May 11–18, 2026, trade date 05/18/2026, settle date 05/21/2026. This pricing supplement is subject to completion and the final pricing supplement must be delivered before sales occur.