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PRUDENTIAL FINANCIAL (PFH) SEC Filings, Aug-Sep 2026

PFH NYSE
Rhea-AI Summary

Prudential Financial, Inc. (PFH) plans to issue three series of Senior Unsecured InterNotes under an automatically effective shelf registration. The tranches carry fixed coupons of 5.050% (due September 15, 2029), 5.350% (due September 15, 2031), and 5.700% (due September 15, 2036). All are priced at 100.000% of principal and pay interest semi-annually on March 15 and September 15, beginning March 15, 2027, with first interest payments per $1,000 of $23.99, $25.41 and $27.08, respectively.

The 2029 and 2031 notes are non-callable, while the 2036 notes are callable at 100.000% on September 15, 2028 and on any subsequent interest payment date. Each tranche includes a survivor’s option and does not amortize or constitute zero-coupon or original issue discount notes. The offering period runs from September 14, 2026 through September 21, 2026, with a trade date of September 21, 2026 and settlement on September 24, 2026 in $1,000 minimum denominations.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering four tranches of senior unsecured InterNotes under a pricing supplement, each sold at 100% of principal with semi-annual interest payments on March 15 and September 15, beginning March 15, 2027. Principal amounts are $3,217,000, $10,685,000, $3,009,000 and $535,000.

The notes pay fixed coupons of 4.700% (maturing September 15, 2029), 5.050% (maturing September 15, 2031), 5.200% (maturing September 15, 2033) and 5.400% (maturing September 15, 2036). The first three tranches are non-callable; the 2036 notes are callable at 100% on September 15, 2028 and on any interest payment date thereafter.

Each tranche includes a survivor’s option feature and is issued in minimum denominations of $1,000. Net proceeds per tranche are $3,190,459.75, $10,551,437.50, $2,965,369.50 and $525,370.00, reflecting selling concessions to the purchasing agent and selling agents.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering three series of fixed-rate senior unsecured InterNotes under an automatically effective shelf registration. Each series is sold at 100.000% of principal, pays interest semi-annually on March 15 and September 15 beginning March 15, 2027, and includes a survivor’s option.

The series with CUSIP 74432BCP1 carries a 4.600% coupon and matures on September 15, 2028, with a first interest payment amount of $22.74. CUSIP 74432BCQ9 has a 5.100% coupon, maturing on September 15, 2031, with a first interest payment amount of $25.22. Concessions to dealers may be up to 0.550% and 1.250% of principal, respectively.

CUSIP 74432BCR7 pays 5.500%, matures on September 15, 2036, and has a first interest payment amount of $27.19. This tranche is non-amortizing and is redeemable at Prudential Financial’s option at 100.000% of principal plus accrued interest on September 15, 2028 and on any interest payment date thereafter, upon at least 30 calendar days’ notice.

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Rhea-AI Summary

Prudential Financial Inc (PFH) reported that Senior Vice President Robert E. Boyle settled a tranche of previously granted restricted stock units on August 31, 2026. 353 Restricted Stock Units granted on August 10, 2023 converted into 353 shares of Common Stock, vesting as part of a 3‑year schedule.

On the same date, 115 shares of Common Stock were withheld at $117.60 per share for payment of taxes. The filing also corrects prior misreported beneficial ownership amounts and reports 962 shares of Common Stock held indirectly via a 401(k) plan, including 27 shares accumulated between December 31, 2025 and June 30, 2026. No Rule 10b5‑1 trading plan is reported.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering four tranches of Senior Unsecured InterNotes at 100% of principal, with aggregate principal per tranche of $4,534,000 (4.600% due 09/15/2029), $12,441,000 (5.000% due 09/15/2031), $3,121,000 (5.150% due 09/15/2033), and $4,942,000 (5.450% due 09/15/2036).

Each tranche pays fixed interest on a semi-annual basis on March 15 and September 15, beginning March 15, 2027, with a Survivor’s Option available. Three tranches are non-callable, while the 2036 notes are callable at 100% on 09/15/2028 and on any interest payment date thereafter.

The offering period runs from August 24–31, 2026, with a trade date of August 31, 2026 and settlement on September 3, 2026. Minimum denomination and increment are $1,000, and sales concessions range from 0.825% to 1.800% depending on the tranche.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering multiple tranches of InterNotes under an automatically effective shelf registration. Each tranche is issued at 100.000% of principal as fixed-rate senior unsecured notes with semi-annual interest payments on March 15 and September 15, starting March 15, 2027.

The notes include: a 4.700% tranche maturing 09/15/2029 (first interest payment amount $24.02 per $1,000); a 5.050% tranche maturing 09/15/2031 (first payment $25.81); a 5.200% tranche maturing 09/15/2033 (first payment $26.58); and a 5.400% tranche maturing 09/15/2036, callable at 100.000% on 09/15/2028 and on any interest payment date thereafter (first payment $27.60). All tranches include a survivor’s option.

The offering period runs from August 31, 2026 through September 8, 2026, with a trade date of September 8, 2026 and settlement on September 11, 2026. Minimum denomination is $1,000. InspereX LLC acts as purchasing agent, with several major broker-dealers as agents, earning gross concessions between 0.825% and 1.800% of principal, depending on the tranche.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering three series of fixed-rate senior unsecured InterNotes under a prospectus dated March 1, 2024 and a prospectus supplement dated August 5, 2024. The notes are issued in minimum denominations of $1,000 and settle through DTC book-entry.

The series include: (1) $7,446,000 4.900% notes maturing August 15, 2031, priced at 100.000% with a 1.250% gross concession and $7,352,925 net proceeds; (2) $9,516,000 5.150% notes maturing August 15, 2033, 100.000% price, 1.450% gross concession and $9,378,018 net proceeds; and (3) $3,869,000 5.400% notes maturing August 15, 2036, 100.000% price, 1.800% gross concession and $3,799,358 net proceeds.

All series pay interest semi-annually on February 15 and August 15, beginning February 15, 2027, include a survivor’s option, and do not amortize. The 2031 and 2033 notes are non-callable. The 2036 notes are callable at 100.000% on August 15, 2028 and on any interest payment date thereafter, plus accrued and unpaid interest, upon at least 30 calendar days’ notice.

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Rhea-AI Summary

PRUDENTIAL FINANCIAL INC (symbol PFH) is offering multiple tranches of InterNotes under an automatically effective shelf registration, each at a 100.000% selling price and issued as Senior Unsecured Notes with a survivor’s option. The notes are issued in minimum denominations of $1,000 and will settle on September 3, 2026.

The tranches include fixed-rate notes paying semi-annual interest on March 15 and September 15, starting March 15, 2027, with stated coupons of 4.600% maturing on September 15, 2029, 5.000% maturing on September 15, 2031, 5.150% maturing on September 15, 2033, and 5.450% maturing on September 15, 2036. The 2036 tranche is callable at 100.000% on September 15, 2028 and on any interest payment date thereafter. InspereX LLC acts as Purchasing Agent, with several major broker-dealers as selling agents, earning gross concessions ranging from 0.825% to 1.800% of principal amount depending on the tranche.

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Rhea-AI Summary

PRUDENTIAL FINANCIAL INC (PFH) reported that EVP and General Counsel Ann M. Kappler sold 7,652 shares of common stock on August 14, 2026 in an open-market transaction at a weighted average price of about $125.01 per share, with individual prices ranging from $125.00 to $125.10. After the sale, she holds 14,407 shares directly and 909 shares indirectly through a 401(k). She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares. The filing’s 401(k) balance reflects an adjustment to include 10 shares acquired under The Prudential Employee Savings Plan between March 31 and June 30, 2026.

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Rhea-AI Summary

Prudential Financial, Inc. (PFH) is offering three series of Senior Unsecured InterNotes under a prospectus dated March 1, 2024 and prospectus supplement dated August 5, 2024. The notes are offered in minimum denominations of $1,000, in book‑entry form through DTC.

The tranches are: CUSIP 74432BB98, $11,071,000 principal at a fixed 4.900% rate maturing 08/15/2031 (non‑callable); CUSIP 74432BCA4, $7,782,000 at 5.100% maturing 08/15/2033 (non‑callable); and CUSIP 74432BCB2, $3,603,000 at 5.350% maturing 08/15/2036, callable at 100% on 08/15/2028 and on any interest payment date thereafter.

Each tranche is sold at 100.000% of principal with gross concessions of 1.250%, 1.450%, and 1.800%, respectively, resulting in net proceeds of $10,932,612.50, $7,669,161.00, and $3,538,146.00. Interest is paid semi‑annually on February 15 and August 15, starting February 15, 2027, and each note includes a survivor’s option subject to limitations.

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FAQ

How many PRUDENTIAL FINANCIAL (PFH) SEC filings are available on StockTitan?

StockTitan tracks 172 SEC filings for PRUDENTIAL FINANCIAL (PFH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PRUDENTIAL FINANCIAL (PFH)?

The most recent SEC filing for PRUDENTIAL FINANCIAL (PFH) was filed on September 14, 2026.