Welcome to our dedicated page for PRUDENTIAL FINANCIAL SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
Prudential Financial, Inc. priced two tranches of Senior Unsecured InterNotes®: $9,052,000 maturing on 06/15/2031 with a stated interest rate of 4.600% and a coupon paid at a fixed 4.600% (first cash interest payment 12/15/2026, amount $24.41 per $1,000 note); and $2,635,000 maturing on 06/15/2036 with a stated interest rate of 5.100% and first cash interest payment 12/15/2026 (amount $27.06 per $1,000 note).
The notes are offered at 100.000% of principal, include survivor’s option features (subject to limitations in the prospectus supplement), pay interest semi‑annually on Jun 15 and Dec 15, and list redemption mechanics: the 2031 tranche is described as non‑callable, the 2036 tranche is callable at 100.000% beginning 06/15/2028. Concessions to selling agents are specified (up to 0.6000% and 0.9000% respectively). Settlement is 06/04/2026.
Prudential Financial, Inc. is offering two series of senior unsecured notes through a pricing supplement dated June 1, 2026. One series (CUSIP 74432BBZ0) carries a 4.650% fixed interest rate maturing 06/15/2031 with a selling price of 100.000% and a gross concession of 1.250%. The first interest payment of $23.77 is payable on 12/15/2026.
The second series (CUSIP 74432BB23) carries a 4.850% fixed interest rate maturing 06/15/2033 with a selling price of 100.000% and a gross concession of 1.450%. The first interest payment of $24.79 is payable on 12/15/2026. Interest on both series is paid semi‑annually on Jun 15 and Dec 15.
The offering period runs June 1, 2026 through June 8, 2026, trade date is June 8, 2026, and settlement is June 11, 2026. Notes are non‑callable, sold at the stated selling price in minimum denominations of $1,000, and include a survivor's option feature described in the prospectus supplement.
Prudential Financial, Inc. is offering fixed-to-fixed reset junior subordinated notes due June 15, 2056. The notes bear a fixed rate until the initial reset date of June 15, 2036, then reset every five years to the five-year Treasury rate plus a spread. Interest is payable semi-annually and may be deferred by Prudential for one or more consecutive interest periods up to five years. The notes are unsecured, subordinated and rank pari passu with specified other junior subordinated securities; they are junior to all senior indebtedness and structurally subordinated to liabilities of subsidiaries. Prudential intends to use net proceeds for general corporate purposes, which may include the redemption or repurchase of up to $750,000,000 aggregate principal amount of its 2047 notes.
Prudential Financial, Inc. is offering $10,000,000 aggregate principal of Senior Unsecured Notes at a selling price of 100.000% under a pricing supplement to the Prospectus dated March 1, 2024 (supplement dated August 5, 2024). The notes pay interest at 4.650% per annum semi‑annually, mature on 05/15/2031, and make their first interest payment on 11/15/2026 with a first payment amount of $21.44 per $1,000 denomination. The offering period runs May 18–26, 2026 with trade date May 26, 2026 and settle date May 29, 2026. The pricing supplement discloses a gross concession of 1.250% and net proceeds of $9,875,000. The notes are non‑callable and include a survivor’s option subject to limitations described in the prospectus supplement.
Prudential Financial, Inc. is offering InterNotes in two fixed-rate tranches that price at 100.000%. One tranche matures on 06/15/2031 with a stated interest rate of 4.600% and a first interest payment of $24.41 on 12/15/2026. A second tranche matures on 06/15/2036 with a stated interest rate of 5.100% and a first interest payment of $27.06 on 12/15/2026. The 2036 tranche is callable at 100.000% beginning 06/15/2028. Both tranches pay interest semi-annually on Jun 15 and Dec 15, settle 06/04/2026, and are sold through a purchasing agent and listed dealer agents.
Prudential Financial, Inc. offers a tranche of InterNotes (CUSIP 74432BBV9) with an aggregate principal amount of $7,473,000 sold at 100.000% of principal and a stated interest rate of 5.000% per annum. The notes pay interest semi‑annually beginning on 11/15/2026 and mature on 05/15/2036.
The notes are callable at 100.000% beginning on 05/15/2028, are senior unsecured, sold in minimum increments of $1,000, and include a survivor's option subject to limitations described in the prospectus supplement.
Prudential Financial EVP and General Counsel Ann M. Kappler reported an open-market sale of 13,580 shares of common stock at a weighted average price of $103.25 per share. The shares were sold in multiple trades at prices ranging from $103.25 to $103.29.
After this transaction, she holds 22,059 Prudential shares directly and 899 shares indirectly through a 401(k) account. She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares, so she continues to have substantial equity exposure to the company.
Prudential Financial, Inc. is offering Senior Unsecured Notes (CUSIP 74432BBW7) under an automatically effective registration statement; terms in this pricing supplement are subject to completion and a final pricing supplement will be delivered. The notes carry a fixed 4.650% interest rate, pay semi‑annually on May 15 and Nov 15, mature on 05/15/2031, and have an initial selling price of 100.000%. The first interest payment date is 11/15/2026 with a listed first payment amount of $21.44 per $1,000 principal. The offering window is May 18–26, 2026, trade date 05/26/2026, and settle date 05/29/2026. Minimum denomination is $1,000. The survivor’s option feature is described in the prospectus supplement.
PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.
Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.