Welcome to our dedicated page for Prudential Financial SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Prudential Financial, Inc. 4.125% Junior Subordinated Notes due 2060 (PFH) provides access to regulatory documents filed by the issuer, Prudential Financial, Inc., that are relevant to understanding this junior subordinated debt security. While PFH is a specific series of 4.125% junior subordinated notes due 2060, the primary information about the security and its context appears within the issuer’s broader SEC reporting.
Prudential Financial, Inc. files current reports on Form 8-K to disclose material events. Recent 8-K filings reference various junior subordinated notes, including a 4.125% junior subordinated notes member, alongside other series and the company’s common stock. These filings also cover topics such as preliminary financial information for a quarter, assets under management of the PGIM segment, other related revenues of that segment, and alternative investment income of the General Account. Such disclosures help investors assess the financial environment in which the PFH notes exist.
Additional 8-K reports describe corporate governance and leadership developments, including the election of an independent director to the Board and the appointment of that director to the Audit and Finance Committees, as well as leadership changes connected to an internal reorganization. The company has also reported a Board authorization to repurchase a specified amount of its outstanding common stock during a defined future period. These filings, while not specific to PFH, inform investors about the issuer’s capital management and oversight.
On this page, users can review Prudential Financial, Inc.’s SEC filings that mention junior subordinated notes and other securities, and use AI-powered summaries to interpret the key points. This includes understanding how issuer-level financial results, capital actions, and governance disclosures may relate to the 4.125% junior subordinated notes due 2060 represented by the PFH symbol.
Prudential Financial is offering fixed-rate senior unsecured InterNotes that pay 4.800% annual interest and mature on December 15, 2035. Investors receive semi-annual interest payments on June 15 and December 15, starting June 15, 2026, with the first payment shown as $23.60 per $1,000 note.
The notes are issued at 100.000% of principal, with a 1.800% gross selling concession retained by the purchasing agent and dealers. Prudential may redeem the entire tranche at 100.000% of principal plus accrued interest on December 15, 2027 and on any later interest payment date, after at least 30 calendar days’ notice. The notes include a survivor’s option, are offered in $1,000 minimum denominations, and are distributed through InspereX LLC alongside major broker-dealers.
Prudential Financial Inc. reported an insider stock transaction by a Senior Vice President. On 12/02/2025, the officer sold 8,000 shares of Prudential common stock at $107.69 per share. After this sale, he directly owns 11,535 common shares and indirectly owns 307 shares through a 401(k) plan.
The officer also holds equity-based incentives, including 14,905 vested stock options, 9,429 restricted stock units, and 33,449 target performance shares, with the final number of performance shares depending on achievement of performance goals. A small adjustment was made to prior share counts to reflect 18 shares acquired under The Prudential Employee Savings Plan between September 30, 2024 and September 30, 2025.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Prudential Financial is offering $2,316,000 of fixed-rate senior unsecured InterNotes due November 15, 2035, bearing interest at 4.650% per year.
Interest is paid on a semi-annual basis on May 15 and November 15, starting May 15, 2026, with the first interest payment amount of $21.57. The notes are callable at 100.000% of principal on November 15, 2027 and on any interest payment date thereafter, with at least 30 calendar days’ prior notice. A survivor’s option is included, subject to important limitations and procedures described in the prospectus supplement.
Net proceeds to Prudential Financial are $2,274,312 after a 1.800% gross concession. InspereX LLC acts as purchasing agent with several major broker-dealers as agents, The Bank of New York serves as trustee, and Citibank, N.A. is paying agent, registrar and transfer agent. If any payment date is not a business day, payment is made on the next business day without additional interest.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
Prudential Financial (PRU) insider activity: Mr. Lowrey, Chairman of the Board and Director, reported an open-market sale of 48,164 shares of common stock at a weighted average price of $107.39 on 11/10/2025.
After the sale, he beneficially owns 165,564 shares directly and 311 shares indirectly through a 401(k) account. He also holds 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares, with the final performance share count dependent on goal achievement.
The sale price reflects multiple transactions between $107.04 and $107.66, and detailed trade breakdowns are available upon request as noted in the filing.
PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.
The shares are expected to be sold around 11/10/2025 on the NYSE through Morgan Stanley Smith Barney LLC. Shares outstanding were 352,000,000; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of these shares via releases of performance shares and restricted stock units, and through cashless stock option exercises.
Prudential Financial, Inc. filed an 8‑K stating it furnished a news release announcing third quarter 2025 results as Exhibit 99.1 and a Quarterly Financial Supplement as Exhibit 99.2.
Senior management will host a conference call on October 30, 2025 at 11:00 a.m. ET to discuss Q3 2025 results. Related materials are available on the company’s Investor Relations website at www.investor.prudential.com.
Prudential Financial furnished preliminary metrics for the quarter ended September 30, 2025 ahead of its planned October 29 earnings release. The company reported PGIM segment assets under management of $1.47 trillion as of September 30.
For the same quarter, PGIM’s other related revenues, net of related expenses, were approximately $65 million on an adjusted operating income basis, which includes incentive fees, transaction fees, and revenues from seed and co‑investments and mortgage originations. The General Account’s alternative investment income is estimated to be $70–$90 million above near‑term expectations, reflecting results from private equity, hedge funds, and real estate‑related investments.
The company emphasized these figures are estimated and unaudited and may differ materially once financial closing procedures are completed.
FAQ
What is the current stock price of Prudential Financial (PFH)?
