Welcome to our dedicated page for Prudential Financial SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Carmine Di Sibio received a grant of 1,754 2026 Restricted Stock Units on May 12, 2026. Each unit represents the economic equivalent of one share of Prudential common stock.
The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until Di Sibio retires from the Board under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 restricted stock units directly.
Prudential Financial director Gilbert F. Casellas reported compensation-related stock transactions involving common shares and restricted stock units. On May 12, 2026, he exercised 1,765 "2025 Restricted Stock Units" into 1,765 shares of common stock at a stated price of $0.0000 per unit, then disposed of those 1,765 common shares back to the issuer at $102.5800 per share, leaving 500 common shares held directly.
Casellas also received a new grant of 1,754 "2026 Restricted Stock Units" on the same date, each representing the economic equivalent of one share of Prudential common stock. Footnotes state that the vested 2025 units and the new 2026 units each represent a contingent right to receive one share and vest at the earlier of the applicable annual meeting or one year, with the 2025 units tied to May 13, 2026 and the 2026 units to May 12, 2027.
Mannen Maryann T. reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Maryann T. Mannen received a grant of 1,754 restricted stock units tied to PRU common stock. Each unit represents a right to one share. These 2026 RSUs vest at the earlier of the next annual meeting or on May 12, 2027, and are deferred until her retirement from the Board under the company’s deferred compensation plan for non-employee directors.
Prudential Financial Inc. director Maryann T. Mannen filed an initial Form 3 reporting her ownership position in the company. The filing lists "No Security Owned," and her total common stock holdings are shown as 0 shares held directly following the reported position.
Prudential Financial Inc. filed a Form 13F combination report listing 3,576 information-table entries with a total reported market value of $81,206,414,524. The filing names 5 other included managers and is signed by Richard Baker, Second Vice President.
Prudential Financial, Inc. reported results of its Annual Meeting of Shareholders held on May 12, 2026. All nominated directors were elected to one-year terms, each receiving over 188 million votes in favor, with varying levels of opposition and broker non-votes.
Shareholders ratified PricewaterhouseCoopers LLP as independent registered public accounting firm with 237,761,197 votes for and 18,024,468 against. On an advisory basis, shareholders approved compensation for named executive officers with 187,589,393 votes for and 18,087,320 against. A shareholder proposal calling for an independent board chairman was not approved, receiving 62,771,534 votes for and 142,955,865 against.
Prudential Financial, Inc. offers a tranche of Senior Unsecured InterNotes® with a 5.000% fixed annual interest rate and a stated maturity date of 05/15/2036. Interest is paid semi‑annually on May 15 and Nov 15, with the first payment on 11/15/2026 and a first interest payment amount of $24.17 per $1,000 denomination. The notes are callable at 100.000% beginning 05/15/2028 and on each interest payment date thereafter, subject to at least 30 calendar days' notice. The selling price shown is 100.000% with a gross concession of 1.800%. Trades: offering period May 11–18, 2026, trade date 05/18/2026, settle date 05/21/2026. This pricing supplement is subject to completion and the final pricing supplement must be delivered before sales occur.
Prudential Financial, Inc. filed an Amendment No. 20 to a Schedule 13G/A reporting beneficial ownership of 1,226,033 shares of Great Lakes Dredge & Dock Co Common stock, representing 1.8% of the class. The filing attributes shared voting power of 1,201,902 shares and lists subsidiary holders and their reported allocations.
Prudential Financial, Inc. reported net income attributable to the company of $597 million for the three months ended March 31, 2026, versus $707 million a year earlier, or $1.68 diluted earnings per share. Total revenues rose to $15.5 billion from $13.5 billion, driven mainly by higher premiums and net investment income. Total assets were $765.4 billion, with equity of $32.3 billion. Operating cash flow improved to $1.0 billion from a $2.5 billion outflow in the prior-year period. As of April 30, 2026, 347 million common shares were outstanding.
The company reorganized its segments, creating a new U.S. Legacy Products run-off segment and a combined Retirement segment. A Japanese subsidiary, Prudential of Japan, is strengthening oversight and voluntarily suspended new sales beginning February 9, 2026, later extending the suspension through November 5, 2026.
Prudential Financial, Inc. reported first quarter 2026 net income attributable to the company of $597 million, or $1.68 per diluted share, down from $707 million, or $1.96 per share, a year earlier. After-tax adjusted operating income, which excludes realized investment and market risk impacts, rose to $1.278 billion, or $3.61 per share, compared with $1.188 billion, or $3.29 per share, in the prior-year quarter.
PGIM’s adjusted operating income increased 22% year over year to $190 million, while U.S. Businesses rose 3% to $956 million. International Businesses generated $810 million of adjusted operating income, a 4% decline, reflecting higher expenses tied to the Prudential of Japan sales suspension, partly offset by strong growth in Brazil. Assets under management were $1.576 trillion, up from $1.522 trillion.
Parent company highly liquid assets were $3.7 billion, influenced by a prior hybrid securities redemption. Capital returned to shareholders totaled $746 million, including $250 million of share repurchases and $496 million of dividends, with dividends of $1.40 per common share. GAAP book value per diluted common share was $91.28, and adjusted book value per diluted share was $99.79.