Welcome to our dedicated page for Prudential Financial SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Prudential Financial, Inc. 4.125% Junior Subordinated Notes due 2060 (PFH) provides access to regulatory documents filed by the issuer, Prudential Financial, Inc., that are relevant to understanding this junior subordinated debt security. While PFH is a specific series of 4.125% junior subordinated notes due 2060, the primary information about the security and its context appears within the issuer’s broader SEC reporting.
Prudential Financial, Inc. files current reports on Form 8-K to disclose material events. Recent 8-K filings reference various junior subordinated notes, including a 4.125% junior subordinated notes member, alongside other series and the company’s common stock. These filings also cover topics such as preliminary financial information for a quarter, assets under management of the PGIM segment, other related revenues of that segment, and alternative investment income of the General Account. Such disclosures help investors assess the financial environment in which the PFH notes exist.
Additional 8-K reports describe corporate governance and leadership developments, including the election of an independent director to the Board and the appointment of that director to the Audit and Finance Committees, as well as leadership changes connected to an internal reorganization. The company has also reported a Board authorization to repurchase a specified amount of its outstanding common stock during a defined future period. These filings, while not specific to PFH, inform investors about the issuer’s capital management and oversight.
On this page, users can review Prudential Financial, Inc.’s SEC filings that mention junior subordinated notes and other securities, and use AI-powered summaries to interpret the key points. This includes understanding how issuer-level financial results, capital actions, and governance disclosures may relate to the 4.125% junior subordinated notes due 2060 represented by the PFH symbol.
Prudential Financial Inc. Senior Vice President Robert E. Boyle reported several equity compensation transactions. On February 9, 2026, he was granted 2,111 2026 Restricted Stock Units and 4,925 2026 Performance Shares at an exercise price of $0, both settling in common stock on a one-for-one basis.
Also on that date, 1,155 2023 Performance Shares were converted into 1,020 shares of common stock, and 411 shares of common stock were withheld at $102.20 per share to cover taxes. After these transactions, he directly held 3,419 shares of common stock and indirectly held 935 shares through a 401(k) plan.
The restricted stock units vest in three equal annual installments beginning in February 2027, while the performance share payout will depend on return on equity and adjusted book value per share performance for the 2026–2028 period, with final amounts to be set in February 2029.
Prudential Financial, Inc. filed a current report describing updates to its executive compensation programs. The company approved Annual Incentive Payment Criteria for executive officers for awards granted in 2026 based on 2025 performance under its Annual Incentive Program.
Prudential also outlined terms and conditions for 2026 awards to executive officers under its 2021 Omnibus Incentive Plan, covering performance shares and restricted stock units in its 2026 Long-Term Incentive Program. These program details are provided in Exhibits 10.1 and 10.2.
Prudential Financial, Inc. has elected Maryann T. Mannen as an independent member of its Board of Directors, effective May 12, 2026 and contingent on shareholder approval. She will serve on the Corporate Governance and Business Ethics Committee and the Compensation and Human Capital Committee.
Mannen is chairman, president and chief executive officer of Marathon Petroleum Corporation and its subsidiary MPLX LP, and previously served as executive vice president and chief financial officer at both Marathon Petroleum and TechnipFMC. Prudential highlights her more than 30 years of global energy-sector experience and strong financial background as valuable additions to the board.
The company notes it is a global financial services firm and investment manager with approximately $1.6 trillion in assets under management as of December 31, 2025, operating across the United States, Asia, Europe and Latin America.
Prudential Financial Inc. Executive Vice President George P. Waldeck Jr. filed an initial statement of beneficial ownership of company securities. He reports owning 58,912 shares of common stock directly and 350 shares indirectly through a 401(k) plan.
He also reports several equity-based awards that can convert into common stock. These include 2023, 2024, and 2025 performance shares totaling 12,371, 13,470, and 13,271 target shares, respectively, which convert to common stock on a 1-to-1 basis and depend on return-on-equity and adjusted book value per share performance over multi-year periods. In addition, he holds restricted stock units from 2023, 2024, and 2025 grants that vest in equal thirds annually starting on the last day of February 2024, February 2025, October 2024, and February 2026, and convert to common stock on a 1-to-1 basis.
Prudential Financial Inc. executive Jacques Chappuis reported an open-market purchase of company stock. On 02/06/2026, he bought 1,000 shares of Prudential Financial common stock at a price of $100.97 per share, in a transaction coded "P" for purchase.
Following this transaction, Chappuis beneficially owns 1,000 common shares, held directly. The filing reflects his status as an Executive Vice President of Prudential Financial and documents this single non-derivative stock purchase.
Prudential Financial Inc. Executive Vice President Vicki Walia reported the vesting of restricted stock units that converted into common shares. On 01/31/2026, 5,033 restricted stock units vested and were converted into 5,033 shares of common stock at an exercise price of $0.
On the same date, 1,872 of those common shares were withheld at $111.11 per share to cover taxes. After these transactions, Walia directly owned 3,161 shares of Prudential common stock. The restricted stock units converted to common stock on a one-for-one basis and vested in two equal installments beginning on the last day of January 2025.
Prudential Financial, Inc. filed a current report outlining several updates tied to its fourth quarter 2025 performance. The company is furnishing a news release with its fourth quarter 2025 results and a separate Quarterly Financial Supplement through attached exhibits.
Prudential is also providing a news release related to Prudential of Japan and will hold a conference call on February 4, 2026 at 11:00 a.m. ET to discuss these topics. In addition, the company declared a quarterly dividend of $1.40 per share, payable on March 12, 2026, to shareholders of record as of February 17, 2026.
The company highlights that its Investor Relations website is a regular channel for posting presentations and other information that may be important to investors, and offers email alerts for new materials.
Pruco Life Insurance Company, a subsidiary of Prudential Financial’s insurance arm, purchased 1,406,738.649 Class I common shares of Private Credit Fund at $24.87 per share on January 23, 2026. This brings its indirect beneficial holdings to 7,709,623.515 shares.
The subscription was accepted on December 30, 2025, with the final share amount set when the issuer determined the purchase price. Some of the reported holdings include shares issued through the fund’s dividend reinvestment plan.
Prudential Financial, Inc. filed a current report describing an internal matter at its Japanese life insurance subsidiary. The filing notes that The Prudential Life Insurance Company, Ltd. (“Prudential of Japan”) issued a press release on January 16, 2026 reporting the findings of an internal investigation into incidents of misconduct involving current and former employees of Prudential of Japan.
The company directs readers to an English translation of this press release available in its online newsroom. The filing does not provide further detail on the investigation’s findings within this document but formally records that the communication has been made by the subsidiary.
Prudential Financial, Inc. is providing preliminary fourth-quarter 2025 metrics for its PGIM asset management segment and its General Account investments ahead of its full earnings release. As of December 31, 2025, assets under management in the PGIM segment were $1.47 trillion, highlighting the scale of its institutional and retail investment operations. For the same quarter, PGIM’s other related revenues, net of related expenses, were about $55 million on an adjusted operating income basis, reflecting incentive fees, transaction fees, and earnings from seed and co-investments and mortgage originations.
The company also notes that alternative investment income in the General Account portfolio, excluding the Closed Block Division and Funds Withheld portfolios, is estimated to be $5 million to $25 million below its near-term expectations for the quarter. All figures are preliminary, unaudited estimates prepared on a basis consistent with prior periods and may change once Prudential completes its financial closing procedures.