PennyMac director Farhad Nanji receives 545 shares

Q: How many shares did PFSI director Farhad Nanji receive?

Farhad Nanji received 545 shares of PennyMac Financial Services, Inc. Common Stock at a reported $57.75 per share on November 2, 2026. The shares were received in lieu of cash compensation for his non-management director services during the previous quarter.

Q: How are PFSI restricted stock units settled?

The reported amount includes 1,963 restricted stock units, which are to be settled in an equal number of Common Stock shares upon vesting.

A reported 1,963 restricted stock units are to be settled in an equal number of Common Stock shares upon vesting.

Available on EDGAR 11/04/2026 - 06:40 PM EST Accepted by SEC EDGAR 11/04/2026 - 06:39 PM EST

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Rhea-AI Filing Summary

PennyMac Financial Services, Inc. director Farhad Nanji received 545 shares of Common Stock on November 2, 2026, in lieu of cash compensation for services as a non-management director during the previous quarter. The reported price was $57.75 per share, and the transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. The reported holdings also include 4,531,792 shares indirectly held through MFN Partners, LP as of November 2, 2026.

Insider Trade Summary

Grant/Award: 545 shares

Grant/Award 1 txn

Insider NANJI FARHAD

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^{F1, F2}	545	$57.75	$31K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 188,761 shares (Direct); Common Stock — 4,531,792 shares (Indirect, MFN Partners, LP)

Holdings Before and After: Common Stock, 188,216 to 188,761 shares (Direct)

Footnotes (2)

F1. The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2. The reported amount consists of 1,963 restricted stock units and 188,798 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Key Figures

Award shares: 545 shares Reported price: $57.75 per share Indirect Common Stock holding: 4,531,792 shares +1 more

4 metrics

Award shares 545 shares Common Stock received November 2, 2026, in lieu of cash compensation

Reported price $57.75 per share November 2, 2026 share award

Indirect Common Stock holding 4,531,792 shares Held through MFN Partners, LP as of November 2, 2026

Restricted stock units 1,963 units To be settled in an equal number of Common Stock shares upon vesting

Key Terms

restricted stock units, vesting, Rule 16b-3

3 terms

restricted stock units financial

"1,963 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"upon vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Rule 16b-3 regulatory

"exempt under Rule 16b-3 of the Securities Exchange Act of 1934"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did PFSI director Farhad Nanji receive?

Farhad Nanji received 545 shares of PennyMac Financial Services, Inc. Common Stock at a reported $57.75 per share on November 2, 2026. The shares were received in lieu of cash compensation for his non-management director services during the previous quarter.

How are PFSI restricted stock units settled?

The reported amount includes 1,963 restricted stock units, which are to be settled in an equal number of Common Stock shares upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NANJI FARHAD

(Last)

(First)

(Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE

CALIFORNIA

91361

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/02/2026		A		545⁽¹⁾	A	$57.75	188,761⁽²⁾	D
Common Stock								4,531,792	I	MFN Partners, LP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

2. The reported amount consists of 1,963 restricted stock units and 188,798 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Nanji	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR