[144] PEAPACK GLADSTONE FINANCIAL CORP SEC Filing

Rhea-AI Filing Summary

Form 144 Notice: The filer intends to sell 3,200 shares of common stock of the issuer through Fidelity Brokerage Services LLC on or about 09/15/2025 on NASDAQ. The filing lists an aggregate market value of $93,281.28 and reports 17,648,471 shares outstanding. The shares were acquired on 03/20/2025 from the issuer as restricted stock vesting and were paid as compensation. The filer certifies they are not aware of undisclosed material adverse information and includes the standard signature/attestation language.

Positive

• Clear disclosure of acquisition date, nature (restricted stock vesting), and payment as compensation
• Broker and planned sale details provided: Fidelity Brokerage Services LLC, NASDAQ, approximate sale date 09/15/2025
• No sales in prior three months reported, simplifying aggregation rules for Rule 144

Negative

• No trading-plan adoption date is indicated in the filing (no Rule 10b5-1 plan date provided)
• Limited context about filer identity and total holdings beyond the single block of shares to be sold

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for vested compensation shares; standard attestations included.

The filing is a typical Form 144 disclosure showing an intended public sale of 3,200 shares acquired via restricted stock vesting and designated as compensation. It names the executing broker, lists the proposed sale date and exchange, and states there were no sales in the prior three months. The attestation about lack of undisclosed material adverse information and the criminal-statements language are present, aligning with usual compliance expectations.

Equity Compensation Specialist

TL;DR: This is a straightforward disposition of vested equity; no material issuance or complex consideration disclosed.

The securities were acquired and paid on the same date as vesting, categorized as compensation. The filing provides acquisition date, nature of acquisition, and payment details without noting any non-cash consideration or installment arrangements. The disclosure of outstanding shares and aggregate market value gives basic context for the size of the proposed sale relative to the company's capitalization.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3200	93281.28	17648471	09/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/20/2025	Restricted Stock Vesting	Issuer			3200	03/20/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for PGC disclose about the proposed sale?

The filing shows an intended sale of 3,200 common shares via Fidelity Brokerage Services LLC on or about 09/15/2025 on NASDAQ with an aggregate market value of $93,281.28.

How and when were the shares in the PGC Form 144 acquired?

The shares were acquired on 03/20/2025 from the issuer through restricted stock vesting and the payment is listed as compensation.

Does the filing report any securities sold by the filer in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

What attestations does the filer make on Form 144?

The filer represents they do not know any material adverse information about the issuer not publicly disclosed and includes the standard attestation and criminal-statements language.

What is the total number of shares outstanding reported in the filing?

The filing lists 17,648,471 shares outstanding.