Welcome to our dedicated page for PEAPACK GLADSTONE FINANCIAL SEC filings (Ticker: PGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Peapack-Gladstone Financial Corporation filings document the regulatory record of a New Jersey bank holding company with common stock listed on Nasdaq under PGC. Its 8-K filings cover earnings releases, investor presentations, corrections to financial metrics, capital actions, debt redemptions and material agreements, including preferred stock financing and subordinated note activity.
Proxy and annual-meeting disclosures describe board elections, shareholder voting results, executive compensation, equity awards, committee assignments and governance matters. The filings also provide formal disclosure around the company’s banking and wealth-management strategy, capital structure, registered securities, risk oversight and shareholder approvals.
PEAPACK GLADSTONE FINANCIAL CORP (PGC) has a notice of proposed sale filed under Rule 144 for common stock held for the account of Maureen E. Hemhauser. The filing covers up to 2,297 shares of common stock to be sold through Fidelity Brokerage Services LLC on NASDAQ, with an indicated aggregate market value of $104,109.34 as of the proposed sale date of September 21, 2026. These shares were acquired from the issuer on March 20, 2026 through restricted stock vesting as compensation.
PEAPACK GLADSTONE FINANCIAL CORP (PGC) officer Gregory Martin Smith, SEVP and President Commercial Banking, reported a sale of 1,250 shares of common stock on September 2, 2026 at $44.66 per share. After this transaction he directly holds 12,622 common shares, plus multiple equity awards in the form of restricted stock units and phantom stock tied to PGC common stock.
PEAPACK GLADSTONE FINANCIAL CORP (PGC) has a notice under Rule 144 for a planned sale of common stock by officer Gregory Martin Smith. The filing indicates an intended sale of 1,250 shares of common stock through Fidelity Brokerage Services LLC, with an approximate aggregate sale price of $55,825, on or after September 2, 2026.
The shares listed for potential sale trace to multiple restricted stock vesting awards received as compensation from 2021 through 2025, including grants such as 36 shares vesting on August 24, 2023 and 952 shares vesting on March 20, 2025.
Peapack Gladstone Financial Corp filed a quarterly Form 13F holdings report as an institutional investment manager. The filing lists 1,390 reportable positions with an aggregate reported value of $8,698,596. No other investment managers are included in this report.
Peapack-Gladstone Financial Corporation reported higher profitability for the quarter ended June 30, 2026. Net income was $15,972 thousand compared with $7,941 thousand a year earlier, with basic earnings per share of $0.89 and diluted earnings per share of $0.86. Net interest income before credit provisions increased to $63,921 thousand, while the provision for credit losses rose to $8,088 thousand.
For the first six months of 2026, net income reached $30,125 thousand versus $15,536 thousand in 2025, and basic earnings per share were $1.70. Total assets were $7,970,293 thousand at June 30, 2026, supported by loan balances of $6,675,251 thousand and deposits of $7,057,599 thousand. Shareholders’ equity increased to $715,785 thousand, reflecting retained earnings and a $30,000 thousand preferred stock issuance, partly offset by accumulated other comprehensive loss.
Peapack Gladstone Financial Corp executive Andrew F. Corrado, President Peapack Private NY, reported acquiring 11,309 phantom stock shares on July 31, 2026, vesting in three equal annual installments beginning July 31, 2027; each phantom share is the economic equivalent of one common share upon vesting.
He also holds earlier phantom stock awards of 12,121, 9,041 and 25,000 shares granted between 2024 and 2026, plus 1,293.4794 common shares held indirectly through an Employee Stock Purchase Plan.
Peapack Gladstone Financial Corp, a New Jersey commercial banking corporation, filed an amended notice of an exempt securities offering under Regulation D, Rule 506(b). The offering consists of equity securities and is not registered as an investment company under the Investment Company Act of 1940.
The notice reports a Total Amount Sold of $50,000,000 USD, with $0 USD remaining to be sold, indicating the offering has been fully sold. The Date of First Sale was 2026-03-26. No finders’ fees were paid, as Finders' Fees are disclosed as $0 USD. The issuer declined to disclose its revenue range and claims exemption from registration based on Rule 506(b).
Peapack Gladstone Financial Corp, a New Jersey commercial bank, filed a Form D for an exempt private placement of equity securities under Regulation D Rule 506(b). This is a new notice, with the first sale reported on 2026-03-26.
The company reports $30,000,000 USD in total amount sold and $20,000,000 USD remaining to be sold, indicating a planned offering of up to $50,000,000 USD of equity. No finders’ fees are reported, with $0 USD in finders’ fees disclosed. The issuer declines to disclose its revenue range.
Peapack-Gladstone Financial Corporation reported strong second quarter 2026 results, with net income available to common shareholders of $15.8 million, or $0.85 per diluted share, up from $14.2 million and $0.80 in the prior quarter and $7.9 million and $0.45 a year earlier.
Total revenue rose 23% year-over-year to $86.1 million, the ninth consecutive quarterly increase, driven mainly by net interest income of $63.9 million, up 32% year-over-year. Net interest margin improved to 3.32%, while operating expenses grew only 7%, supporting roughly 70% growth in pre-provision net revenue year-over-year.
Total loans reached $6.7 billion and deposits $7.1 billion, with noninterest-bearing deposits rising and wealth management assets under management increasing to $13.9 billion. Asset quality remained manageable despite higher nonperforming assets of $72.2 million (0.91% of assets) and an $8.1 million credit loss provision. Capital and liquidity stayed strong, aided by the full $50 million issuance of 6% non-cumulative perpetual convertible preferred stock.
PEAPACK GLADSTONE FINANCIAL CORP senior executive John P. Babcock reported an open-market sale of company stock. He sold 5,000 shares of common stock at a price of $47.1065 per share, and after this sale he directly holds 45,582 common shares.
In addition to these direct holdings, he has 6,720 common shares held through a 401(k) plan and 74,876 common shares held indirectly through a rabbi trust under a non-qualified deferred compensation plan. He also holds various equity-based awards, including 16,000 phantom rights tied to common stock expiring on December 31, 2028, and multiple phantom stock and restricted stock unit grants that each convert into one share of common stock upon vesting or achievement of specified performance conditions.