Peapack Gladstone officer may sell 1,250 shares

A Rule 144 filing shows officer Gregory Martin Smith intends to sell 1,250 PGC shares after Sept. 2, 2026, for about $55,825 via Fidelity.

Rhea-AI Filing Summary

PEAPACK GLADSTONE FINANCIAL CORP (PGC) has a notice under Rule 144 for a planned sale of common stock by officer Gregory Martin Smith. The filing indicates an intended sale of 1,250 shares of common stock through Fidelity Brokerage Services LLC, with an approximate aggregate sale price of $55,825, on or after September 2, 2026.

The shares listed for potential sale trace to multiple restricted stock vesting awards received as compensation from 2021 through 2025, including grants such as 36 shares vesting on August 24, 2023 and 952 shares vesting on March 20, 2025.

Key Figures

Shares covered by Form 144: 1,250 shares Approximate aggregate sale price: $55,825 Large restricted stock vesting: 952 shares +2 more

5 metrics

Shares covered by Form 144 1,250 shares Common stock of Peapack Gladstone Financial Corp indicated for possible sale

Approximate aggregate sale price $55,825 Estimated value of the 1,250 PGC shares covered by the notice

Large restricted stock vesting 952 shares Restricted stock vesting on March 20, 2025 listed as compensation from issuer

Restricted stock vesting example 36 shares Restricted stock vesting on August 24, 2023 listed as compensation from issuer

Issuer phone number 908-234-0700 Contact number for Peapack Gladstone Financial Corp

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact, compensation

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 03/20/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Gregory M. Smith"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

compensation financial

"03/20/2025 | Compensation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for PGC disclose about planned share sales?

The Form 144 notice discloses that 1,250 shares of Peapack Gladstone Financial Corp common stock may be sold by officer Gregory Martin Smith, with an approximate aggregate sale price of $55,825, through Fidelity Brokerage Services LLC, on or after September 2, 2026.

Who is selling PGC shares in this Form 144 and in what capacity?

The shares relate to Gregory Martin Smith, identified as an officer of Peapack Gladstone Financial Corp. Fidelity Brokerage Services LLC is involved as the broker, with the filing signed by Gary Redman as attorney-in-fact for Gregory M. Smith.

How many PGC shares are covered by this Rule 144 notice and at what value?

The notice covers a potential sale of 1,250 shares of Peapack Gladstone Financial Corp common stock with an indicated approximate aggregate sale price of $55,825, based on information provided in the filing.

What is the source of the PGC shares listed for sale in this Form 144?

The shares listed for potential sale come from multiple restricted stock vesting awards granted as compensation by the issuer between February 26, 2021 and March 20, 2025, including several small grants and a larger vesting of 952 shares on March 20, 2025.

On which market are the PGC shares in this Form 144 traded?

The filing identifies the common stock covered by the notice as traded on NASDAQ, with the broker listed as Fidelity Brokerage Services LLC for the contemplated sale of 1,250 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/02/2026 - 12:10 PM EDT Accepted by SEC EDGAR 09/02/2026 - 12:09 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001778117
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PEAPACK GLADSTONE FINANCIAL CORP
SEC File Number	001-16197
Address of Issuer	500 HILLS DRIVE BEDMINSTER NEW JERSEY 07921
Phone	9082340700
Name of Person for Whose Account the Securities are To Be Sold	Smith Gregory Martin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1250	55825.00	17727952	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/26/2021	Restricted Stock Vesting	Issuer			3	02/26/2021	Compensation
Common	05/25/2021	Restricted Stock Vesting	Issuer			5	05/25/2021	Compensation
Common	07/30/2021	Restricted Stock Vesting	Issuer			1	07/30/2021	Compensation
Common	08/24/2021	Restricted Stock Vesting	Issuer			3	08/24/2021	Compensation
Common	11/03/2021	Restricted Stock Vesting	Issuer			1	11/03/2021	Compensation
Common	11/26/2021	Restricted Stock Vesting	Issuer			3	11/26/2021	Compensation
Common	02/02/2022	Restricted Stock Vesting	Issuer			1	02/02/2022	Compensation
Common	02/25/2022	Restricted Stock Vesting	Issuer			3	02/25/2022	Compensation
Common	05/01/2022	Restricted Stock Vesting	Issuer			1	05/01/2022	Compensation
Common	05/26/2022	Restricted Stock Vesting	Issuer			7	05/26/2022	Compensation
Common	07/31/2022	Restricted Stock Vesting	Issuer			1	07/31/2022	Compensation
Common	08/25/2022	Restricted Stock Vesting	Issuer			12	08/25/2022	Compensation
Common	11/03/2022	Restricted Stock Vesting	Issuer			1	11/03/2022	Compensation
Common	11/28/2022	Restricted Stock Vesting	Issuer			10	11/28/2022	Compensation
Common	01/29/2023	Restricted Stock Vesting	Issuer			1	01/29/2023	Compensation
Common	02/23/2023	Restricted Stock Vesting	Issuer			11	02/23/2023	Compensation
Common	04/27/2023	Restricted Stock Vesting	Issuer			1	04/27/2023	Compensation
Common	05/22/2023	Restricted Stock Vesting	Issuer			29	05/22/2023	Compensation
Common	07/30/2023	Restricted Stock Vesting	Issuer			1	07/30/2023	Compensation
Common	08/24/2023	Restricted Stock Vesting	Issuer			36	08/24/2023	Compensation
Common	11/27/2023	Restricted Stock Vesting	Issuer			40	11/27/2023	Compensation
Common	02/23/2024	Restricted Stock Vesting	Issuer			34	02/23/2024	Compensation
Common	05/23/2024	Restricted Stock Vesting	Issuer			39	05/23/2024	Compensation
Common	08/22/2024	Restricted Stock Vesting	Issuer			31	08/22/2024	Compensation
Common	11/22/2024	Restricted Stock Vesting	Issuer			24	11/22/2024	Compensation
Common	02/21/2025	Restricted Stock Vesting	Issuer			1	02/21/2025	Compensation
Common	03/20/2025	Restricted Stock Vesting	Issuer			952	03/20/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gregory M. Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)