Peapack Gladstone holder plans $104K stock sale

A Rule 144 notice registers Maureen E. Hemhauser’s intent to sell 2,297 PGC common shares acquired via restricted stock vesting.

Available on EDGAR 09/21/2026 - 02:42 PM EDT Accepted by SEC EDGAR 09/21/2026 - 02:41 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PEAPACK GLADSTONE FINANCIAL CORP (PGC) has a notice of proposed sale filed under Rule 144 for common stock held for the account of Maureen E. Hemhauser. The filing covers up to 2,297 shares of common stock to be sold through Fidelity Brokerage Services LLC on NASDAQ, with an indicated aggregate market value of $104,109.34 as of the proposed sale date of September 21, 2026. These shares were acquired from the issuer on March 20, 2026 through restricted stock vesting as compensation.

Key Figures

Shares proposed to be sold: 2,297 shares Aggregate market value: $104,109.34 Proposed sale date: September 21, 2026 +2 more

5 metrics

Shares proposed to be sold 2,297 shares Common stock covered by the Rule 144 notice

Aggregate market value $104,109.34 Value listed for the 2,297 PGC common shares to be sold

Proposed sale date September 21, 2026 Date listed for sales of the covered shares on NASDAQ

Acquisition date March 20, 2026 Date the 2,297 shares were acquired via restricted stock vesting

Issuer phone number 908-234-0700 Contact number listed for PEAPACK GLADSTONE FINANCIAL CORP

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Restricted Stock Vesting | Issuer | | | 2297 | 03/20/2026 | Compensation"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Maureen E. Hemhauser"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for PEAPACK GLADSTONE FINANCIAL CORP (PGC)?

It discloses an intent to sell up to 2,297 shares of PGC common stock under Rule 144 for the account of Maureen E. Hemhauser, to be sold through Fidelity Brokerage Services LLC on NASDAQ.

How many PEAPACK GLADSTONE FINANCIAL CORP (PGC) shares are covered by this Form 144?

The notice covers up to 2,297 shares of PEAPACK GLADSTONE FINANCIAL CORP common stock proposed to be sold under Rule 144.

What is the indicated market value of the PGC shares in this Form 144?

The filing lists an aggregate market value of $104,109.34 for the 2,297 PGC common shares proposed to be sold under Rule 144.

When were the PGC shares in this Form 144 acquired and how?

The 2,297 PGC common shares were acquired on March 20, 2026 from the issuer via restricted stock vesting as compensation.

When is the proposed sale date for the PGC shares in this Form 144?

The proposed sale date listed for the 2,297 PGC common shares is September 21, 2026, with sales expected to occur on NASDAQ through Fidelity Brokerage Services LLC.

Who is acting on behalf of Maureen E. Hemhauser in this PGC Form 144?

The notice is signed by Jennifer Ruchti as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Maureen E. Hemhauser.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001786533
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PEAPACK GLADSTONE FINANCIAL CORP
SEC File Number	001-16197
Address of Issuer	500 HILLS DRIVE BEDMINSTER NEW JERSEY 07921
Phone	9082340700
Name of Person for Whose Account the Securities are To Be Sold	Hemhauser Maureen
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2297	104109.34	17727952	09/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/20/2026	Restricted Stock Vesting	Issuer			2297	03/20/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Maureen E. Hemhauser
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)