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Peapack Gladstone Financial (PGC) awards 11,309 phantom stock units to executive

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Form Type
4

Rhea-AI Filing Summary

Peapack Gladstone Financial Corp executive Andrew F. Corrado, President Peapack Private NY, reported acquiring 11,309 phantom stock shares on July 31, 2026, vesting in three equal annual installments beginning July 31, 2027; each phantom share is the economic equivalent of one common share upon vesting.

He also holds earlier phantom stock awards of 12,121, 9,041 and 25,000 shares granted between 2024 and 2026, plus 1,293.4794 common shares held indirectly through an Employee Stock Purchase Plan.

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Insider Corrado Andrew F.
Role President Peapack Private NY
Type Security Shares Price Value
Exercise Phantom Stock F3 11,309 -- --
holding Phantom Stock F1 -- -- --
holding Phantom Stock F2 -- -- --
holding Phantom Stock F4 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock — 53,431 shares (Direct); Common Stock — 1,293.4794 shares (Indirect, Employee Stock Purchase Plan)
Footnotes (4)
  1. F1. On August 1, 2025, the reporting person was granted 12,121 phantom stock shares, vesting in three equal annual installments beginning on August 1, 2026. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
  2. F2. On March 20, 2026, the reporting person was granted 9,041 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
  3. F3. On July 31, 2026, the reporting person was granted 11,309 phantom stock shares, vesting in three equal annual installments beginning on July 31, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
  4. F4. On March 20, 2024, the reporting person was granted 25,000 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
New phantom stock grant 11,309 shares Grant to Andrew F. Corrado on July 31, 2026, vesting in three equal annual installments beginning July 31, 2027
Phantom stock grant (Aug 1, 2025) 12,121 shares Phantom stock shares granted on August 1, 2025, vesting in three equal annual installments beginning August 1, 2026
Phantom stock grant (Mar 20, 2026) 9,041 shares Phantom stock shares granted on March 20, 2026, vesting in three equal annual installments beginning March 20, 2027
Performance-based phantom grant (Mar 20, 2024) 25,000 shares Phantom stock shares granted on March 20, 2024, vesting on the third anniversary if performance conditions are met
Indirect common stock holding via ESPP 1,293.4794 shares Common stock held indirectly through an Employee Stock Purchase Plan following the reported transactions
Vesting schedule for recent grants three annual installments Phantom stock grants in 2025, 2026 and 2026 vest in three equal annual installments after grant dates
Performance-based vesting period third anniversary 25,000 phantom stock shares granted March 20, 2024 vest on the third anniversary of the grant date
Phantom Stock financial
"Phantom stock shares, vesting in three equal annual installments"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Employee Stock Purchase Plan financial
"Common shares held indirectly through an Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
economic equivalent financial
"Each phantom share is the economic equivalent of one share of common stock"
vesting financial
"Phantom stock shares, vesting in three equal annual installments beginning in 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Andrew F. Corrado report for PGC?

Andrew F. Corrado reported acquiring 11,309 phantom stock shares on July 31, 2026. These shares vest in three equal annual installments starting July 31, 2027 and are the economic equivalent of common stock upon vesting.

How do the new phantom stock shares for PGC vest?

The 11,309 newly acquired phantom stock shares vest in three equal annual installments beginning July 31, 2027. Once vested, each phantom share provides the economic equivalent of one share of Peapack Gladstone Financial Corp common stock.

What prior phantom stock awards does Andrew F. Corrado hold in PGC?

Andrew F. Corrado holds prior phantom stock awards originally granted as 12,121 shares on August 1, 2025, 9,041 shares on March 20, 2026, and 25,000 performance-based shares granted March 20, 2024, all tied economically to PGC common stock.

Does Andrew F. Corrado hold Peapack Gladstone (PGC) common stock directly or indirectly?

He holds 1,293.4794 shares of Peapack Gladstone common stock indirectly through an Employee Stock Purchase Plan. The Form 4 also details multiple phantom stock awards that are economically equivalent to common shares upon vesting.

What is the nature of the 25,000 phantom stock shares reported for PGC?

The 25,000 phantom stock shares granted on March 20, 2024 vest on the third anniversary of the grant date if specified performance conditions are met. Upon vesting, each phantom share is economically equivalent to one PGC common share.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Corrado Andrew F.

(Last)(First)(Middle)
500 HILLS DRIVE, SUITE 300
PO BOX 700

(Street)
BEDMINSTER NEW JERSEY 07921

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President Peapack Private NY
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock1,293.4794IEmployee Stock Purchase Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(1) (1) (1)Common Stock8,0818,081D
Phantom Stock(2) (2) (2)Common Stock9,0419,041D
Phantom Stock(3)07/31/2026M11,309 (3) (3)Common Stock11,309(3)11,309D
Phantom Stock(4) (4) (4)Common Stock25,00025,000D
Explanation of Responses:
1. On August 1, 2025, the reporting person was granted 12,121 phantom stock shares, vesting in three equal annual installments beginning on August 1, 2026. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
2. On March 20, 2026, the reporting person was granted 9,041 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
3. On July 31, 2026, the reporting person was granted 11,309 phantom stock shares, vesting in three equal annual installments beginning on July 31, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
4. On March 20, 2024, the reporting person was granted 25,000 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
Andrew F Corrado08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)