Precigen officer plans $115K sale after option exercise

Rhea-AI Filing Summary

PRECIGEN, INC. (PGEN) is named as the issuer in a Form 144 notice filed for the planned sale of its common stock by officer Rutul Shah. The notice covers a proposed sale of 15,342 common shares, with an approximate value of $115,065.00, to be sold through Fidelity Brokerage Services LLC on or after 08/25/2026, following a stock option exercise for cash. Over the prior three months, the same person reported several additional sales of PRECIGEN common shares under Rule 144.

Key Figures

Planned shares to be sold: 15,342 shares of common stock Approximate value of planned sale: $115,065.00 Sale on 06/29/2026: 42,924 shares for $251,105.40 +3 more

6 metrics

Planned shares to be sold 15,342 shares of common stock Planned sale on or after 08/25/2026 under Form 144

Approximate value of planned sale $115,065.00 Estimated gross proceeds for 15,342 shares

Sale on 06/29/2026 42,924 shares for $251,105.40 Common stock sold during past 3 months

Sale on 08/03/2026 33,772 shares for $219,518.00 Common stock sold during past 3 months

Sale on 08/06/2026 32,739 shares for $224,589.54 Common stock sold during past 3 months

Sale on 08/21/2026 34,658 shares for $259,935.00 Common stock sold during past 3 months

Key Terms

Form 144, Rule 144, Stock Option Exercise, attorney-in-fact, +1 more

5 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Option Exercise financial

"Common | 08/25/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

attorney-in-fact regulatory

"as attorney-in-fact for Rutul Shah"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

Fidelity Brokerage Services LLC financial

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for PRECIGEN, INC. (PGEN) disclose?

It discloses that officer Rutul Shah plans to sell 15,342 shares of PRECIGEN common stock, valued at about $115,065.00, through Fidelity Brokerage Services LLC on or after 08/25/2026, in connection with a cash stock option exercise.

How many PRECIGEN (PGEN) shares has Rutul Shah sold in the past three months?

The notice lists four sales of PRECIGEN common stock in the past three months: 42,924 shares on 06/29/2026, 33,772 shares on 08/03/2026, 32,739 shares on 08/06/2026, and 34,658 shares on 08/21/2026.

What total dollar amounts were reported for past PRECIGEN (PGEN) sales by Rutul Shah?

Reported gross amounts were $251,105.40 for 42,924 shares on 06/29/2026, $219,518.00 for 33,772 shares on 08/03/2026, $224,589.54 for 32,739 shares on 08/06/2026, and $259,935.00 for 34,658 shares on 08/21/2026.

What is the nature of the planned PRECIGEN (PGEN) sale in this Form 144?

The planned sale involves 15,342 shares of PRECIGEN common stock to be sold on or after 08/25/2026, described as arising from a Stock Option Exercise with consideration in cash.

Which broker is handling the Form 144 sale for PRECIGEN (PGEN) shares?

The broker listed is Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, which is identified as the broker for the 15,342 PRECIGEN common shares with an approximate value of $115,065.00.

Who signed the Form 144 related to PRECIGEN (PGEN)?

The notice is signed by /s/ Daniel Tucci, described as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Rutul Shah, on the date 08/25/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 02:02 PM EDT Accepted by SEC EDGAR 08/25/2026 - 02:01 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001947221
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PRECIGEN, INC.
SEC File Number	001-36042
Address of Issuer	20374 SENECA MEADOWS PARKWAY GERMANTOWN MARYLAND 20876
Phone	301-556-9900
Name of Person for Whose Account the Securities are To Be Sold	Shah Rutul R
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	15342	115065.00	358035247	08/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/25/2026	Stock Option Exercise	Issuer			15342	08/25/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Rutul Shah 20374 Seneca Meadows Parkway Germantown MD 20876	Common	06/29/2026	42924	251105.40
Rutul Shah 20374 Seneca Meadows Parkway Germantown MD 20876	Common	08/03/2026	33772	219518.00
Rutul Shah 20374 Seneca Meadows Parkway Germantown MD 20876	Common	08/06/2026	32739	224589.54
Rutul Shah 20374 Seneca Meadows Parkway Germantown MD 20876	Common	08/21/2026	34658	259935.00

144: Remarks and Signature

Remarks
Date of Notice	08/25/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/31/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Rutul Shah
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)