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Precigen CFO settles 7,291 RSUs, withholds shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PRECIGEN, INC. (PGEN) reported that Chief Financial Officer Harry Thomasian Jr. settled a portion of previously granted Restricted Stock Units (RSUs) on August 23, 2026. He exercised 7,291 RSUs, each convertible into one share of common stock, receiving an equal number of common shares in connection with the vesting of 1/24 of an RSU grant made on June 26, 2025.

To satisfy income tax withholding obligations arising from this RSU settlement, 3,577 shares of Precigen common stock were withheld at a value of $7.20 per share, reported as a code F disposition. Following these transactions, Thomasian directly held 80,209 RSUs. The filing does not report any open-market purchases or sales; reported dispositions relate to tax withholding.

Positive

  • None.

Negative

  • None.
Insider Thomasian Harry Jr.
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 7,291 $0.00 $0.00
Exercise Common Stock F1 7,291 -- --
Tax Withholding Common Stock F2 3,577 $7.20 $26K
Holdings After Transaction: Restricted Stock Units — 80,209 shares (Direct); Common Stock — 258,249 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
  2. F2. Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
  3. F3. Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.
RSUs exercised 7,291 RSUs RSUs settled into common stock on August 23, 2026
Shares withheld for taxes 3,577 shares Shares of common stock withheld to satisfy tax withholding obligations
Tax withholding value per share $7.20 per share Value used for shares withheld under code F transaction
RSUs held after transaction 80,209 RSUs Directly held by CFO following August 23, 2026 settlement
RSU vesting fraction 1/24 of grant Portion of June 26, 2025 RSU grant that vested on August 23, 2026
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
income tax withholding obligations financial
"withheld by the Issuer to satisfy income tax withholding obligations"
code F disposition financial
"reported as a code F disposition"

FAQ

What insider transaction did PGEN’s CFO report on this Form 4?
Harry Thomasian Jr., Chief Financial Officer of PRECIGEN, INC. (PGEN), reported the vesting and settlement of 7,291 Restricted Stock Units into an equal number of common shares on August 23, 2026, tied to an RSU grant from June 26, 2025.

How many PGEN shares were withheld for taxes in this Form 4 filing?
In connection with the RSU settlement, 3,577 shares of Precigen common stock were withheld to satisfy income tax withholding obligations, at a reported value of $7.20 per share, and are classified as a code F disposition.

Did PGEN’s CFO buy or sell shares on the open market in this Form 4?
No open-market purchases or sales are reported. The transactions reflect RSU vesting and settlement, plus shares withheld for taxes. The filing shows an exercise of 7,291 RSUs and a tax-withholding disposition of 3,577 shares, without any code P or code S trades.

How many RSUs does PGEN’s CFO hold after these transactions?
After the reported RSU settlement on August 23, 2026, Harry Thomasian Jr. directly held 80,209 Restricted Stock Units. Each RSU represents a contingent right to receive one share of Precigen common stock upon settlement, according to the filing’s footnotes.

What RSU grant is involved in the August 23, 2026 PGEN transaction?
The RSUs that vested on August 23, 2026 represent 1/24 of an RSU award granted on June 26, 2025. The vested portion, totaling 7,291 RSUs, settled into an equal number of shares of Precigen common stock for the CFO.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thomasian Harry Jr.
(Last)(First)(Middle)
20374 SENECA MEADOWS PARKWAY
(Street)
GERMANTOWN MARYLAND 20876
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRECIGEN, INC. [ PGEN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/23/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/23/2026M7,291A(1)261,826D
Common Stock08/23/2026F3,577(2)D$7.2258,249D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/23/2026M7,291 (3) (3)Common Stock7,291$080,209D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
2. Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
3. Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.
/s/ Harry Thomasian, Jr., by Donald P. Lehr, as attorney-in-fact08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR