PRECIGEN (PGEN) director Vinita Gupta receives RSUs, stock options and shares

Rhea-AI Filing Summary

PRECIGEN, INC. director Vinita D. Gupta reported equity awards received as compensation. On March 10, 2026, she was granted 35,612 restricted stock units representing the right to receive an equal number of common shares, vesting in full on March 10, 2027. She also received options to purchase 41,073 shares of common stock at an exercise price of $3.51 per share, expiring on March 10, 2036. In addition, she acquired 17,948 shares of common stock, issued in lieu of an annual cash retainer of $63,000, bringing her direct common stock holdings to 594,188 shares after the transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gupta Vinita D

(Last) (First) (Middle)

20374 SENECA MEADOWS PARKWAY

(Street)

GERMANTOWN MD 20876

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRECIGEN, INC. [ PGEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		17,948	A	$3.51(1)	594,188	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	03/10/2026		A		35,612		(3)	(3)	Common Stock	35,612	$0	35,612	D
Option to Purchase Common Stock (Right to Buy)	$3.51	03/10/2026		A		41,073		03/10/2026	03/10/2036	Common Stock	41,073	$0	41,073	D

Explanation of Responses:

1. The shares were issued to the reporting person in lieu of an annual retainer of $63,000.

2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

3. The RSUs vest in full on March 10, 2027.

	/s/ Vinita D. Gupta, by Donald P. Lehr, as attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did PRECIGEN (PGEN) director Vinita Gupta report?

Director Vinita D. Gupta reported receiving equity awards as compensation, including restricted stock units, stock options, and common shares issued instead of cash. These transactions increased her direct ownership stake in PRECIGEN common stock and added new derivative awards tied to future stock performance.

How many PRECIGEN (PGEN) restricted stock units did Vinita Gupta receive?

Vinita D. Gupta received 35,612 restricted stock units. Each unit represents a contingent right to receive one share of PRECIGEN common stock, and the entire RSU grant is scheduled to vest on March 10, 2027, aligning her compensation with the company’s future share performance.

What stock options were granted to Vinita Gupta by PRECIGEN (PGEN)?

Gupta was granted options on 41,073 shares of PRECIGEN common stock with an exercise price of $3.51 per share. These options are exercisable through March 10, 2036, providing long-term equity-linked compensation tied directly to the company’s future stock price.

Why did PRECIGEN (PGEN) issue common stock to Vinita Gupta instead of cash?

PRECIGEN issued 17,948 common shares to Vinita D. Gupta in lieu of an annual cash retainer of $63,000. This structure compensates her for board service while increasing her equity exposure, aligning part of her compensation directly with shareholder interests.

What is Vinita Gupta’s PRECIGEN (PGEN) shareholding after these transactions?

Following the March 10, 2026 transactions, Vinita D. Gupta directly holds 594,188 shares of PRECIGEN common stock. This figure reflects the addition of 17,948 shares issued as compensation in place of her annual retainer, as reported in the Form 4 filing.

When do Vinita Gupta’s PRECIGEN (PGEN) restricted stock units vest?

All 35,612 restricted stock units granted to Vinita D. Gupta are scheduled to vest in full on March 10, 2027. Vesting means she will then be entitled to receive an equal number of PRECIGEN common shares, subject to any applicable company or plan conditions.