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Almitas Capital LLC has filed a Schedule 13G reporting a significant ownership position in Pioneer Floating Rate Fund, Inc. (PHD).
Almitas, a Delaware investment adviser, reports beneficial ownership of 699,986 shares of the fund’s common stock, representing 5.7% of the class as of the event date 09/30/2025. Almitas has sole voting and sole dispositive power over all of these shares, with no shared voting or dispositive power reported.
The filing classifies Almitas as an investment adviser and includes a certification that the regulatory scheme applicable to the investment adviser is substantially comparable to that of a functionally equivalent U.S. institution, and that information that would otherwise be disclosed in a Schedule 13D will be provided to the Commission staff upon request.
Pioneer Floating Rate Fund, Inc. (PHD) is the subject of a Form 25 filed by the New York Stock Exchange to remove its Common Shares of Beneficial Interest from listing and/or registration under Section 12(b) of the Exchange Act. The filing cites 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c), indicating the Exchange and Issuer have complied with applicable rules. The NYSE certified its compliance and signed the notification on 2025-10-15.
Absolute Investment Advisers, LLC reports beneficial ownership of 1,400,568 shares of Pioneer Floating Rate Fund, Inc. common stock, representing 11.3% of the class. The filing states the adviser has sole voting and sole dispositive power over all reported shares and identifies the issuer's principal executive office in Boston, Massachusetts. The filing is submitted on Schedule 13G and classifies the filer as an investment adviser. No shared ownership, group affiliation, or subsidiary acquisition is reported.
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