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PLDT Inc. (PHI) CFO Danny Yu identified as insider in Form 3 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PLDT Inc. filed an initial ownership report for executive Danny Yushusan Yu, who serves as Senior Vice President, Chief Financial Officer and Chief Risk Management Officer. This Form 3 establishes his status as an officer subject to insider reporting rules but does not list any share holdings or recent trades.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
YU Danny YUSHUSAN

(Last) (First) (Middle)
RAMON COJUANGCO BUILDING
MAKATI AVENUE

(Street)
MAKATI CITY, METRO MANILA R6 0721

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
PLDT Inc. [ PHI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP, CFO & CRMO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Shares of common capital stock of the Company are listed on the Philippines Stock Exchange under the symbol, TEL, and its American Depositary Shares, evidenced by American Depositary Receipts, each representing one share of common capital stock, are listed on the NYSE under the symbol, PHI.
No securities are beneficially owned.
/s/ Danny Y. Yu 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the PLDT Inc. (PHI) Form 3 for Danny Yushusan Yu show?

The Form 3 identifies Danny Yushusan Yu as Senior VP, CFO and Chief Risk Management Officer of PLDT Inc. It is an initial insider ownership report and does not disclose any specific share holdings or recent transactions in PLDT stock.

Did PLDT Inc. (PHI) CFO Danny Yu buy or sell shares in this Form 3?

No transactions are reported in this Form 3 for Danny Yu. The filing only establishes his status as a reporting officer of PLDT Inc., without indicating any purchases, sales, or other trades in the company’s securities at this time.

Why is PLDT Inc. (PHI) executive Danny Yu filing a Form 3?

A Form 3 is required when someone becomes an officer, director or large shareholder. This filing shows Danny Yu is a Senior VP, CFO and Chief Risk Management Officer of PLDT Inc., bringing him under ongoing insider reporting obligations.

Does the PLDT Inc. (PHI) Form 3 disclose derivative positions for Danny Yu?

The Form 3 does not list any derivative securities, such as options or warrants, for Danny Yu. Both the transaction and derivative sections are empty, indicating no reported derivative holdings or related transactions in this particular filing.

What does the transaction summary in PLDT Inc. (PHI) Danny Yu’s Form 3 indicate?

The transaction summary shows zero buys, zero sells, and no exercises, gifts or tax-withholding events. This means the Form 3 is purely an initial ownership statement for Danny Yu, without any accompanying trading activity disclosed for PLDT Inc. securities.
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