STOCK TITAN

PHINIA (PHIN) director gains additional restricted shares via dividend reinvestment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHINIA INC. director Samuel R. Chapin reported an acquisition of 8 shares of common stock through a grant-type transaction. These shares reflect restricted stock received via automatic reinvestment of dividends on existing restricted stock, as required by the award terms.

After this small, compensation-related acquisition, Chapin directly holds a total of 26,071 PHINIA shares, including 2,148 shares of restricted stock. This is an administrative adjustment tied to dividends rather than an open-market trade.

Positive

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Insider Chapin Samuel R.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 8 $0.00 --
Holdings After Transaction: Common Stock — 26,071 shares (Direct, null)
Footnotes (1)
  1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such award. Includes 2,148 shares of restricted stock.
Shares acquired 8 shares Restricted stock via dividend reinvestment on 2026-06-23
Total shares after transaction 26,071 shares Director Samuel R. Chapin direct ownership after grant
Restricted stock included 2,148 shares Restricted shares within Chapin’s total holdings
Transaction code Code A Grant, award, or other acquisition of common stock
restricted stock financial
"Reflects shares of restricted stock acquired following the automatic reinvestment of dividends"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
automatic reinvestment of dividends financial
"acquired following the automatic reinvestment of dividends on outstanding restricted stock"
dividend record date financial
"on outstanding restricted stock held on the dividend record date"
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chapin Samuel R.

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/23/2026A8(1)A$026,071(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such award.
2. Includes 2,148 shares of restricted stock.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Samuel R. Chapin06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHINIA (PHIN) report for Samuel R. Chapin?

PHINIA reported that director Samuel R. Chapin acquired 8 shares of common stock. These were restricted shares received through automatic dividend reinvestment on existing restricted stock, treated as a grant rather than an open-market purchase or sale.

Was the PHINIA (PHIN) insider transaction a market buy or sell?

The transaction was not a market buy or sell. It was coded as a grant or award, reflecting restricted shares acquired automatically when dividends on existing restricted stock were reinvested under the terms of Chapin’s award.

How many PHINIA (PHIN) shares does Samuel R. Chapin hold after this Form 4?

After the transaction, Samuel R. Chapin directly holds 26,071 shares of PHINIA common stock. This total includes both unrestricted and restricted shares, providing the updated ownership figure reported in the Form 4 filing.

How many restricted PHINIA (PHIN) shares are included in Chapin’s holdings?

Chapin’s post-transaction holdings include 2,148 shares of restricted stock. These restricted shares are subject to specific award terms, including the automatic reinvestment of dividends that generated the additional 8 restricted shares reported.

What does automatic reinvestment of dividends mean for PHINIA (PHIN) restricted stock?

Automatic reinvestment of dividends means cash dividends on restricted shares are converted into additional restricted stock. For Chapin, dividends on existing restricted shares were reinvested into 8 more restricted shares, as required by his award agreement.