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PHINIA (PHIN) CFO adds restricted shares through automatic dividend reinvestment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHINIA INC. Senior Vice President and CFO Chris P. Gropp reported routine equity compensation–related acquisitions of common stock. On June 23, 2026, he received 113 shares of common stock directly and 6 shares indirectly through his spouse, all at a stated price of $0.00 per share, reflecting restricted stock acquired via automatic dividend reinvestment on existing awards.

Following these transactions, Gropp directly holds 64,023 common shares, including 30,309 shares of restricted stock, and indirectly holds 3,973 common shares through his spouse, including 1,806 restricted shares for which he disclaims beneficial ownership. The filing shows no open‑market buying or selling and no option exercises.

Positive

  • None.

Negative

  • None.
Insider Gropp Chris P
Role Senior Vice President and CFO
Type Security Shares Price Value
Grant/Award Common Stock 113 $0.00 --
Grant/Award Common Stock 6 $0.00 --
Holdings After Transaction: Common Stock — 64,023 shares (Direct, null); Common Stock — 3,973 shares (Indirect, By spouse)
Footnotes (1)
  1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards. Includes 30,309 shares of restricted stock. Includes 1,806 shares of restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Direct shares acquired 113 shares Common Stock grant/award on June 23, 2026
Indirect shares acquired 6 shares Common Stock via spouse on June 23, 2026
Direct holdings after 64,023 shares Common Stock held directly following transactions
Indirect holdings after 3,973 shares Common Stock held indirectly through spouse after transactions
Restricted stock included (direct) 30,309 shares Restricted stock included within direct holdings
Restricted stock included (indirect) 1,806 shares Restricted stock within indirect spouse holdings; beneficial ownership disclaimed
restricted stock financial
"Reflects shares of restricted stock acquired following the automatic reinvestment of dividends"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
automatic reinvestment of dividends financial
"acquired following the automatic reinvestment of dividends on outstanding restricted stock"
beneficial ownership financial
"The reporting person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gropp Chris P

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President and CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/23/2026A113(1)A$064,023(2)D
Common Stock06/23/2026A6(1)A$03,973(3)IBy spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.
2. Includes 30,309 shares of restricted stock.
3. Includes 1,806 shares of restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Chris P. Gropp06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHINIA (PHIN) CFO Chris P. Gropp report?

PHINIA CFO Chris P. Gropp reported acquiring common stock through equity awards. He received 113 shares directly and 6 shares indirectly via his spouse as restricted stock from automatic dividend reinvestment on existing restricted stock awards.

Were PHINIA (PHIN) CFO Chris P. Gropp’s new shares open-market purchases or sales?

The new shares were not open-market trades. They reflect restricted stock acquired at a stated price of $0.00 per share through automatic reinvestment of dividends on existing restricted stock, rather than discretionary buying or selling in the market.

How many PHINIA (PHIN) shares does the CFO hold after this Form 4?

After these transactions, Chris P. Gropp holds 64,023 PHINIA common shares directly and 3,973 shares indirectly through his spouse. The direct position includes 30,309 restricted shares, while the indirect position includes 1,806 restricted shares subject to a beneficial ownership disclaimer.

What do the restricted stock footnotes mean in PHINIA (PHIN) CFO’s filing?

The filing notes that the additional shares come from automatic dividend reinvestment into restricted stock awards. It also specifies that 30,309 direct and 1,806 indirect shares are restricted, and the CFO disclaims beneficial ownership of the indirect restricted shares held through his spouse.

Does the PHINIA (PHIN) Form 4 show any derivative or option exercises?

The Form 4 does not show any derivative or option exercises. All reported transactions involve non-derivative common stock acquired as restricted shares through dividend reinvestment, with no exercises, gifts, tax withholding dispositions, or restructurings listed in the transaction summary.