STOCK TITAN

PHINIA (PHIN) strategy chief receives 31-share equity award via dividends

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHINIA INC. executive Neto de Abreu Pedro Rui, the Vice President and Chief Strategy Officer, reported an acquisition of 31 shares of common stock through equity award mechanics. These shares were granted at no cash cost, reflecting automatic reinvestment of dividends tied to existing restricted stock and restricted stock units.

Footnotes explain that 11 shares came from dividend reinvestment on restricted stock and 20 shares from dividend equivalents on restricted stock units, in line with award terms. Following this award-related acquisition, his direct holdings increased to 18,578 shares of common stock, including 3,075 shares of restricted stock and 5,329 restricted stock units.

Positive

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Insider Neto de Abreu Pedro Rui
Role VP and Chief Strategy Officer
Type Security Shares Price Value
Grant/Award Common Stock 31 $0.00 --
Holdings After Transaction: Common Stock — 18,578 shares (Direct, null)
Footnotes (1)
  1. Reflects 11 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 20 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards. Includes 3,075 shares of restricted stock and 5,329 restricted stock units.
Shares acquired 31 shares Award-related acquisition of common stock on June 23, 2026
Dividend reinvestment restricted stock 11 shares Restricted stock acquired via automatic dividend reinvestment
Dividend-equivalent RSUs 20 units Restricted stock units from automatic dividend-equivalent reinvestment
Holdings after transaction 18,578 shares Total common stock directly held following the Form 4 transaction
Restricted stock included 3,075 shares Restricted stock counted within total direct holdings
Restricted stock units included 5,329 units Restricted stock units counted within total direct holdings
Award price per share $0.0000 per share Indicates no cash paid by insider for granted shares
restricted stock financial
"Reflects 11 shares of restricted stock acquired following the automatic reinvestment of dividends"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
restricted stock units financial
"20 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"automatic reinvestment of dividend equivalents on outstanding restricted stock units"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neto de Abreu Pedro Rui

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP and Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/23/2026A31(1)A$018,578(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects 11 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 20 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Includes 3,075 shares of restricted stock and 5,329 restricted stock units.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Pedro Rui Neto de Abreu06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHINIA (PHIN) report for Neto de Abreu Pedro Rui?

PHINIA reported that VP and Chief Strategy Officer Neto de Abreu Pedro Rui acquired 31 shares of common stock. The shares were received as part of equity awards through automatic dividend and dividend-equivalent reinvestment, rather than an open-market stock purchase.

How were the 31 PHINIA (PHIN) shares acquired by the executive structured?

The 31 shares were granted at no cash cost via equity award provisions. Eleven shares came from automatic dividend reinvestment on restricted stock, and 20 shares were from dividend equivalents on restricted stock units, as required by the terms of those awards.

What are Neto de Abreu Pedro Rui’s total PHINIA (PHIN) holdings after this Form 4?

After the reported award-related acquisition, his direct holdings total 18,578 shares of common stock. This figure includes 3,075 shares of restricted stock and 5,329 restricted stock units, reflecting both time-based equity awards and previously granted restricted instruments.

Was the PHINIA (PHIN) insider transaction an open-market buy or a compensation award?

The transaction was a compensation-related acquisition, not an open-market buy. The shares were credited through automatic reinvestment of dividends and dividend equivalents on existing restricted stock and restricted stock units, consistent with the grant terms described in the Form 4 footnotes.

What does transaction code “A” mean in the PHINIA (PHIN) Form 4 filing?

Transaction code “A” indicates a grant, award, or other acquisition of securities. In this case, it reflects additional shares and restricted stock units received by the executive through automatic dividend and dividend-equivalent reinvestment under existing equity award agreements.