Welcome to our dedicated page for PIMCO HIGH INCOME FUND SEC filings (Ticker: PHK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PIMCO High Income Fund filed an initial Form 3 for assistant secretary Willard Morgan. This filing is a baseline disclosure of his status as an officer of the fund and does not report any stock transactions or holdings in this fund at this time.
PIMCO High Income Fund filed an initial insider ownership report for assistant secretary Shin Myung. The filing identifies Myung as an officer of the fund but the excerpt shows no reportable transactions, share holdings, or derivative positions, indicating this is primarily an administrative disclosure of insider status.
PIMCO High Income Fund filed a Form 3 for Davenport Russel, identified as an ASSISTANT TREASURER. The record shows no reported common stock or derivative transactions, and the transaction summary indicates zero buys, sells, exercises, gifts, or other changes in ownership.
PIMCO High Income Fund officer Eric David Johnson has filed an initial Form 3 as President of the fund. The filing reports no purchases, sales, gifts, or other transactions in PHK securities, and shows no derivative positions or other holdings reported at this time.
PIMCO High Income Fund filed a Form 3 identifying Paul Vitale as an insider in his role as Assistant Treasurer. This initial ownership report does not list any common stock or derivative transactions, and the summarized data show zero purchases, sales, exercises, gifts, or restructurings.
PIMCO High Income Fund filed a Prospectus and SAI supplement dated June 24, 2026 that revises permitted investments and clarifies risks. The supplement states the Fund may invest in and/or originate a wide range of loans and may invest up to 20% of total assets in common stocks.
The supplement expands disclosure on loan types (whole loans, participations, mezzanine, bridge, DIP financings), cross‑border and subprime exposures, origination and servicing risks, liquidity and valuation challenges, state licensing and regulatory risks, and fees and expenses the Fund (not PIMCO) will bear in connection with loan activity.
PIMCO High Income Fund is changing its investment strategy to focus more on loans and direct lending. Effective June 24, 2026, the fund may, as a principal strategy, invest in and originate a wide range of loans, including real estate, consumer, corporate and subprime loans across the capital structure. Effective July 24, 2026, it may invest without limitation in bank loans.
The fund can lend to U.S. and foreign borrowers, including below-investment-grade and unrated borrowers, and is not limited in loan size or exposure to a single borrower except as required by law and to maintain its regulated investment company status. The supplement details extensive risks, including higher credit, liquidity, legal, regulatory, servicing and “broken deal” costs, as well as the possibility that some loan origination income may not qualify toward the 90% income test for RIC tax treatment.
The PIMCO closed-end funds PDX, RCS, PGP, PHK, PDI, PFL and PFN are calling a joint annual shareholder meeting on June 26, 2026 to elect or re-elect board members. Shareholders of each fund will vote separately, with one vote per share as of the April 27, 2026 record date.
Key nominees include Mark Michel and Sonya Morris standing for election across all seven funds, along with re-elections of Libby D. Cantrill, Kathleen A. McCartney, Alan Rappaport and David Flattum depending on the fund. Each fund uses a classified board structure with three classes of trustees, creating staggered multi‑year terms and making rapid board turnover less likely. Trustees are elected by a plurality of votes cast.
The boards are majority independent and operate through Audit Oversight, Governance and Nominating, Valuation Oversight, Contracts and Performance Committees. Large broker and platform intermediaries such as Charles Schwab, National Financial Services, Morgan Stanley and others hold significant percentages of several funds. Independent trustees receive $275,000 annually for overseeing the PIMCO‑managed fund complex, plus additional retainers for committee and board leadership roles, while PIMCO bears the costs of soliciting proxies.
PIMCO High Income Fund insider filing reports no holdings. Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report for PIMCO High Income Fund. The filing states that no securities of the fund are beneficially owned, and includes a power of attorney authorizing an attorney-in-fact to sign on his behalf.
PIMCO High Income Fund insider files initial ownership report with no holdings. A member of Pacific Investment Management Company LLC’s Executive Committee, which serves as investment advisor to PIMCO High Income Fund, filed a Form 3 indicating that no securities of the fund are beneficially owned.