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Insider for PIMCO High Income Fund (NYSE: PHK) files Form 3 showing no current holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO High Income Fund insider filing reports no holdings. Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report for PIMCO High Income Fund. The filing states that no securities of the fund are beneficially owned, and includes a power of attorney authorizing an attorney-in-fact to sign on his behalf.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chang Stephen Koon Bong

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO HIGH INCOME FUND [ PHK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the PHK Form 3 filed by Stephen Koon Bong Chang report?

The Form 3 for PIMCO High Income Fund (PHK) reports initial insider ownership. It states that Stephen Koon Bong Chang currently has no securities beneficially owned in the fund, based on the disclosure in the remarks section.

Who is Stephen Koon Bong Chang in relation to PIMCO High Income Fund (PHK)?

The filing states that Pacific Investment Management Company LLC (PIMCO) is the fund’s investment advisor and that Stephen Koon Bong Chang is a member of PIMCO's Executive Committee, providing governance and leadership context for his reporting status.

Does the PHK Form 3 show any shares owned by the reporting person?

No. The Form 3 explicitly states that no securities are beneficially owned by the reporting person. This means there are no reportable non-derivative or derivative holdings of PIMCO High Income Fund at the time of the event.

What is the event date for the PHK Form 3 insider filing?

The event requiring the Form 3 filing is dated 01/22/2026. This date represents when the reporting status or relationship triggered the obligation to file the initial beneficial ownership statement for PIMCO High Income Fund.

What additional document is referenced in the PHK Form 3 filing?

The filing references Exhibit 24 – Power of Attorney. This document authorizes an attorney-in-fact, identified in the signature block, to sign the Form 3 on behalf of Stephen Koon Bong Chang for PIMCO High Income Fund.

Is the PHK Form 3 filed by one or multiple reporting persons?

The Form 3 is indicated as filed by one reporting person. The checkbox section confirms it is not a joint or group filing, and only Stephen Koon Bong Chang is listed as the reporting person for this statement.
PIMCO High Income

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