PIMCO High Income Fund files Form 3 for officer

PIMCO High Income Fund filed an initial Form 3 for assistant secretary Willard Morgan.

Rhea-AI Filing Summary

PIMCO High Income Fund filed an initial Form 3 for assistant secretary Willard Morgan. This filing is a baseline disclosure of his status as an officer of the fund and does not report any stock transactions or holdings in this fund at this time.

Key Terms

Form 3, assistant secretary, beneficial ownership

3 terms

Form 3 regulatory

"filed an initial Form 3 for assistant secretary Willard Morgan"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

assistant secretary financial

"Willard Morgan as an officer (assistant secretary) of PIMCO High Income Fund"

beneficial ownership regulatory

"Form 3 serves as an initial statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Willard Morgan Form 3 for PHK show?

The Form 3 for PHK shows Willard Morgan as an officer (assistant secretary) of PIMCO High Income Fund, serving as an initial ownership baseline, with no transactions or specific holdings reported.

Did Willard Morgan buy or sell PHK shares in this Form 3 filing?

No, the Form 3 filing for PHK reports no transactions. It only identifies Willard Morgan as an assistant secretary, without listing any purchases, sales, or other trades in PIMCO High Income Fund shares.

Why did PIMCO High Income Fund file a Form 3 for Willard Morgan?

PIMCO High Income Fund filed a Form 3 because Willard Morgan is an officer. Form 3 serves as an initial statement of beneficial ownership for insiders when they first become subject to reporting requirements.

Does the PHK Form 3 indicate current share ownership by Willard Morgan?

The PHK Form 3 does not list any specific share holdings for Willard Morgan. It functions as an initial insider ownership statement but shows no reported positions or derivative securities in the fund.

Is the Willard Morgan Form 3 for PHK a trading signal for investors?

The Willard Morgan Form 3 for PHK is not a trading signal. It is an administrative disclosure of his role as an officer and contains no buy, sell, or exercise activity in PIMCO High Income Fund shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/08/2026 - 08:49 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Willard Morgan

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CALIFORNIA 92660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO HIGH INCOME FUND [ PHK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	ASSISTANT SECRETARY

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Morgan Willard	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)