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PHK (PIMCO High Income Fund) Form 3 — No Beneficial Ownership Reported

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mark D. Michel, listed c/o PIMCO at Newport Beach, filed an Initial Form 3 for PIMCO High Income Fund (PHK) relating to the 09/18/2025 event. The filing identifies Mr. Michel as a director and indicates no securities are beneficially owned. The form was signed by attorney-in-fact Ryan Leshaw on 09/25/2025 and includes an Exhibit 24 power of attorney.

Positive

  • Form 3 filed, satisfying Section 16 disclosure requirements
  • Reporting person identified as a director, enhancing transparency
  • Exhibit 24 (power of attorney) included, with attorney-in-fact signature documented

Negative

  • No securities are beneficially owned—there are no holdings disclosed

Insights

TL;DR Director filed required initial ownership form and reports zero beneficial holdings, so no immediate ownership impact on shares.

The Form 3 fulfills Section 16 disclosure obligations by reporting the reporting person, relationship, and that no securities are beneficially owned. This is a routine filing that provides transparency about insider holdings. There are no transactions, holdings, or amounts disclosed that would affect valuation or liquidity metrics.

TL;DR Governance disclosure complete: director identity and power of attorney noted; absence of holdings is explicitly stated.

The filing properly identifies the reporting person as a director and attaches Exhibit 24 (power of attorney). The signature by an attorney-in-fact is documented. From a governance perspective, the document meets procedural disclosure standards but contains no substantive ownership information.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Michel Mark D.

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO HIGH INCOME FUND [ PHK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Mark D. Michel 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark D. Michel report on the Form 3 for PHK?

The filing identifies Mark D. Michel as a director of PHK and explicitly states that no securities are beneficially owned.

When is the event date reported on the Form 3 for PHK?

The form cites the event date as 09/18/2025.

Was the Form 3 signed and who signed it?

The form was signed by attorney-in-fact Ryan Leshaw on 09/25/2025.

Does the filing include any ownership amounts or transactions?

No. The filing states no securities are beneficially owned and reports no transactions.

Is there a power of attorney attached to the filing?

Yes. The filing lists Exhibit 24 - Power of Attorney.
PIMCO High Income

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