Phunware CEO files Form 3 showing zero holdings

Phunware, Inc. filed an initial insider ownership report for its Chief Executive Officer, Dmitry Kroshka, showing no beneficial ownership of common stock as of the reporting date.

Rhea-AI Filing Summary

Phunware, Inc. filed an initial insider ownership report for its Chief Executive Officer, Dmitry Kroshka, showing no beneficial ownership of common stock as of the reporting date. The Form 3 lists common stock with total shares following the report stated as 0, indicating no reportable holdings.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Kroshka Dmitry

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Common stock after report: 0 shares Holding entries: 1 entry Buy transactions: 0 +1 more

4 metrics

Common stock after report 0 shares Total shares following Form 3 for common stock

Holding entries 1 entry Initial beneficial ownership report on Form 3

Buy transactions 0 transactionSummary buyCount on Form 3

Sell transactions 0 transactionSummary sellCount on Form 3

Key Terms

Form 3, beneficial ownership, Common Stock

3 terms

Form 3 regulatory

"Phunware, Inc. filed an initial insider ownership report on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"showing no beneficial ownership of common stock as of the reporting date"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Common Stock financial

"The Form 3 lists common stock with total shares following the report stated as 0"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Dmitry Kroshka’s Form 3 show for Phunware (PHUN)?

The filing shows Dmitry Kroshka, Phunware’s Chief Executive Officer, currently reports no beneficial ownership of common stock, with total shares following the report listed as 0. This is an initial ownership disclosure rather than a transaction.

Is there any buy or sell transaction in this Phunware (PHUN) Form 3?

No, the Form 3 contains no buy or sell transactions. It is classified as a holding entry with an unknown transaction code and shows zero shares, serving purely as an initial beneficial ownership statement for the new reporting person.

What position does the reporting person hold at Phunware (PHUN)?

The reporting person, Dmitry Kroshka, is identified as an officer of Phunware, serving as Chief Executive Officer. The Form 3 links this executive role to his current reported beneficial ownership, which is disclosed as zero common shares.

Does this Phunware (PHUN) Form 3 indicate indirect ownership or related entities?

The Form 3 classifies the ownership as direct with an ownership code of D and does not list any derivative positions. The structured data shows no indirect holdings or related entity ownership in this initial beneficial ownership report.

Are any derivative securities reported in this Phunware (PHUN) Form 3?

No derivative securities are reported. The derivativeSummary is empty, and there are no options, warrants, or other derivatives listed. The filing only references common stock with total shares following the report shown as 0.0000.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kroshka Dmitry

(Last) (First) (Middle)

1002 WEST AVENUE

(Street)

AUSTIN TEXAS 78701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/12/2026

3. Issuer Name and Ticker or Trading Symbol
Phunware, Inc. [ PHUN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

	/s/ J. Brendhan Botkin, Attorney-in-Fact	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)