Phunware director reports 0 share ownership

Phunware, Inc. director Lu Edward Chi-Ting filed an initial Form 3 reporting his beneficial ownership in the company’s common stock.

Accepted by SEC EDGAR 03/31/2026 - 04:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Phunware, Inc. director Lu Edward Chi-Ting filed an initial Form 3 reporting his beneficial ownership in the company’s common stock. The filing shows he directly holds 0 shares of Common Stock following the reported position, indicating no reported equity stake as of the filing date.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Lu Edward Chi-Ting

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 0 shares (Direct)

Key Figures

Common stock held: 0.0000 shares

1 metrics

Common stock held 0.0000 shares Total shares of Phunware common stock directly owned following reported position

Key Terms

Form 3, beneficial ownership, Common Stock

3 terms

Form 3 regulatory

"director Lu Edward Chi-Ting filed an initial Form 3 reporting his beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial Form 3 reporting his beneficial ownership in the company’s common stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Common Stock financial

"The filing shows he directly holds 0 shares of Common Stock following the reported position"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lu Edward Chi-Ting’s Form 3 for Phunware (PHUN) show?

The Form 3 shows that director Lu Edward Chi-Ting reports owning 0 shares of Phunware common stock. This is an initial statement of beneficial ownership, providing a baseline record of his holdings as a company insider.

Is there a buy or sell transaction in Lu Edward Chi-Ting’s Phunware (PHUN) Form 3?

No, the Form 3 does not report any buy or sell transaction. It is a holding entry only, indicating that after the reported position, Lu Edward Chi-Ting directly owns 0 shares of Phunware common stock.

How many Phunware (PHUN) shares does Lu Edward Chi-Ting report after this filing?

Lu Edward Chi-Ting reports 0.0000 shares of Phunware common stock following the reported position. This means he has no disclosed direct beneficial ownership in the company’s common stock as of the Form 3 reporting date.

What type of security is reported in Lu Edward Chi-Ting’s Phunware (PHUN) Form 3?

The Form 3 reports holdings in Common Stock of Phunware, Inc. For this filing, the total shares of common stock shown as directly owned following the reported position are 0.0000 shares, establishing his initial disclosed stake.

Does the Phunware (PHUN) Form 3 for Lu Edward Chi-Ting show derivative securities?

No, the filing’s derivativeSummary section is empty, so it does not list any options, warrants, or other derivative securities. The only reported information is a direct holding of 0 shares of Phunware common stock following the reported position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lu Edward Chi-Ting

(Last) (First) (Middle)

1002 WEST AVENUE

(Street)

AUSTIN TEXAS 78701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
12/17/2025

3. Issuer Name and Ticker or Trading Symbol
Phunware, Inc. [ PHUN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

	/s/ J. Brendhan Botkin, Attorney-in-Fact	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)