Piper Sandler (NYSE: PIPR) updates insider holdings after split

Rhea-AI Filing Summary

Piper Sandler Companies filed an amended Form 3 for executive Jean-Paul M. Peltier to correct his reported common stock holdings. The amendment updates his direct ownership to 242,328 shares of common stock as of the reported date.

The filing states that an additional 98,232 shares were added due to an earlier administrative oversight, and all share figures have been adjusted to reflect a four-for-one stock split of the company’s common stock that became effective on March 23, 2026.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider PELTIER JEAN-PAUL M

Role Global Co-Head IB and Cap Mkts

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 242,328 shares (Direct)

Footnotes (2)

1. F1. The reporting person's initial holdings have been corrected in this amended Form 3 to include an additional 98,232 shares which were not originally reported due to an administrative oversight.
2. F2. The number of shares reported in this amended Form 3 have been adjusted from the originally filed Form 3 to reflect the four-for-one stock split of the issuer's common stock which became effective on March 23, 2026.

Key Figures

Direct common shares held: 242,328 shares Additional shares corrected: 98,232 shares Stock split ratio: four-for-one +1 more

4 metrics

Direct common shares held 242,328 shares Common stock holdings reported for Jean-Paul M. Peltier

Additional shares corrected 98,232 shares Previously unreported due to administrative oversight

Stock split ratio four-for-one Split of issuer’s common stock effective March 23, 2026

Reported holding entries 1 entry Holding-only entry with unknown transaction code

Key Terms

Form 3, administrative oversight, four-for-one stock split, common stock

4 terms

Form 3 regulatory

"The reporting person's initial holdings have been corrected in this amended Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

administrative oversight other

"were not originally reported due to an administrative oversight"

four-for-one stock split financial

"to reflect the four-for-one stock split of the issuer's common stock"

common stock financial

"The number of shares reported in this amended Form 3 have been adjusted from the originally filed Form 3 to reflect the four-for-one stock split of the issuer's common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/24/2026 - 10:42 AM Learn about SEC filing dates

FAQ

What does the amended Form 3 for PIPER SANDLER COMPANIES (PIPR) disclose?

The amended Form 3 updates Jean-Paul M. Peltier’s reported common stock holdings. It corrects previous figures and now shows 242,328 shares of Piper Sandler common stock directly owned after adjustments and a stock split.

How many Piper Sandler (PIPR) shares does Jean-Paul M. Peltier now report owning?

Jean-Paul M. Peltier now reports direct ownership of 242,328 shares of Piper Sandler common stock. This total incorporates both the corrected initial holding and the impact of the company’s four-for-one stock split.

What correction was made to Jean-Paul M. Peltier’s initial PIPR holdings?

The amendment adds 98,232 shares to Jean-Paul M. Peltier’s initially reported holdings. The filing explains these additional shares were omitted from the original Form 3 because of an administrative oversight in the prior reporting.

How did Piper Sandler’s four-for-one stock split affect this Form 3/A?

All share amounts in the amended Form 3 were adjusted for a four-for-one stock split of Piper Sandler’s common stock. The filing notes the split became effective on March 23, 2026, and the holdings figures now reflect this split.

Is the Form 3/A for PIPER SANDLER COMPANIES reporting any insider share purchases or sales?

The Form 3/A does not report any specific share purchases or sales. Instead, it corrects and restates Jean-Paul M. Peltier’s existing common stock holdings, including missed shares and the impact of the four-for-one stock split.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PELTIER JEAN-PAUL M

(Last) (First) (Middle)

350 NORTH 5TH STREET

SUITE 1000

(Street)

MINNEAPOLIS MINNESOTA 55401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
01/09/2026

3. Issuer Name and Ticker or Trading Symbol
PIPER SANDLER COMPANIES [ PIPR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
01/09/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Global Co-Head IB and Cap Mkts

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	242,328(1)(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person's initial holdings have been corrected in this amended Form 3 to include an additional 98,232 shares which were not originally reported due to an administrative oversight.

2. The number of shares reported in this amended Form 3 have been adjusted from the originally filed Form 3 to reflect the four-for-one stock split of the issuer's common stock which became effective on March 23, 2026.

Remarks:

	James Grant for Jean-Paul M. Peltier	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)