Every Form 4 that Piper Sandler Companies (PIPR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PIPR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PIPR filings page.
Brian R. Sterling, a director of Piper Sandler Companies (PIPR), acquired 383 shares of phantom stock on September 30, 2026, after electing to defer quarterly director cash retainer fees. The reported post-transaction position was 105,326 shares. The phantom stock becomes payable in common stock on the last day of the year in which his director service terminates.
Philip Soran reported acquisition or exercise transactions in this Form 4 filing. Piper Sandler Companies (PIPR) director Philip Soran accrued 383 shares of phantom stock on September 30, 2026, after electing to defer quarterly director cash retainer fees. The reported resulting position was 82,230 shares. The phantom stock becomes payable in common stock on the last day of the year in which his service as a director terminates.
Ann C. Gallo reported acquisition or exercise transactions in this Form 4 filing. Ann C. Gallo, a director of Piper Sandler Companies (PIPR), accrued 383 shares of phantom stock on September 30, 2026, after electing to defer receipt of quarterly director cash retainer fees. The reported post-transaction position was 8,476 shares. The phantom stock becomes payable in common stock on the last day of the year in which her service as a director terminates.
Piper Sandler Companies director Wendy Lee Schoppert acquired 1,396 common shares as a grant or award on September 22, 2026. Her reported direct holdings after the transaction were 1,396 shares. No Rule 10b5-1 plan is reported for the transaction.
PIPER SANDLER COMPANIES (PIPR) reported that director Scott C. Taylor acquired 91 shares of common stock on September 11, 2026 through a grant of dividend equivalents on phantom stock under the directors' deferred compensation plan. Following this award, Taylor holds 68,105 shares of common stock directly.
The footnote explains that dividend equivalents on phantom stock are reinvested as additional phantom shares, which accrue in the director's deferred compensation account and become payable in an equal number of common shares on the last day of the year in which the director's service terminates.
PIPER SANDLER COMPANIES (symbol: PIPR) is the issuer of record for a Form 4 filing submitted to the SEC. Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES (PIPR) director Brian R. Sterling reported an award of 33 shares of common stock equivalents on September 11, 2026. The award arose from dividend equivalents reinvested into phantom stock under the directors' deferred compensation plan at a stated price of $0.00 per share, increasing his direct holdings to 104,943 shares. The phantom shares are payable in an equal number of common shares after his board service ends, and no Rule 10b5-1 trading plan is reported.
PIPER SANDLER COMPANIES (PIPR) director Philip Soran reported an acquisition of 214 shares of common stock equivalents on September 11, 2026. The award reflects dividend equivalents that were reinvested as additional shares of phantom stock under the directors' deferred compensation plan and is reported at a price of $0.00 per share.
These phantom shares accrue to his plan account and are payable in an equal number of common shares on the last day of the year in which his service as a director terminates. Following this transaction, he is reported as directly holding 81,847 shares. No Rule 10b5-1 trading plan is reported for this transaction.
PIPER SANDLER COMPANIES (PIPR) reported that director Mitchell Robbin acquired 42 shares of common stock-equivalent phantom stock on September 11, 2026 as a grant/award with no cash price. This increased his directly reported holdings to 15,797 shares, accrued in the directors' deferred compensation plan.
The footnote explains that dividend equivalents on existing phantom stock are reinvested as additional phantom shares, which are credited to the director’s deferred compensation account and become payable in an equal number of common shares on the last day of the year in which his service as a director ends. No Rule 10b5-1 trading plan is indicated.
Piper Sandler Companies (PIPR) reported that director Victoria M. Holt acquired 79 additional share-equivalent units on September 11, 2026 as a grant or award tied to dividend equivalents on phantom stock in the directors' deferred compensation plan. These units are payable in an equal number of common shares after her board service ends, bringing her reported directly held or share-equivalent position to 31,942 shares. No Rule 10b5-1 trading plan is indicated for this transaction.
PIPER SANDLER COMPANIES (PIPR) reported that director Ann C. Gallo acquired 22 shares of common stock equivalents on September 11, 2026 through a grant/award. These arose from dividend equivalents being reinvested into phantom stock under the directors' deferred compensation plan, bringing her directly held equivalent position to 8,093 shares.
The filing indicates no Rule 10b5-1 trading plan applies to this transaction, and the award carried no cash purchase price.
Piper Sandler Companies director Brian R. Sterling reported a compensation-related share award. On June 30, 2026, he accrued 345 shares of phantom stock by electing to defer his quarterly director cash retainer fees. These phantom shares will be paid in common stock after his board service ends.
Following this accrual, Sterling directly holds 104,910 shares of common stock. The transaction reflects a grant/award acquisition rather than an open-market purchase or sale.
PIPER SANDLER COMPANIES director Philip Soran acquired 345 shares tied to his board compensation. The Form 4 shows an "A" code transaction for 345 shares of Common Stock at a price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.
According to the footnote, Soran elected to defer quarterly director cash retainer fees, which resulted in the accrual of 345 shares of phantom stock to his account. These phantom shares become payable in common stock on the last day of the year in which his service as a director ends. Following this award, his direct holdings total 81,633 shares of common stock.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo reported a compensation-related stock accrual. She elected to defer her quarterly director cash retainer, resulting in an award of 345 shares of phantom stock at no cash cost. These phantom shares will be paid out in common stock on the last day of the year in which her board service ends. Following this grant, she directly holds 8,071 shares of Piper Sandler common stock.
Piper Sandler Companies director Scott C. Taylor reported an automatic stock-related award. On the reported date, he acquired 87 shares of common stock at no cost, described as dividend-equivalent phantom stock credited under the directors' deferred compensation plan. This increased his direct holdings to 68,014 common shares.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling received a grant of 31 shares of common stock-equivalent phantom stock as compensation. The award was recorded at a price of $0.00 per share and brings his directly held and deferred position to 104,565 shares.
The footnote explains that dividend equivalents on phantom stock are automatically reinvested into additional phantom shares in the directors' deferred compensation plan. These phantom shares will be settled in an equal number of common shares, payable after Sterling’s service as a director ends.
Piper Sandler Companies director Philip Soran reported a compensation-related share award. He acquired 206 shares of common stock at $0.00 per share, bringing his directly held stake to 81,288 shares.
The award stems from dividend equivalents on phantom stock under the directors' deferred compensation plan. These phantom shares are deemed reinvested and will be paid out in an equal number of common shares after Soran’s board service ends.
Piper Sandler Companies director Mitchell Robbin reported a compensation-related share award. On the reported date, he acquired 40 shares at a price of $0.00 per share, increasing his directly held common stock to 15,755 shares. According to the disclosure, dividend equivalents on phantom stock are reinvested as additional phantom shares in the directors' deferred compensation plan and will be paid out in an equal number of common shares after his board service ends.
Piper Sandler Companies director Victoria M. Holt received an equity award tied to her board compensation. On June 12, 2026, she acquired 76 shares of common stock at an award price of $0.00 per share, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan.
These phantom shares will be paid out in an equal number of common shares after her service as a director ends, with payment on the last day of that year. Following this grant, Holt directly holds 31,863 shares of Piper Sandler common stock, reflecting a small, routine, non-cash compensation-related increase in her stake.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Ann C. Gallo received a grant of 20 shares of common stock on June 12, 2026. The award was recorded at a price of $0.00 per share, indicating it was part of her director compensation rather than an open-market purchase.
Following this grant, Gallo directly holds 7,726 shares of Piper Sandler common stock. A related footnote explains that dividend equivalents on phantom stock in the directors' deferred compensation plan are automatically reinvested and ultimately payable in common shares when a director’s service ends.
TAYLOR SCOTT C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Scott C. Taylor received an equity-based award linked to 1,875 shares of common stock. The filing shows the award at a price of $0.00 per share as a grant, not an open-market purchase or sale. Following this transaction, his directly held common stock position is reported at 67,927 shares.
According to the footnote, Taylor elected to defer this annual equity grant into 1,875 shares of phantom stock, which will be paid out in common stock on the last day of the year in which his service as a director ends.
Piper Sandler Companies director Brian R. Sterling reported an acquisition of company stock. On May 20, he received 1,875 shares of Common Stock in a transaction classified as a grant or award at a stated price of $0.00 per share. Following this award, he directly holds 104,534 shares of Piper Sandler common stock.
Piper Sandler Companies director Philip Soran reported a compensation-related stock award. He acquired 1,875 shares of common stock in the form of an annual equity grant, which he elected to defer into 1,875 shares of phantom stock credited to his account.
After this grant, Soran directly holds 81,082 shares of common stock. The phantom stock will be settled in common stock and become payable on the last day of the year in which his service as a director ends. This is a non-cash award and not an open-market purchase or sale.
SCHREIER THOMAS S JR reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Thomas S. Schreier Jr. received a grant of 1,875 shares of common stock on May 20, 2026. The shares were awarded at a reported price of $0.00 per share, indicating an equity compensation grant rather than an open-market purchase. Following this award, he directly holds a total of 32,479 Piper Sandler common shares.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Mitchell Robbin reported a deferred equity award. The director elected to defer an annual equity grant of 1,875 shares of common stock, which accrued as 1,875 shares of phantom stock in the director's account. These phantom shares will be paid out in common stock on the last day of the year in which the director's board service ends. Following this grant, the director directly holds 15,715 shares of Piper Sandler common stock.
Director Victoria M. Holt of Piper Sandler Companies received an award linked to 1,875 shares of common stock on May 20, 2026. She elected to defer this annual equity grant, so it was credited as 1,875 shares of phantom stock in her account rather than current shares.
These phantom shares will be paid out in common stock on the last day of the year in which her board service ends. After this grant, Holt’s reported direct holdings total 31,787 shares of common stock, reflecting a routine, compensation-related acquisition rather than an open-market trade.
ESSIG STUART reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Stuart Essig received a stock grant of 1,875 shares of common stock. The award was reported at a price of $0.00 per share, indicating a compensation-related grant rather than an open-market purchase. After this grant, he directly holds 2,575 shares of Piper Sandler common stock.
Piper Sandler Companies director Ann C. Gallo reported a compensation-related award involving 1,875 shares. On this Form 4, she is shown acquiring 1,875 shares at a price of $0.00 per share, with her direct common stock holdings reported at 7,706 shares after the transaction.
According to the footnote, she elected to defer receipt of an annual equity grant, resulting in an accrual of 1,875 shares of phantom stock in her account. These phantom shares will be paid out in common stock on the last day of the year in which her service as a director ends, making this a standard deferred equity compensation arrangement rather than an open-market purchase or sale.
Piper Sandler Companies director and officer Jonathan J. Doyle, Head of the Financial Services Group, reported a series of open-market sales of the company’s Common Stock. On May 4–5, 2026, he sold a total of 90,000 shares in six transactions at weighted average prices ranging from the high $70s to low $80s per share, as detailed in price ranges in the footnotes. After these sales, Doyle directly owns 477,684 shares of Piper Sandler Common Stock.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling reported a compensation-related share accrual rather than an open-market trade. He elected to defer his quarterly director cash retainer fees, resulting in the accrual of 323 shares of phantom stock to his account. These phantom shares will be paid out in common stock on the last day of the year in which his board service ends. Following this accrual, he is shown as beneficially owning 102,659 shares of common stock directly.
Piper Sandler Companies director Philip Soran reported an acquisition of 323 shares of phantom stock tied to his quarterly director cash retainer fees. These phantom shares, which increased his direct holdings to 79,207 shares, will be paid in common stock when his board service ends.
Piper Sandler Companies director Ann C. Gallo reported receiving an award of 323 shares of common stock-equivalent phantom stock. This reflects her election to defer quarterly director cash retainer fees, converting that cash into phantom stock credited to her account. Following this award, she holds 5,831 shares of common stock directly. The phantom stock will be settled in common stock on the last day of the year in which her board service ends.
TAYLOR SCOTT C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Scott C. Taylor received 161 shares of common stock-equivalent compensation on a grant basis. The award, dated March 13, 2026, carried a per-share price of $0.00, reflecting a non-cash grant rather than an open-market purchase.
According to the deferred compensation plan, dividend equivalents on phantom stock are automatically reinvested into additional phantom shares, which later settle in an equal number of common shares after Taylor’s board service ends. Following this grant, Taylor now directly holds 16,513 shares of common stock, indicating a small, routine increase in his equity-linked position.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling received a grant of 59 shares of Common Stock on March 13, 2026, as a compensation-related award at no cost. Following this grant, he directly holds 25,584 shares of the company’s common stock.
The related footnote explains that dividend equivalents on phantom stock in the directors’ deferred compensation plan are reinvested into additional phantom shares and will ultimately be paid out in an equal number of common shares after the director’s service ends.
Piper Sandler Companies director Philip Soran acquired 391 shares-equivalent through a phantom stock award. The grant was recorded at a price of $0.00 per share as a dividend equivalent credited under the directors' deferred compensation plan. Following this award, his phantom stock account reflects 19,721 shares, which are payable in an equal number of common shares after his board service ends.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
Director Mitchell Robbin of Piper Sandler Companies reported receiving an award of 69 shares of common stock, recorded at a price of $0.00 per share. Following this compensation-related grant, he directly holds 3,460 shares of Piper Sandler common stock.
The award reflects dividend equivalents on phantom stock credited under the directors' deferred compensation plan, which will ultimately be paid out in an equal number of common shares after his service as a director ends.
HOLT VICTORIA M reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Victoria M. Holt received a grant of 139 shares of common stock on dividend-equivalent terms, with no cash paid per share. This award is tied to phantom stock in the directors' deferred compensation plan and brings her direct holdings to 7,478 shares.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo received a grant of 28 shares of common stock as a compensation award, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan. These phantom shares will be paid out in an equal number of common shares after her board service ends.
Following this grant, Gallo directly holds 1,377 shares of common stock. This is a routine, non-cash equity compensation transaction rather than an open-market purchase or sale.
Piper Sandler Companies president Debbra L. Schoneman received a grant of 6,191 shares of common stock on February 26, 2026 as a performance share unit award. The award vested based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
On the same date, 2,824 shares were disposed of to cover tax obligations, leaving 6,305 shares held directly. An additional 57,069 shares are held indirectly through revocable living trusts where Schoneman and a spouse serve as co‑trustees.
Piper Sandler Companies executive Jean-Paul M. Peltier, Global Co-Head of Investment Banking and Capital Markets, reported equity transactions in company common stock. He acquired 6,722 shares at no cash cost through a grant or award, then disposed of 3,066 shares to cover tax obligations.
According to the footnote, the award came from performance share units, each convertible into one common share. These units vested 163% overall, based on two performance goals measured from January 1, 2023 through December 31, 2025: 126% for adjusted return on equity and 200% for relative total shareholder return versus peers.
Piper Sandler Companies General Counsel John W. Geelan reported equity compensation activity involving common stock. He acquired 1,806 shares on February 26, 2026 as a grant or award, increasing his directly held stake, then disposed of 824 shares in a tax-withholding transaction related to that award.
The footnote explains that each performance share unit converted into one share of common stock and that the overall performance share unit award vested at 163%, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies director and officer Jonathan J. Doyle reported equity compensation activity in company common stock. He acquired 14,443 shares through a grant or award on February 26, 2026, bringing his direct holdings to 147,858 shares immediately after that award.
On the same date, 5,937 shares were disposed of to cover tax liabilities by delivering shares, a tax-withholding disposition rather than an open-market sale. After this withholding, Doyle directly owned 141,921 common shares. The underlying performance share units vested at 163% overall, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies executive Michael R. Dillahunt reported performance-based equity activity. He acquired 8,615 shares of common stock through a grant/award tied to performance share units that vested after a measurement period from January 1, 2023 through December 31, 2025. In a related tax-withholding disposition, 3,929 shares were delivered to cover tax obligations, leaving him with 25,736 directly owned shares of common stock.
Piper Sandler Companies executive James P. Baker, Global Co-Head of Investment Banking and Capital Markets, reported equity compensation activity in the company’s common stock. He acquired 7,377 shares at no cost through a grant/award tied to performance share units, and disposed of 2,903 shares to cover tax obligations by delivering shares.
The performance share units represented the right to receive one share each and vested 163% overall, with 126% vesting based on adjusted return on equity and 200% vesting based on relative total shareholder return versus peers, measured from January 1, 2023 through December 31, 2025. Following these transactions, Baker directly held 66,166 shares. Additional shares are held in irrevocable trusts, including one for the benefit of his spouse for which he disclaims beneficial ownership, and another irrevocable trust for his benefit where he serves as trustee.
Piper Sandler Companies reported that CEO and Chairman Chad R. Abraham received a grant of 20,222 shares of common stock on February 26, 2026, as an equity award. On the same date, 9,222 shares were delivered to cover tax obligations, a disposition classified as payment of tax liability using shares.
After these transactions, Abraham directly holds 67,315 common shares and indirectly holds 36,000 shares through a revocable living trust163% overall over the January 1, 2023 to December 31, 2025 performance period.
Piper Sandler Companies president Debbra L. Schoneman reported several common stock transactions. She acquired 1,524 shares as a grant or award, increasing her directly held stake before related tax transactions. Three separate tax-withholding dispositions totaling 331, 196, and 150 shares were used to cover tax liabilities, leaving 3,743 directly owned shares. She also reports 56,264 shares held indirectly through a living trust, reflecting additional indirect ownership rather than a new transaction.
Piper Sandler Companies executive Jean-Paul M. Peltier reported tax-related share dispositions. On February 17, 2026, he used a total of 2,093 shares of common stock in several transactions coded “F” to satisfy tax liabilities by delivering shares rather than paying cash. After these withholding transactions, he directly owned 33,931 common shares.
Piper Sandler Companies General Counsel John W. Geelan reported mixed equity transactions in company common stock. He received a grant of 505 shares on February 17, 2026 at a stated price of $0.00 per share, increasing his direct holdings.
On the same date, he disposed of a total of 149 shares through three separate transactions coded as tax-withholding dispositions, used to cover tax liabilities by delivering shares. After these transactions, he directly owned 13,001 common shares of Piper Sandler Companies.
Piper Sandler Companies director and officer Jonathan J. Doyle reported a mix of equity award and related tax transactions in company common stock. He received a grant of 1,758 shares on February 17, 2026 as a stock award at a stated price of $0.00 per share. On the same date, he disposed of 628, 385, and 240 shares in separate transactions coded as tax-withholding dispositions used to cover exercise price or tax liabilities. After these transactions, Doyle directly owned 133,415 common shares of Piper Sandler Companies.
PIPER SANDLER COMPANIES executive Michael R. Dillahunt, Global Co-Head IB and Capital Markets, reported equity compensation activity in company common stock. On February 17, 2026, he acquired 2364 shares of common stock as a grant or award at a stated price of $0.0000 per share.
On the same date, he disposed of 309 shares, 308 shares, and 184 shares of common stock in transactions coded as tax-withholding dispositions for payment of exercise price or tax liabilities. Following these transactions, his directly held common stock position was 21050 shares.
Piper Sandler Companies Chief Financial Officer Katherine Patricia Clune reported equity compensation activity in company common stock. She acquired 1,467 shares on February 17, 2026 through a grant or award at a stated price of $0.0000 per share.
On the same date, 352 shares and 109 shares of common stock were disposed of in two separate transactions classified as tax-withholding dispositions to cover exercise price or tax liabilities. After these transactions, her directly owned common stock holdings totaled 11,431 shares.