Meteora Capital, LLC and Vik Mittal report beneficial ownership of Class A Common Stock of Plum Acquisition Corp. They disclose beneficial ownership of 977,428 shares, representing 5.29% of the Class A Common Stock. The reported position is held through funds and managed accounts for which Meteora Capital acts as investment manager, with Mittal as Managing Member. The Reporting Persons have shared voting and dispositive power over all 977,428 shares and no sole voting or dispositive power. They expressly state that the filing should not be construed as an admission that any Reporting Person is a beneficial owner for purposes of Section 13 of the Exchange Act.
AQR Capital Management, LLC, AQR Capital Management Holdings, LLC, and AQR Arbitrage, LLC report updated passive ownership of Plum Acquisition Corp. IV Class A ordinary shares in this amended Schedule 13G.
The group reports beneficial ownership of 741,203 Class A shares, representing 4.01% of the class. All reported shares are held with shared voting and shared dispositive power; none of the entities has sole voting or sole dispositive power over these shares. The filing characterizes the position as ownership of 5 percent or less of the class.
Context Capital Management, LLC and related parties report beneficial ownership of Plum Acquisition Corp IV Class A ordinary shares on a Schedule 13G. The reporting persons collectively report beneficial ownership of 597,999 Class A shares, representing 5.6% of the class, based on 10,702,490 Class A shares outstanding as of July 9, 2026.
All 597,999 shares are reported with shared voting and dispositive power and no sole power for any reporting person. Context Capital Management, LLC is the general partner and investment adviser of Context Partners Master Fund, L.P., and Michael S. Rosen, William D. Fertig, and Charles E. Carnegie are control persons of the LLC. The filers state they are filing jointly but not as members of a group and each disclaims beneficial ownership except to the extent of any pecuniary interest.
Linden Capital L.P. and related entities report a significant stake in Plum Acquisition Corp. IV. As of July 16, 2026, Linden Capital, together with Linden GP LLC, Linden Advisors LP and Siu Min (Joe) Wong, may be deemed the beneficial owner of 700,000 Class A Ordinary Shares of Plum Acquisition Corp. IV.
This holding represents approximately 6.5% of the outstanding Class A Ordinary Shares. The shares are held for the account of Linden Capital, with Linden GP as its general partner and Linden Advisors as its investment manager. Voting and dispositive powers over the 700,000 shares are reported as shared among the Reporting Persons, with no sole voting or dispositive power.
Plum Acquisition Corp. IV amended its memorandum and articles to extend the deadline to complete a business combination from July 16, 2026 to January 16, 2027, with the ability to add up to six one-month extensions, if requested, through July 16, 2027.
Shareholders approved the Extension Amendment Proposal by 17,581,000 votes to 2,132,072. In connection with the vote, holders of 13,540,384 Public Shares redeemed at approximately $10.71 per share, for approximately $145 million, leaving approximately $39.7 million in the trust account. The sponsor and independent directors converted 5,749,999 Class B Ordinary Shares into Class A, and following conversions and redemptions 10,702,490 Class A Ordinary Shares and one Class B Ordinary Share are outstanding.
Plum Acquisition Corp IV director Aidin Aghamiri elected to convert 25,000 Class B ordinary shares into 25,000 Class A ordinary shares on 2026-07-09 through a derivative conversion. The Class B shares are structured to automatically convert into Class A shares after the issuer’s initial business combination or earlier at the holder’s option and have no expiration date. Following this transaction, Aghamiri holds 25,000 Class A ordinary shares directly and no Class B shares, with the derivative conversion recorded at a price of $0.0000 per share.
Plum Acquisition Corp IV reported that Plum Partners IV, LLC, its sponsor managed by CEO Kanishka Roy, elected on July 9, 2026 to convert 5,649,999 Class B ordinary shares into an equal number of Class A ordinary shares. Following this conversion, the sponsor reports indirect ownership of 6,659,999 Class A shares and only one remaining Class B share, while an earlier transfer of 25,000 Class B shares by the sponsor compensated director Aidin Aghamiri. The securities are held directly by the sponsor; as managing member, Roy may be deemed to beneficially own them but disclaims ownership beyond his pecuniary interest.
Plum Partners IV, LLC, the sponsor and 10% owner of Plum Acquisition Corp. IV, elected on July 9, 2026 to convert 5,649,999 Class B ordinary shares into Class A ordinary shares, raising its Class A holdings to 6,659,999 shares and leaving 1 Class B share. An April 25, 2025 restructuring transferred 25,000 Class B shares to director Aidin Aghamiri for services. Chairman and CEO Kanishka Roy, as managing member of the sponsor, may be deemed to share beneficial ownership but disclaims it except for his pecuniary interest.
Plum Acquisition Corp. IV and Controlled Thermal Resources Holdings Inc. amended their business combination agreement on July 6, 2026. The amendment reduces potential earnout equity for the Company’s shareholders from 100,000,000 to 70,000,000 shares, with each of eight earnout tranches cut from 12,500,000 to 8,750,000 shares. The valuation used to calculate merger consideration is reduced from $4,500,000,000 to $3,150,000,000. Deadlines are extended, including the outside closing date from December 31, 2026 to April 30, 2027 and antitrust filing deadlines from July 31, 2026 to September 30, 2026. The maximum shares issuable to Plum Partners IV, LLC as reimbursement or incentives for non-redeeming shareholders increases from 2,000,000 to 3,000,000.
Plum Acquisition Corp. IV reported a second amendment to its business combination agreement with Controlled Thermal Resources Holdings Inc. The amendment reduces potential earnout shares for the Company’s shareholders from 100,000,000 to 70,000,000, cutting each of eight tranches from 12,500,000 to 8,750,000. It also lowers the valuation used to calculate merger consideration from $4,500,000,000 to $3,150,000,000.
The deadline for required antitrust filings is extended from July 31, 2026 to September 30, 2026, and the outside closing date moves from December 31, 2026 to April 30, 2027. The maximum shares issuable to Plum Partners IV, LLC as reimbursement or incentives for non-redeeming shareholders increases from 2,000,000 to 3,000,000. The parties plan to file a Form S-4 registration statement and combined proxy/prospectus for shareholder approval of the transactions.