false
--12-31
0002030482
0002030482
2026-07-10
2026-07-10
0002030482
PLMK:UnitsEachConsistingOfOneClassOrdinaryShareParValue0.0001PerShareAndOnehalfOfOneRedeemableWarrantMember
2026-07-10
2026-07-10
0002030482
PLMK:ClassOrdinarySharesParValue0.0001PerShareIncludedAsPartOfUnitsMember
2026-07-10
2026-07-10
0002030482
PLMK:WarrantsIncludedAsPartOfUnitsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50Member
2026-07-10
2026-07-10
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): July 16, 2026 (July 10,
2026)
PLUM ACQUISITION CORP. IV
(Exact name of registrant as specified in its
charter)
| Cayman Islands |
|
001-42472 |
|
98-1795710 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification Number) |
|
2021 Fillmore St. #2089
San Francisco, California |
|
94115 |
| (Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (929) 529-7125
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Units, each consisting of one Class A ordinary share, par value $0.0001 per share, and one-half of one redeemable warrant |
|
PLMKU |
|
Nasdaq Global Market |
| Class A ordinary shares, par value $0.0001 per share, included as part of the units |
|
PLMK |
|
Nasdaq Global Market |
| Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 |
|
PLMKW |
|
Nasdaq Global Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change
in Fiscal Year.
On July 10, 2026, Plum Acquisition Corp. IV (“Plum
IV”) held an extraordinary general meeting of its shareholders (the “Shareholder
Meeting”) to amend Plum IV’s amended and restated memorandum and articles of association (the “Articles”)
to extend the date (the “Termination Date”) by which Plum IV has to consummate
a business combination (the “Articles Extension”) from July 16, 2026 to January
16, 2027 (the “Articles Extension Date”) and to allow Plum IV, without another
shareholder vote, to elect to extend the Termination Date to consummate a Business Combination on a monthly basis for up to six times
by an additional one month each time after the Articles Extension Date, by resolution of Plum IV’s board of directors if requested
by Plum Partners IV, LLC (the “Sponsor”) and upon five days’ advance
notice prior to the applicable Termination Date, until July 16, 2027, or a total of up to twelve months after the Termination Date, unless
the closing of a business combination shall have occurred prior to such date (the “Extension
Amendment Proposal”).
The shareholders of Plum IV approved the Extension
Amendment Proposal at the Shareholder Meeting and on July 10, 2026, Plum IV filed an amendment to the Articles (the “Articles
Amendment”) with the Registrar of Companies of the Cayman Islands, effective July 10, 2026.
The foregoing description of the Articles Amendment
does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles Amendment, a copy of which
is filed as Exhibit 3.1 to this Current Report and incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote
of Security Holders.
On July 10, 2026, Plum IV held the Shareholder Meeting to approve the
Extension Amendment Proposal and a proposal to adjourn the Shareholder Meeting to a later date or dates, if necessary, (i) to permit further
solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class
A ordinary shares, par value $0.0001 per share (the “Class A Ordinary Shares”) and Class B ordinary shares, par value
$0.0001 per share (the “Class B Ordinary Shares” and together with the Class A Ordinary Shares, the “Ordinary
Shares”) in the capital of Plum IV represented (either in person or by proxy) to approve the Extension Amendment Proposal or
(ii) if the holders of Class A Ordinary Shares issued as part of the units sold in Plum IV’s initial public offering (the “Public
Shares”) have elected to redeem an amount of shares in connection with the Extension Amendment Proposal such that Plum would
not adhere to the continued listing requirements of the Nasdaq Stock Market LLC (the “Adjournment Proposal”), each as more
fully described in the definitive proxy statement filed by Plum IV on June 15, 2026.
As there were sufficient votes to approve the Extension Amendment Proposal,
the Adjournment Proposal was not presented to shareholders.
Holders of 19,713,124 Ordinary Shares of Plum IV held of record as of June
8, 2026, the record date for the Shareholder Meeting, were present in person or by proxy at the meeting, representing approximately 81.32%
of the voting power of the Ordinary Shares as of the record date for the Shareholder Meeting, and constituting a quorum for the transaction
of business.
The voting results for
the Extension Amendment Proposal were as follows:
| For |
|
Against |
|
Abstain |
| 17,581,000 |
|
2,132,072 |
|
52 |
Item 8.01. Other Events.
In connection with the vote to approve the Extension Amendment Proposal, the holders of 13,540,384 Public Shares properly
exercised their right to redeem their shares for cash at a redemption price of approximately $10.71 per share, for an aggregate redemption
amount of approximately $145 million, leaving approximately $39.7 million in the trust account.
On July 9, 2026,
the Sponsor and the Company’s independent directors voluntarily converted an aggregate of 5,749,999 Class B Ordinary Shares
into 5,749,999 Class A Ordinary Shares, as permitted by the Company’s Articles. The Class B Ordinary Shares that converted
into Class A Ordinary Shares will not be entitled to receive funds from the trust account through redemptions or otherwise and will
remain subject to the existing transfer restrictions. Following the conversions and redemptions, there are a total of 10,702,490
Class A Ordinary Shares outstanding and one Class B Ordinary Share outstanding, which Class B Ordinary Share is held by the
Sponsor.
Item 9.01. Financial
Statements and Exhibits.
(d) Exhibits.
| Exhibit No. |
|
Description |
| 3.1 |
|
Amendment to the Amended and Restated Memorandum and Articles of Association. |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| Date: July 16, 2026 |
PLUM ACQUISITION CORP. IV |
| |
|
|
| |
By: |
/s/ Kanishka Roy |
| |
Name: |
Kanishka Roy |
| |
Title: |
Chief Executive Officer |
