Morgan Stanley (PLMR) broker files Form 144 to sell 118,750 PLMR shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice reporting proposed sales of restricted and performance common stock related to PLMR securities. The filing lists 6,250 restricted shares and 112,500 performance shares with an effective date of 07/15/2026. The filing also discloses three prior common share dispositions by Mac Armstrong of 3,500 shares each on 04/21/2026, 05/21/2026, and 06/22/2026.

Insights

Securities Compliance Specialist

Form 144 lists proposed brokered sales of restricted and performance shares.

The filing records proposed sales handled by Morgan Stanley Smith Barney LLC, showing 6,250 restricted shares and 112,500 performance shares with an 07/15/2026 date. These are typical Section 144 notices that permit brokered resale under Rule 144 when conditions are met.

Prior dispositions by Mac Armstrong are listed: three sales of 3,500 shares each on 04/21/2026, 05/21/2026, and 06/22/2026. The excerpt does not state pricing, lockup conditions, or whether holding-period and current public-information conditions are satisfied; subsequent filings would be required for settlement details.

Key Figures

Restricted shares proposed: 6,250 shares Performance shares proposed: 112,500 shares Aggregate proposed shares listed: 118,750 shares +2 more

5 metrics

Restricted shares proposed 6,250 shares restricted stock, <date>07/15/2026</date>

Performance shares proposed 112,500 shares performance stock, <date>07/15/2026</date>

Aggregate proposed shares listed 118,750 shares sum of listed restricted and performance shares (context from excerpt)

Recent dispositions by Mac Armstrong 3,500 shares each sale on <date>04/21/2026</date>, <date>05/21/2026</date>, <date>06/22/2026</date>

Broker filer address 1 New York Plaza, 38th Floor Morgan Stanley Smith Barney LLC Executive Financial Services

Key Terms

Form 144, Restricted Stock, Performance Stock

3 terms

Form 144 regulatory

"Form 144 notice reporting proposed sales of restricted and performance shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold | Restricted Stock | Issuer | 6,250 | 07/15/2026"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Stock financial

"Securities To Be Sold | Performance Stock | Issuer | 112,500 | 07/15/2026"

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Available on EDGAR 07/09/2026 - 06:10 PM Accepted by SEC EDGAR 07/09/2026 - 06:09 PM Learn about SEC filing dates

FAQ

What does the PLMR Form 144 filed by Morgan Stanley Smith Barney LLC report?

It reports proposed sales of PLMR restricted and performance common stock handled by Morgan Stanley Smith Barney LLC. The filing lists 6,250 restricted shares and 112,500 performance shares with an effective date of 07/15/2026.

Who is listed as having sold PLMR shares in the past three months?

The filing shows three prior dispositions by Mac Armstrong: 3,500 shares on each of 04/21/2026, 05/21/2026, and 06/22/2026. The excerpt lists those sale dates and share counts.

Does the Form 144 state the sale prices or proceeds for the PLMR shares?

The provided excerpt does not include explicit sale prices or aggregate proceeds for the proposed sales. It lists share counts and dates but does not state sale price or total cash consideration.

What types of securities are being offered for sale under this Form 144?

The filing identifies Restricted Stock and Performance Stock as the security types being offered for resale. The listed quantities are 6,250 restricted shares and 112,500 performance shares dated 07/15/2026.

Who appears as the broker or filer for these proposed PLMR sales?

The filer listed is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, with the entries showing the broker handling the proposed transactions on 07/15/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 38th Floor New York NY 10004	3750	541950	26503871	07/15/2026	NASDAQ
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 38th Floor New York NY 10004	67500	9755100	26503871	07/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2026	Restricted Stock	Issuer			6250	07/15/2026	Compensation
Common	07/15/2026	Performance Stock	Issuer			112500	07/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mac Armstrong 7979 Ivanhoe Avenue Suite 500 La Jolla CA 92037	Common	06/22/2026	3500	395356
Mac Armstrong 7979 Ivanhoe Avenue Suite 500 La Jolla CA 92037	Common	05/21/2026	3500	400362
Mac Armstrong 7979 Ivanhoe Avenue Suite 500 La Jolla CA 92037	Common	04/21/2026	3500	457680

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)