STOCK TITAN

Plutus Financial (PLUT) CFO reports no Ordinary Share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Plutus Financial Group Ltd director and chief financial officer Yeung Chun Lok has filed an initial insider ownership report. The filing lists a direct position of 0 Ordinary Shares, indicating no reportable equity holdings in the company at this time.

Positive

  • None.

Negative

  • None.
Insider Yeung Chun Lok
Role CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 0 shares (Direct, null)
Footnotes (1)
Ordinary Shares held 0 Ordinary Shares Total shares following transaction in initial Form 3
Ordinary Shares financial
"security_title: "Ordinary Shares""
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
CHIEF FINANCIAL OFFICER financial
"officer_title: "CHIEF FINANCIAL OFFICER""
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
direct ownership financial
"ownership_type: "direct" and ownership_code: "D""
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yeung Chun Lok

(Last)(First)(Middle)
8/F, 80 GLOUCESTER ROAD
WAN CHAI

(Street)

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2026
3. Issuer Name and Ticker or Trading Symbol
Plutus Financial Group Ltd [ PLUT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Chun Lok Yeung05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Yeung Chun Lok’s Form 3 filing for PLUT show?

The Form 3 shows that director and chief financial officer Yeung Chun Lok currently reports ownership of 0 Ordinary Shares of Plutus Financial Group Ltd. It serves as an initial baseline of his reportable equity position with the company.

Does the PLUT CFO currently own any Ordinary Shares?

According to the filing, the Plutus Financial Group Ltd chief financial officer reports holding 0 Ordinary Shares. This means there are no reportable direct equity holdings for him as of the transaction date shown.

Is the Form 3 for PLUT a buy or sell transaction?

The Form 3 for Plutus Financial Group Ltd does not report any buy or sell transaction. It is categorized as a holding entry with 0 shares, establishing the insider’s initial reportable ownership level.

What ownership type is reported in the PLUT Form 3?

The filing reports Yeung Chun Lok’s ownership type as direct with 0 Ordinary Shares. This indicates any future changes in his position will be measured against this initial direct ownership baseline.

Who is the reporting person in the Plutus Financial Group (PLUT) Form 3?

The reporting person is Yeung Chun Lok, identified as both a director and the chief financial officer of Plutus Financial Group Ltd. The filing records his current reportable holdings in the company’s Ordinary Shares.