Plutus CFO files initial insider holdings report

Plutus Financial Group Ltd director and chief financial officer Yeung Chun Lok has filed an initial insider ownership report.

Rhea-AI Filing Summary

Plutus Financial Group Ltd director and chief financial officer Yeung Chun Lok has filed an initial insider ownership report. The filing lists a direct position of 0 Ordinary Shares, indicating no reportable equity holdings in the company at this time.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Yeung Chun Lok

Role CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Ordinary Shares — 0 shares (Direct)

Key Figures

Ordinary Shares held: 0 Ordinary Shares

1 metrics

Ordinary Shares held 0 Ordinary Shares Total shares following transaction in initial Form 3

Key Terms

Ordinary Shares, CHIEF FINANCIAL OFFICER, direct ownership

3 terms

Ordinary Shares financial

"security_title: "Ordinary Shares""

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

CHIEF FINANCIAL OFFICER financial

"officer_title: "CHIEF FINANCIAL OFFICER""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

direct ownership financial

"ownership_type: "direct" and ownership_code: "D""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Yeung Chun Lok’s Form 3 filing for PLUT show?

The Form 3 shows that director and chief financial officer Yeung Chun Lok currently reports ownership of 0 Ordinary Shares of Plutus Financial Group Ltd. It serves as an initial baseline of his reportable equity position with the company.

Does the PLUT CFO currently own any Ordinary Shares?

According to the filing, the Plutus Financial Group Ltd chief financial officer reports holding 0 Ordinary Shares. This means there are no reportable direct equity holdings for him as of the transaction date shown.

Is the Form 3 for PLUT a buy or sell transaction?

The Form 3 for Plutus Financial Group Ltd does not report any buy or sell transaction. It is categorized as a holding entry with 0 shares, establishing the insider’s initial reportable ownership level.

What ownership type is reported in the PLUT Form 3?

The filing reports Yeung Chun Lok’s ownership type as direct with 0 Ordinary Shares. This indicates any future changes in his position will be measured against this initial direct ownership baseline.

Who is the reporting person in the Plutus Financial Group (PLUT) Form 3?

The reporting person is Yeung Chun Lok, identified as both a director and the chief financial officer of Plutus Financial Group Ltd. The filing records his current reportable holdings in the company’s Ordinary Shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 09:55 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yeung Chun Lok

(Last) (First) (Middle)

8/F, 80 GLOUCESTER ROAD

WAN CHAI

(Street)

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2026

3. Issuer Name and Ticker or Trading Symbol
Plutus Financial Group Ltd [ PLUT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Chun Lok Yeung	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)