Every Form 4 that Plymouth Industrial REIT, Inc. (PLYM) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PLYM and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PLYM filings page.
Plymouth Industrial REIT executive James Connolly reported the cash-out of his common stock holdings in connection with a completed merger. On January 27, 2026, he disposed of 120,236 shares of common stock, each converted under the merger terms into the right to receive $22.00 in cash per share, before any applicable withholding taxes. Following this transaction, he reported owning 0 shares of Plymouth Industrial REIT common stock.
The transaction occurred automatically under an Agreement and Plan of Merger involving Plymouth Industrial REIT, its operating partnership, and affiliated acquisition entities, where the REIT merged into a subsidiary and all of Connolly’s shares were converted into the cash merger consideration.
Anthony Saladino, President and CFO of Plymouth Industrial REIT, Inc., reported the disposition of 127,314 shares of common stock on January 27, 2026. The shares were converted into the right to receive $22.00 in cash per share under a previously signed merger agreement, leaving him with no directly owned common shares after the transaction.
The cash payment, called the Merger Consideration, was paid without interest and subject to applicable withholding taxes when Plymouth Industrial REIT merged with PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT’s CEO and director Jeffrey E. Witherell reported the disposition of 437,682 shares of common stock on January 27, 2026. The shares were converted into the right to receive $22.00 per share in cash under a previously signed Agreement and Plan of Merger.
At the effective time of the merger between Plymouth Industrial REIT, Inc. and PIR Industrial REIT LLC, each share held by Witherell was exchanged for the cash merger consideration, leaving him with zero shares beneficially owned after the transaction, subject to applicable withholding taxes.
Plymouth Industrial REIT director Richard J. DeAgazio reported the cash-out of 43,270 common shares at $22.00 per share in a merger transaction. The filing shows all of his reported shares were disposed of on January 27, 2026, leaving him with zero shares directly owned.
According to the merger terms, each common share was automatically converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes, when Plymouth Industrial REIT merged into PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT director Robert O. Stephenson reported the disposition of 6,269 shares of common stock on January 27, 2026. The shares were converted in connection with a merger, with each share exchanged for $22.00 in cash, before taxes and without interest. Following this transaction, Stephenson reported owning 0 shares of Plymouth Industrial REIT common stock.
Plymouth Industrial REIT director Philip S. Cottone disposed of 30,278 shares of common stock on January 27, 2026. The transaction reflects completion of a previously agreed merger, not an open-market sale.
Under the merger terms, each share was converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes. Following this cash-out in the merger, Cottone no longer held any shares of Plymouth Industrial REIT directly.
Plymouth Industrial REIT director Caitlin Murphy reported the disposition of 15,489 shares of common stock on January 27, 2026. The shares were cashed out at $22.00 per share under a previously signed Agreement and Plan of Merger involving Plymouth Industrial REIT, Plymouth Industrial OP, LP, PIR Ventures LP, PIR Industrial REIT LLC, and PIR Industrial OP LLC.
At the effective time of the merger of Plymouth Industrial REIT with and into PIR Industrial REIT LLC, each share Murphy held was converted into the right to receive the $22.00 cash merger consideration, before any applicable withholding taxes. Following this transaction, the filing shows Murphy holding zero Plymouth Industrial REIT shares directly.
Plymouth Industrial REIT, Inc. director David Gaw reported the disposition of his common stock in connection with the company’s merger. On January 27, 2026, all 47,069 shares he held were converted in the merger into the right to receive $22.00 per share in cash, before any required tax withholding.
Following this transaction triggered by the merger terms, the filing shows that Gaw now beneficially owns 0 shares of Plymouth Industrial REIT common stock, all previously held directly.
Plymouth Industrial REIT director Pendleton P. White Jr. has reported the cash-out of his holdings in connection with a merger. On January 27, 2026, a total of common stock positions held directly and through a father's estate and a trust were disposed of at $22.00 per share under a previously signed Merger Agreement.
At the effective time of the merger of Plymouth Industrial REIT, Inc. with PIR Industrial REIT LLC, each share of common stock held by the reporting person was converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes, leaving him with 0 shares beneficially owned.
Plymouth Industrial REIT director John W. Guinee reported the cash-out of 47,069 common shares in connection with the company’s merger. On January 27, 2026, all of his shares were disposed of at $22.00 per share under a previously signed merger agreement.
Following the transaction, Guinee reported owning zero Plymouth Industrial REIT common shares in this account. The cash payment reflected the agreed merger consideration, paid without interest and subject to any required tax withholding as the company merged into PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT, Inc. executive vice president of asset management reported equity award activity and a related stock sale. On 12/18/2025, the officer exercised performance stock units into 9,950, 15,900, and 56,544 shares of common stock at an exercise price of $0 per share, increasing direct holdings to 179,612 common shares. On 12/19/2025, the officer sold 59,376 common shares at $21.86 per share in a sell-to-cover transaction for tax withholding tied to accelerated vesting, leaving 120,236 common shares held directly.
The filing explains that these performance stock units were granted in prior years and that their vesting was accelerated under an Acceleration and Repayment Agreement related to a proposed merger of Plymouth Industrial REIT with PIR Industrial REIT LLC under a Merger Agreement.
Plymouth Industrial REIT’s president and CFO reported equity transactions tied to accelerated performance stock units and a related tax sale. On 12/18/2025, the reporting person exercised multiple performance stock unit awards into common stock at an exercise price of $0, adding blocks of 11,609, 20,793, and 98,496 shares. Following these conversions, the person directly owned 216,044 common shares.
On 12/19/2025, the officer sold 88,730 common shares at $21.86 per share in a sell-to-cover transaction to satisfy tax withholding obligations. The filing explains that PSU vesting was accelerated under an Acceleration and Repayment Agreement in connection with a proposed merger with PIR Industrial REIT LLC and to mitigate potential impacts of Sections 280G and 4999 of the Internal Revenue Code.
Plymouth Industrial REIT, Inc. CEO and director Jeffrey E. Witherell reported multiple equity award transactions. On 12/18/2025, he acquired 26,534, 44,031 and 212,496 shares of common stock at an exercise price of $0 through the vesting and settlement of performance stock units (PSUs), bringing his direct holdings to 589,265 shares before subsequent activity. On 12/19/2025, he sold 151,583 shares at $21.86 per share in a sell-to-cover transaction to satisfy tax withholding obligations related to accelerated vesting, leaving him with 437,682 directly owned shares.
The PSUs were originally granted in 2023, 2024 and 2025 based on stockholder return metrics and had vesting schedules running through fiscal years 2025, 2026 and 2027. Their vesting was accelerated under an Acceleration and Repayment Agreement dated December 5, 2025, in connection with a proposed merger of Plymouth Industrial REIT with PIR Industrial REIT LLC and related entities, and to mitigate potential tax effects under Sections 280G and 4999 of the Internal Revenue Code.