Welcome to our dedicated page for Plymouth Industr SEC filings (Ticker: PLYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Plymouth Industrial REIT, Inc. filings document the company's REIT operating structure, common stock, operating partnership relationships, material agreements, shareholder votes, governance matters and operating results for its industrial-property business. Earlier 8-K reports and proxy-related disclosures covered merger agreements, special-meeting voting, employment-agreement amendments, supplemental disclosure matters and capital-structure items.
The filing record also documents the completed 2026 merger and subsequent public-company status changes. Form 8-K disclosed the completion of the merger, repayment and termination of a credit agreement, and successor-by-merger identification for PIR Industrial REIT LLC; Form 25 recorded removal of the common stock from NYSE listing and registration; and Form 15 recorded termination or suspension of Exchange Act reporting obligations for the common stock.
Prudential Financial, Inc. filed an amended ownership report on Plymouth Industrial REIT, Inc., stating beneficial ownership of 1,535,432 common shares, representing 3.4% of the outstanding class as of the event date of 12/31/2025. All voting and dispositive authority is shared, with no sole power reported.
The filing notes that this represents ownership of 5 percent or less of Plymouth Industrial’s common stock. Prudential identifies itself as a parent holding company, with most of the position held through Jennison Associates LLC and a smaller amount through Quantitative Solutions LLC. Prudential certifies the shares are held in the ordinary course of business and not for influencing control of the company.
Hudson Bay Capital Management LP and Sander Gerber report owning 302,468 shares, or 0.68%, of Plymouth Industrial REIT common stock. This percentage is based on 44,551,164 shares outstanding as of November 6, 2025. The stake is held in the ordinary course of business on a passive basis.
The securities are held in the name of Hudson Bay Master Fund Ltd., for which Hudson Bay Capital Management LP acts as investment manager. Gerber, as managing member of the Investment Manager’s general partner, disclaims beneficial ownership. The filing confirms ownership of 5 percent or less of the class.
Plymouth Industrial REIT, Inc. received an amended Schedule 13D/A from entities affiliated with Sixth Street stating that they no longer beneficially own any shares of the company’s common stock and have reduced their holdings below five percent as of January 27, 2026.
The filing explains that, under a previously agreed Merger Agreement, the operating partnership merged into a subsidiary, all warrants held by Isosceles were canceled for no consideration, and each Series C Preferred Unit held by Isosceles was redeemed at $1,312.27 per unit.
Jennison Associates LLC filed an amended Schedule 13G reporting its beneficial ownership in Plymouth Industrial REIT Inc. As of 12/31/2025, Jennison beneficially owned 1,532,682 shares, representing 3.4% of the REIT’s outstanding class.
Jennison reported sole power to vote these 1,532,682 shares and shared power to dispose of the same number, with no shared voting power and no sole dispositive power. The firm certified that the holdings were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Plymouth Industrial REIT.
Plymouth Industrial REIT executive James Connolly reported the cash-out of his common stock holdings in connection with a completed merger. On January 27, 2026, he disposed of 120,236 shares of common stock, each converted under the merger terms into the right to receive $22.00 in cash per share, before any applicable withholding taxes. Following this transaction, he reported owning 0 shares of Plymouth Industrial REIT common stock.
The transaction occurred automatically under an Agreement and Plan of Merger involving Plymouth Industrial REIT, its operating partnership, and affiliated acquisition entities, where the REIT merged into a subsidiary and all of Connolly’s shares were converted into the cash merger consideration.
Anthony Saladino, President and CFO of Plymouth Industrial REIT, Inc., reported the disposition of 127,314 shares of common stock on January 27, 2026. The shares were converted into the right to receive $22.00 in cash per share under a previously signed merger agreement, leaving him with no directly owned common shares after the transaction.
The cash payment, called the Merger Consideration, was paid without interest and subject to applicable withholding taxes when Plymouth Industrial REIT merged with PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT’s CEO and director Jeffrey E. Witherell reported the disposition of 437,682 shares of common stock on January 27, 2026. The shares were converted into the right to receive $22.00 per share in cash under a previously signed Agreement and Plan of Merger.
At the effective time of the merger between Plymouth Industrial REIT, Inc. and PIR Industrial REIT LLC, each share held by Witherell was exchanged for the cash merger consideration, leaving him with zero shares beneficially owned after the transaction, subject to applicable withholding taxes.