Welcome to our dedicated page for Plymouth Industr SEC filings (Ticker: PLYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Plymouth Industrial REIT, Inc. filings document the company's REIT operating structure, common stock, operating partnership relationships, material agreements, shareholder votes, governance matters and operating results for its industrial-property business. Earlier 8-K reports and proxy-related disclosures covered merger agreements, special-meeting voting, employment-agreement amendments, supplemental disclosure matters and capital-structure items.
The filing record also documents the completed 2026 merger and subsequent public-company status changes. Form 8-K disclosed the completion of the merger, repayment and termination of a credit agreement, and successor-by-merger identification for PIR Industrial REIT LLC; Form 25 recorded removal of the common stock from NYSE listing and registration; and Form 15 recorded termination or suspension of Exchange Act reporting obligations for the common stock.
Plymouth Industrial REIT director Richard J. DeAgazio reported the cash-out of 43,270 common shares at $22.00 per share in a merger transaction. The filing shows all of his reported shares were disposed of on January 27, 2026, leaving him with zero shares directly owned.
According to the merger terms, each common share was automatically converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes, when Plymouth Industrial REIT merged into PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT director Robert O. Stephenson reported the disposition of 6,269 shares of common stock on January 27, 2026. The shares were converted in connection with a merger, with each share exchanged for $22.00 in cash, before taxes and without interest. Following this transaction, Stephenson reported owning 0 shares of Plymouth Industrial REIT common stock.
Plymouth Industrial REIT director Philip S. Cottone disposed of 30,278 shares of common stock on January 27, 2026. The transaction reflects completion of a previously agreed merger, not an open-market sale.
Under the merger terms, each share was converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes. Following this cash-out in the merger, Cottone no longer held any shares of Plymouth Industrial REIT directly.
Plymouth Industrial REIT director Caitlin Murphy reported the disposition of 15,489 shares of common stock on January 27, 2026. The shares were cashed out at $22.00 per share under a previously signed Agreement and Plan of Merger involving Plymouth Industrial REIT, Plymouth Industrial OP, LP, PIR Ventures LP, PIR Industrial REIT LLC, and PIR Industrial OP LLC.
At the effective time of the merger of Plymouth Industrial REIT with and into PIR Industrial REIT LLC, each share Murphy held was converted into the right to receive the $22.00 cash merger consideration, before any applicable withholding taxes. Following this transaction, the filing shows Murphy holding zero Plymouth Industrial REIT shares directly.
Plymouth Industrial REIT, Inc. director David Gaw reported the disposition of his common stock in connection with the company’s merger. On January 27, 2026, all 47,069 shares he held were converted in the merger into the right to receive $22.00 per share in cash, before any required tax withholding.
Following this transaction triggered by the merger terms, the filing shows that Gaw now beneficially owns 0 shares of Plymouth Industrial REIT common stock, all previously held directly.
Plymouth Industrial REIT director Pendleton P. White Jr. has reported the cash-out of his holdings in connection with a merger. On January 27, 2026, a total of common stock positions held directly and through a father's estate and a trust were disposed of at $22.00 per share under a previously signed Merger Agreement.
At the effective time of the merger of Plymouth Industrial REIT, Inc. with PIR Industrial REIT LLC, each share of common stock held by the reporting person was converted into the right to receive $22.00 in cash, without interest and subject to applicable withholding taxes, leaving him with 0 shares beneficially owned.
Plymouth Industrial REIT director John W. Guinee reported the cash-out of 47,069 common shares in connection with the company’s merger. On January 27, 2026, all of his shares were disposed of at $22.00 per share under a previously signed merger agreement.
Following the transaction, Guinee reported owning zero Plymouth Industrial REIT common shares in this account. The cash payment reflected the agreed merger consideration, paid without interest and subject to any required tax withholding as the company merged into PIR Industrial REIT LLC’s merger subsidiary.
Plymouth Industrial REIT, Inc. is having its common stock removed from listing and registration on the New York Stock Exchange. The exchange filed a Form 25, stating it has followed its own rules and federal regulations to strike this class of securities from the NYSE.
The notification also states that the issuer has complied with exchange rules and SEC requirements governing voluntary withdrawal of a class of securities. Once this process is effective, Plymouth Industrial REIT’s common stock will no longer be listed for trading on the NYSE.
Plymouth Industrial REIT, Inc. has completed its previously announced sale and gone private through a merger with affiliates of PIR Ventures LP. On January 27, 2026, the company merged into PIR Industrial REIT LLC, and its operating partnership merged into PIR Industrial OP LLC, both now wholly owned subsidiaries of Parent.
Each share of Plymouth Industrial common stock was cancelled and converted into the right to receive $22.00 in cash per share, without interest and subject to withholding taxes. Restricted stock vested in full and received the same cash amount per share, and performance stock units were cashed out based on target or actual performance, then multiplied by the $22.00 merger price. Partnership units not held by the company or its affiliates generally received $22.00 in cash, while certain preferred units were redeemed for cash under their terms.
In connection with closing, all outstanding amounts under the company’s Third Amended and Restated Credit Agreement were repaid and the facility was terminated. The company has notified the NYSE to delist its common stock, expects trading suspension prior to the January 28, 2026 open, and plans to deregister the shares and end SEC reporting. A change of control occurred, all directors resigned, senior officers stepped down, and the surviving entities adopted the governing documents of the merger subsidiaries.
Plymouth Industrial REIT reported that its stockholders approved the previously announced merger with PIR Ventures affiliates at a special virtual meeting. The merger proposal received 30,172,147 votes in favor, 30,626 against and 80,967 abstentions, meeting the required majority of shares outstanding. Stockholders also approved an adjournment proposal but it was not needed, while a non-binding advisory proposal on merger-related executive compensation narrowly failed, with 15,099,903 votes for and 15,117,960 against. The company noted that an emergency motion filed by Redimere Advisors LLC in Suffolk County Superior Court was denied on January 20, 2026, and it anticipates closing the mergers on or about January 27, 2026.