Welcome to our dedicated page for Plymouth Industr SEC filings (Ticker: PLYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Plymouth Industrial REIT, Inc. (NYSE: PLYM), a real estate investment company focused on single and multi-tenant industrial properties. Through its periodic and current reports, Plymouth discloses information about its industrial portfolio, financial performance, acquisitions, leasing activity and significant corporate events.
Investors can review Plymouth’s annual reports on Form 10-K and quarterly reports on Form 10-Q for discussions of its industrial real estate strategy, risk factors, portfolio composition and key metrics such as net operating income and funds from operations. Current reports on Form 8-K highlight material developments, including the completion of acquisitions like the 21-building Ohio industrial portfolio, quarterly earnings releases and supplemental analyst packages, and capital markets actions such as share repurchase programs and credit facility usage.
A major focus of recent filings is the Agreement and Plan of Merger with PIR Ventures LP and related entities. Plymouth has filed multiple Forms 8-K describing the merger terms, including the cash consideration per common share, the planned mergers of the REIT and operating partnership, and the expectation that the company will become private and its shares will be de-registered and cease trading on the New York Stock Exchange if the mergers close. Additional 8-K filings and proxy materials discuss the special meeting of stockholders to vote on the REIT merger, related stockholder litigation, supplemental proxy disclosures and executive compensation arrangements connected to the anticipated change in control.
On Stock Titan, Plymouth’s SEC filings are updated as they are made available on EDGAR, and AI-powered summaries can be used to interpret lengthy documents such as merger-related filings, financial statements and pro forma information. Users can quickly identify key points in Forms 8-K, including merger announcements, acquisition completions and other events, and can examine how these disclosures relate to the company’s industrial property strategy and capital structure. Filings related to the merger also offer insight into how existing equity and partnership interests, restricted stock and performance stock units are expected to be treated if the transactions are consummated.
Plymouth Industrial REIT, Inc. reports a new lawsuit connected to its previously announced merger. The company has a Merger Agreement under which it would be merged into a subsidiary of PIR Ventures LP, with a related partnership merger, and a virtual special stockholder meeting is scheduled for January 22, 2026 to vote on the REIT Merger and related transactions.
On January 9, 2026, Redimere Advisors LLC filed a complaint in Massachusetts state court regarding an engagement letter dated November 28, 2022 and, through an emergency motion, asked the court to temporarily prevent $60 million otherwise due under the Merger Agreement from being paid to the company or its stockholders and instead be directed to an independent trustee during the litigation. A hearing on this motion is set for January 20, 2026, and Redimere has represented to the court that it is not seeking to enjoin consummation of the merger transactions. The company states that it believes the claims are without merit and intends to vigorously defend against them.
Glazer Capital, LLC and Paul J. Glazer filed a Schedule 13G reporting their beneficial ownership in Plymouth Industrial REIT, Inc. common stock. The reporting persons beneficially own 2,151,500 shares of common stock, representing 4.83% of the class.
All 2,151,500 shares are reported with shared voting and shared dispositive power, and no shares with sole voting or dispositive power. The shares are held by certain funds and managed accounts for which Glazer Capital acts as investment manager, with Paul J. Glazer as Managing Member.
The filing notes that the reporting persons may have been deemed to own more than five percent on the event date but, as of the filing date, have ceased to be beneficial owners of more than five percent of the class. They certify the holdings are not for the purpose of changing or influencing control of Plymouth Industrial REIT.
Plymouth Industrial REIT is providing additional disclosure about its planned acquisition by an affiliate of PIR Ventures and Ares ahead of a January 22, 2026 stockholder vote. The company received ten demand letters and two lawsuits challenging the adequacy of its proxy materials, which it believes are without merit, but is supplementing the proxy to avoid litigation expense and potential delay.
The new details describe confidentiality agreements and standstill provisions with potential bidders, outreach to other parties during the go‑shop process, and expanded financial analyses by KBCM and J.P. Morgan. These include projected unlevered free cash flow figures, assumptions for valuing the Isosceles joint venture, comparable company multiples, implied capitalization rates, and discounted cash flow work that produce implied per‑share value ranges compared with the agreed $22.00 cash merger price.
Plymouth Industrial REIT, Inc. executive vice president of asset management reported equity award activity and a related stock sale. On 12/18/2025, the officer exercised performance stock units into 9,950, 15,900, and 56,544 shares of common stock at an exercise price of $0 per share, increasing direct holdings to 179,612 common shares. On 12/19/2025, the officer sold 59,376 common shares at $21.86 per share in a sell-to-cover transaction for tax withholding tied to accelerated vesting, leaving 120,236 common shares held directly.
The filing explains that these performance stock units were granted in prior years and that their vesting was accelerated under an Acceleration and Repayment Agreement related to a proposed merger of Plymouth Industrial REIT with PIR Industrial REIT LLC under a Merger Agreement.
Plymouth Industrial REIT’s president and CFO reported equity transactions tied to accelerated performance stock units and a related tax sale. On 12/18/2025, the reporting person exercised multiple performance stock unit awards into common stock at an exercise price of $0, adding blocks of 11,609, 20,793, and 98,496 shares. Following these conversions, the person directly owned 216,044 common shares.
On 12/19/2025, the officer sold 88,730 common shares at $21.86 per share in a sell-to-cover transaction to satisfy tax withholding obligations. The filing explains that PSU vesting was accelerated under an Acceleration and Repayment Agreement in connection with a proposed merger with PIR Industrial REIT LLC and to mitigate potential impacts of Sections 280G and 4999 of the Internal Revenue Code.
Plymouth Industrial REIT, Inc. CEO and director Jeffrey E. Witherell reported multiple equity award transactions. On 12/18/2025, he acquired 26,534, 44,031 and 212,496 shares of common stock at an exercise price of $0 through the vesting and settlement of performance stock units (PSUs), bringing his direct holdings to 589,265 shares before subsequent activity. On 12/19/2025, he sold 151,583 shares at $21.86 per share in a sell-to-cover transaction to satisfy tax withholding obligations related to accelerated vesting, leaving him with 437,682 directly owned shares.
The PSUs were originally granted in 2023, 2024 and 2025 based on stockholder return metrics and had vesting schedules running through fiscal years 2025, 2026 and 2027. Their vesting was accelerated under an Acceleration and Repayment Agreement dated December 5, 2025, in connection with a proposed merger of Plymouth Industrial REIT with PIR Industrial REIT LLC and related entities, and to mitigate potential tax effects under Sections 280G and 4999 of the Internal Revenue Code.
Plymouth-related insider plans to sell common stock under Rule 144. The notice covers the potential sale of 59,376 shares of common stock through broker Citizens Securities, Inc. on the NYSE, with an aggregate market value of $1,298,256.24. These shares are part of a class with 44,551,164 shares outstanding. The shares were acquired on 12/18/2025 via a stock award from Plymouth and paid for in cash, and the planned sale date is approximately 12/19/2025. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
PLYM filed a notice that an affiliated holder plans to sell 151,583 shares of common stock through broker Citizens Securities, Inc. on the NYSE. The filing reports an aggregate market value for these planned sales of $3,313,604.38 and notes that there were 44,551,164 shares of this class outstanding. The seller acquired the 151,583 shares on 12/18/2025 as a stock award, with payment described as cash. The form includes a representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
PLYM filed a notice related to a planned sale of common stock under Rule 144. The filing covers 88,730 common shares to be sold through Wells Fargo Clearing Services on the NYSE, with an aggregate market value of $1,932,541.81. The issuer reports that 44,551,164 common shares were outstanding, and the shares to be sold were acquired from the issuer on 02/14/2022 as performance stock units (PSUs). By signing the notice, the selling holder represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Plymouth Industrial REIT, Inc. has agreed to be acquired by affiliates of Makarora and Ares, and is asking stockholders to approve the merger at a virtual special meeting on January 22, 2026. If completed, each outstanding share of common stock will be converted into the right to receive $22.00 in cash per share, subject to withholding taxes and possible adjustments under the merger agreement, and the stock will be delisted from the NYSE.
All common stockholders of record as of December 15, 2025 can vote, and approval of the merger requires a majority of all outstanding shares entitled to vote. The board unanimously supports the transaction and obtained fairness opinions from KeyBanc Capital Markets and J.P. Morgan that the cash consideration is fair from a financial point of view. The buyer has arranged approximately $2.1 billion of equity and debt financing to fund the cash consideration, repay or redeem Plymouth’s debt and preferred units, and cover fees and expenses.