Welcome to our dedicated page for Plymouth Industr SEC filings (Ticker: PLYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Plymouth Industrial REIT, Inc. (NYSE: PLYM), a real estate investment company focused on single and multi-tenant industrial properties. Through its periodic and current reports, Plymouth discloses information about its industrial portfolio, financial performance, acquisitions, leasing activity and significant corporate events.
Investors can review Plymouth’s annual reports on Form 10-K and quarterly reports on Form 10-Q for discussions of its industrial real estate strategy, risk factors, portfolio composition and key metrics such as net operating income and funds from operations. Current reports on Form 8-K highlight material developments, including the completion of acquisitions like the 21-building Ohio industrial portfolio, quarterly earnings releases and supplemental analyst packages, and capital markets actions such as share repurchase programs and credit facility usage.
A major focus of recent filings is the Agreement and Plan of Merger with PIR Ventures LP and related entities. Plymouth has filed multiple Forms 8-K describing the merger terms, including the cash consideration per common share, the planned mergers of the REIT and operating partnership, and the expectation that the company will become private and its shares will be de-registered and cease trading on the New York Stock Exchange if the mergers close. Additional 8-K filings and proxy materials discuss the special meeting of stockholders to vote on the REIT merger, related stockholder litigation, supplemental proxy disclosures and executive compensation arrangements connected to the anticipated change in control.
On Stock Titan, Plymouth’s SEC filings are updated as they are made available on EDGAR, and AI-powered summaries can be used to interpret lengthy documents such as merger-related filings, financial statements and pro forma information. Users can quickly identify key points in Forms 8-K, including merger announcements, acquisition completions and other events, and can examine how these disclosures relate to the company’s industrial property strategy and capital structure. Filings related to the merger also offer insight into how existing equity and partnership interests, restricted stock and performance stock units are expected to be treated if the transactions are consummated.
Plymouth Industrial REIT director Robert O. Stephenson received a grant of 6,269 shares of restricted stock on June 20, 2025, as reported in this Form 4 filing. The shares were acquired at $0 cost under the company's Third Amended and Restated 2014 Incentive Award Plan.
Key details of the stock grant:
- Vesting occurs at the earlier of: (1) first anniversary of grant date or (2) next annual stockholder meeting
- Transaction reported as a direct ownership
- Filing was completed by Anne A. Hayward as attorney-in-fact
This equity compensation grant aligns with standard director compensation practices and demonstrates continued commitment to aligning director interests with shareholders. The filing indicates no derivative securities transactions or indirect ownership positions were involved in this grant.
Plymouth Industrial REIT Director Philip S. Cottone reported the acquisition of 6,269 shares of restricted stock on June 20, 2025. The shares were granted under the company's Third Amended and Restated 2014 Incentive Award Plan at a price of $0.
Key details of the transaction:
- Following the transaction, Cottone now owns 30,278 shares directly
- The restricted shares vest on the earlier of: (1) first anniversary of grant date or (2) date of next annual stockholders meeting
- The Form 4 was filed through an attorney-in-fact, Anne A. Hayward
This insider transaction represents a standard director compensation grant and demonstrates continued alignment between management and shareholder interests through equity-based compensation.
Plymouth Industrial REIT director Richard J. DeAgazio received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, DeAgazio's direct ownership increased to 43,270 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: - First anniversary of grant date - Date of next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed by Anne A. Hayward as attorney-in-fact for DeAgazio on June 23, 2025, within the required reporting timeline. This equity award appears to be part of the company's regular director compensation program.
Plymouth Industrial REIT director John W. Guinee III received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, Guinee's total direct beneficial ownership increased to 47,069 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: (1) first anniversary of grant date or (2) next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed by Anne A. Hayward as attorney-in-fact for Guinee on June 23, 2025, within the required reporting window. This equity award appears to be part of the company's regular director compensation program.
Plymouth Industrial REIT director David Gaw received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, Gaw's direct ownership increased to 30,751 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: - First anniversary of grant date - Date of next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed on June 23, 2025, within the required reporting timeline, and was signed by Anne A. Hayward as attorney-in-fact for David Gaw.
Form 4 filing overview for Plymouth Industrial REIT, Inc. (PLYM)
Director Caitlin Murphy reported the acquisition of 6,269 shares of Plymouth Industrial REIT common stock on 06/20/2025. The transaction is coded “A,” indicating an award or grant at a price of $0 per share under the company’s Third Amended and Restated 2014 Incentive Award Plan. The restricted stock vests on the earlier of (i) one year from the grant date or (ii) the next annual shareholder meeting following the grant. After the grant, Murphy’s direct ownership increases to 15,489 shares. No derivative securities were reported.
The filing was signed by Anne A. Hayward as attorney-in-fact on 06/23/2025.
Plymouth Industrial REIT (NYSE: PLYM) filed a Form 8-K announcing the closing of a previously disclosed $193.0 million acquisition of a 21-building industrial portfolio. The deal adds approximately 2.1 million rentable square feet and was entirely funded with borrowings from the company’s unsecured revolving credit facility, indicating immediate balance-sheet cash outflow but preserving liquidity from other sources. The seller, OH I&L LL, LLC, is an unrelated third party.
Management disclosed that Rule 3-14 financial statements for the acquired properties and Article 11 pro forma statements for Plymouth’s consolidated results will be filed on Form 8-K/A within 71 days. Until those filings are available, investors lack visibility on expected accretion, capitalization rates, or incremental leverage metrics. Nevertheless, the purchase materially expands Plymouth’s footprint and aligns with its strategy of aggregating Class B warehouse and distribution assets in secondary industrial markets.