Welcome to our dedicated page for Plymouth Industr SEC filings (Ticker: PLYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Plymouth Industrial REIT, Inc. filings document the company's REIT operating structure, common stock, operating partnership relationships, material agreements, shareholder votes, governance matters and operating results for its industrial-property business. Earlier 8-K reports and proxy-related disclosures covered merger agreements, special-meeting voting, employment-agreement amendments, supplemental disclosure matters and capital-structure items.
The filing record also documents the completed 2026 merger and subsequent public-company status changes. Form 8-K disclosed the completion of the merger, repayment and termination of a credit agreement, and successor-by-merger identification for PIR Industrial REIT LLC; Form 25 recorded removal of the common stock from NYSE listing and registration; and Form 15 recorded termination or suspension of Exchange Act reporting obligations for the common stock.
Plymouth Industrial REIT director Robert O. Stephenson received a grant of 6,269 shares of restricted stock on June 20, 2025, as reported in this Form 4 filing. The shares were acquired at $0 cost under the company's Third Amended and Restated 2014 Incentive Award Plan.
Key details of the stock grant:
- Vesting occurs at the earlier of: (1) first anniversary of grant date or (2) next annual stockholder meeting
- Transaction reported as a direct ownership
- Filing was completed by Anne A. Hayward as attorney-in-fact
This equity compensation grant aligns with standard director compensation practices and demonstrates continued commitment to aligning director interests with shareholders. The filing indicates no derivative securities transactions or indirect ownership positions were involved in this grant.
Plymouth Industrial REIT Director Philip S. Cottone reported the acquisition of 6,269 shares of restricted stock on June 20, 2025. The shares were granted under the company's Third Amended and Restated 2014 Incentive Award Plan at a price of $0.
Key details of the transaction:
- Following the transaction, Cottone now owns 30,278 shares directly
- The restricted shares vest on the earlier of: (1) first anniversary of grant date or (2) date of next annual stockholders meeting
- The Form 4 was filed through an attorney-in-fact, Anne A. Hayward
This insider transaction represents a standard director compensation grant and demonstrates continued alignment between management and shareholder interests through equity-based compensation.
Plymouth Industrial REIT director Richard J. DeAgazio received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, DeAgazio's direct ownership increased to 43,270 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: - First anniversary of grant date - Date of next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed by Anne A. Hayward as attorney-in-fact for DeAgazio on June 23, 2025, within the required reporting timeline. This equity award appears to be part of the company's regular director compensation program.
Plymouth Industrial REIT director John W. Guinee III received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, Guinee's total direct beneficial ownership increased to 47,069 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: (1) first anniversary of grant date or (2) next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed by Anne A. Hayward as attorney-in-fact for Guinee on June 23, 2025, within the required reporting window. This equity award appears to be part of the company's regular director compensation program.
Plymouth Industrial REIT director David Gaw received a grant of 6,269 shares of restricted stock on June 20, 2025. Following this transaction, Gaw's direct ownership increased to 30,751 shares.
Key details of the restricted stock grant:
- Granted under the Third Amended and Restated 2014 Incentive Award Plan
- Vesting occurs at the earlier of: - First anniversary of grant date - Date of next annual stockholder meeting
- Acquisition price: $0
The Form 4 was filed on June 23, 2025, within the required reporting timeline, and was signed by Anne A. Hayward as attorney-in-fact for David Gaw.
Form 4 filing overview for Plymouth Industrial REIT, Inc. (PLYM)
Director Caitlin Murphy reported the acquisition of 6,269 shares of Plymouth Industrial REIT common stock on 06/20/2025. The transaction is coded “A,” indicating an award or grant at a price of $0 per share under the company’s Third Amended and Restated 2014 Incentive Award Plan. The restricted stock vests on the earlier of (i) one year from the grant date or (ii) the next annual shareholder meeting following the grant. After the grant, Murphy’s direct ownership increases to 15,489 shares. No derivative securities were reported.
The filing was signed by Anne A. Hayward as attorney-in-fact on 06/23/2025.
Plymouth Industrial REIT (NYSE: PLYM) filed a Form 8-K announcing the closing of a previously disclosed $193.0 million acquisition of a 21-building industrial portfolio. The deal adds approximately 2.1 million rentable square feet and was entirely funded with borrowings from the company’s unsecured revolving credit facility, indicating immediate balance-sheet cash outflow but preserving liquidity from other sources. The seller, OH I&L LL, LLC, is an unrelated third party.
Management disclosed that Rule 3-14 financial statements for the acquired properties and Article 11 pro forma statements for Plymouth’s consolidated results will be filed on Form 8-K/A within 71 days. Until those filings are available, investors lack visibility on expected accretion, capitalization rates, or incremental leverage metrics. Nevertheless, the purchase materially expands Plymouth’s footprint and aligns with its strategy of aggregating Class B warehouse and distribution assets in secondary industrial markets.