Plymouth REIT Director Receives 6,269 Restricted Shares in Annual Grant

Plymouth Industrial REIT Director Philip S. Cottone reported the acquisition of 6,269 shares of restricted stock on June 20, 2025.

Accepted by SEC EDGAR 06/23/2025 - 05:27 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Plymouth Industrial REIT Director Philip S. Cottone reported the acquisition of 6,269 shares of restricted stock on June 20, 2025. The shares were granted under the company's Third Amended and Restated 2014 Incentive Award Plan at a price of $0.

Key details of the transaction:

• Following the transaction, Cottone now owns 30,278 shares directly
• The restricted shares vest on the earlier of: (1) first anniversary of grant date or (2) date of next annual stockholders meeting
• The Form 4 was filed through an attorney-in-fact, Anne A. Hayward

This insider transaction represents a standard director compensation grant and demonstrates continued alignment between management and shareholder interests through equity-based compensation.

Insider Trade Summary

Grant/Award: 6,269 shares

Grant/Award 1 txn

Insider COTTONE PHILIP S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,269	$0.00	$0.00

Holdings After Transaction: Common Stock — 30,278 shares (Direct)

Holdings Before and After: Common Stock, 24,009 to 30,278 shares (Direct)

Footnotes (1)

1. F1. Represents shares of restricted stock granted to the reporting person under the Plymouth Industrial REIT, Inc. Third Amended and Restated 2014 Incentive Award Plan, which vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the annual meeting of stockholders immediately following the grant date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares of PLYM stock did Philip Cottone acquire on June 20, 2025?

Philip Cottone acquired 6,269 shares of restricted stock of Plymouth Industrial REIT (PLYM) on June 20, 2025.

What is the vesting schedule for PLYM's restricted stock grant to Philip Cottone?

The restricted stock grant vests on the earlier of: (i) the first anniversary of the grant date (June 20, 2026) or (ii) the date of the annual meeting of stockholders immediately following the grant date.

How many PLYM shares does Philip Cottone own after the June 2025 restricted stock grant?

Following the restricted stock grant transaction, Philip Cottone directly owns 30,278 shares of Plymouth Industrial REIT (PLYM).

What was the purchase price of PLYM's restricted stock granted to Philip Cottone?

The restricted stock was granted at $0 cost to Philip Cottone as part of Plymouth Industrial REIT's Third Amended and Restated 2014 Incentive Award Plan.

What is Philip Cottone's role at PLYM according to the Form 4?

According to the Form 4 filing, Philip Cottone serves as a Director of Plymouth Industrial REIT (PLYM).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COTTONE PHILIP S

(Last) (First) (Middle)

20 CUSTOM HOUSE STREET, 11TH FLOOR

(Street)

BOSTON MA 02110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Plymouth Industrial REIT, Inc. [ PLYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/20/2025		A		6,269(1)	A	$0	30,278	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of restricted stock granted to the reporting person under the Plymouth Industrial REIT, Inc. Third Amended and Restated 2014 Incentive Award Plan, which vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the annual meeting of stockholders immediately following the grant date.

Remarks:

Exhibit 24 - Power of Attorney

	Anne A. Hayward, as attorney-in-fact for Philip S. Cottone	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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