STOCK TITAN

[Form 4] Plymouth Industrial REIT, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Plymouth Industrial REIT Director Philip S. Cottone reported the acquisition of 6,269 shares of restricted stock on June 20, 2025. The shares were granted under the company's Third Amended and Restated 2014 Incentive Award Plan at a price of $0.

Key details of the transaction:

  • Following the transaction, Cottone now owns 30,278 shares directly
  • The restricted shares vest on the earlier of: (1) first anniversary of grant date or (2) date of next annual stockholders meeting
  • The Form 4 was filed through an attorney-in-fact, Anne A. Hayward

This insider transaction represents a standard director compensation grant and demonstrates continued alignment between management and shareholder interests through equity-based compensation.

Philip S. Cottone, direttore di Plymouth Industrial REIT, ha comunicato l'acquisto di 6.269 azioni vincolate il 20 giugno 2025. Le azioni sono state assegnate nell'ambito del Terzo Piano Incentivi Modificato e Ristabilito del 2014 della società, al prezzo di 0 $.

Dettagli principali della transazione:

  • Dopo l'operazione, Cottone detiene direttamente 30.278 azioni
  • Le azioni vincolate maturano al verificarsi del primo evento tra: (1) il primo anniversario della data di assegnazione o (2) la data della prossima assemblea annuale degli azionisti
  • Il modulo Form 4 è stato presentato tramite un procuratore, Anne A. Hayward

Questa operazione interna rappresenta una normale concessione di compenso per il direttore e dimostra un continuo allineamento tra la direzione e gli interessi degli azionisti attraverso la remunerazione basata su azioni.

Philip S. Cottone, director de Plymouth Industrial REIT, informó la adquisición de 6.269 acciones restringidas el 20 de junio de 2025. Las acciones fueron otorgadas bajo el Tercer Plan de Incentivos Enmendado y Restablecido de 2014 de la empresa, a un precio de $0.

Detalles clave de la transacción:

  • Tras la operación, Cottone posee directamente 30.278 acciones
  • Las acciones restringidas se consolidan al ocurrir antes: (1) el primer aniversario de la fecha de concesión o (2) la fecha de la próxima junta anual de accionistas
  • El Formulario 4 fue presentado a través de un apoderado, Anne A. Hayward

Esta transacción interna representa una concesión estándar de compensación para directores y demuestra una continua alineación entre la gestión y los intereses de los accionistas mediante la compensación basada en acciones.

필립 S. 코톤 Plymouth Industrial REIT 이사가 2025년 6월 20일에 6,269주의 제한 주식을 취득했다고 보고했습니다. 해당 주식은 회사의 2014년 제3차 수정 및 재정비된 인센티브 상여 계획에 따라 $0의 가격으로 부여되었습니다.

거래 주요 내용:

  • 거래 후 코톤 이사는 직접 30,278주를 보유하게 되었습니다
  • 제한 주식은 다음 중 빠른 시점에 베스팅 됩니다: (1) 부여일로부터 1주년 또는 (2) 다음 연례 주주총회일
  • Form 4 서류는 대리인 Anne A. Hayward를 통해 제출되었습니다

이 내부자 거래는 표준 이사 보상 부여를 나타내며, 주식 기반 보상을 통해 경영진과 주주 간의 지속적인 이해관계 일치를 보여줍니다.

Philip S. Cottone, administrateur de Plymouth Industrial REIT, a déclaré l'acquisition de 6 269 actions restreintes le 20 juin 2025. Ces actions ont été attribuées dans le cadre du troisième plan d'attribution d'incitations modifié et révisé de 2014 de la société, au prix de 0 $.

Détails clés de la transaction :

  • Après cette opération, Cottone détient désormais directement 30 278 actions
  • Les actions restreintes deviennent acquises à la première des deux dates suivantes : (1) le premier anniversaire de la date d'attribution ou (2) la date de la prochaine assemblée générale annuelle des actionnaires
  • Le formulaire 4 a été déposé par l'intermédiaire d'une mandataire, Anne A. Hayward

Cette transaction d'initié représente une attribution standard de rémunération pour un administrateur et démontre un alignement continu entre la direction et les intérêts des actionnaires via une rémunération en actions.

Philip S. Cottone, Direktor von Plymouth Industrial REIT, meldete den Erwerb von 6.269 eingeschränkten Aktien am 20. Juni 2025. Die Aktien wurden im Rahmen des dritten geänderten und neu gefassten Incentive Award Plans von 2014 des Unternehmens zum Preis von 0 $ gewährt.

Wichtige Details der Transaktion:

  • Nach der Transaktion besitzt Cottone nun direkt 30.278 Aktien
  • Die eingeschränkten Aktien werden entweder am ersten Jahrestag des Gewährungsdatums oder am Tag der nächsten jährlichen Hauptversammlung der Aktionäre fällig, je nachdem, welcher Zeitpunkt früher eintritt
  • Das Formular 4 wurde über eine Bevollmächtigte, Anne A. Hayward, eingereicht

Diese Insider-Transaktion stellt eine übliche Vergütung für Direktoren dar und zeigt die fortgesetzte Ausrichtung zwischen Management und Aktionärsinteressen durch aktienbasierte Vergütung.

Positive
  • None.
Negative
  • None.

Philip S. Cottone, direttore di Plymouth Industrial REIT, ha comunicato l'acquisto di 6.269 azioni vincolate il 20 giugno 2025. Le azioni sono state assegnate nell'ambito del Terzo Piano Incentivi Modificato e Ristabilito del 2014 della società, al prezzo di 0 $.

Dettagli principali della transazione:

  • Dopo l'operazione, Cottone detiene direttamente 30.278 azioni
  • Le azioni vincolate maturano al verificarsi del primo evento tra: (1) il primo anniversario della data di assegnazione o (2) la data della prossima assemblea annuale degli azionisti
  • Il modulo Form 4 è stato presentato tramite un procuratore, Anne A. Hayward

Questa operazione interna rappresenta una normale concessione di compenso per il direttore e dimostra un continuo allineamento tra la direzione e gli interessi degli azionisti attraverso la remunerazione basata su azioni.

Philip S. Cottone, director de Plymouth Industrial REIT, informó la adquisición de 6.269 acciones restringidas el 20 de junio de 2025. Las acciones fueron otorgadas bajo el Tercer Plan de Incentivos Enmendado y Restablecido de 2014 de la empresa, a un precio de $0.

Detalles clave de la transacción:

  • Tras la operación, Cottone posee directamente 30.278 acciones
  • Las acciones restringidas se consolidan al ocurrir antes: (1) el primer aniversario de la fecha de concesión o (2) la fecha de la próxima junta anual de accionistas
  • El Formulario 4 fue presentado a través de un apoderado, Anne A. Hayward

Esta transacción interna representa una concesión estándar de compensación para directores y demuestra una continua alineación entre la gestión y los intereses de los accionistas mediante la compensación basada en acciones.

필립 S. 코톤 Plymouth Industrial REIT 이사가 2025년 6월 20일에 6,269주의 제한 주식을 취득했다고 보고했습니다. 해당 주식은 회사의 2014년 제3차 수정 및 재정비된 인센티브 상여 계획에 따라 $0의 가격으로 부여되었습니다.

거래 주요 내용:

  • 거래 후 코톤 이사는 직접 30,278주를 보유하게 되었습니다
  • 제한 주식은 다음 중 빠른 시점에 베스팅 됩니다: (1) 부여일로부터 1주년 또는 (2) 다음 연례 주주총회일
  • Form 4 서류는 대리인 Anne A. Hayward를 통해 제출되었습니다

이 내부자 거래는 표준 이사 보상 부여를 나타내며, 주식 기반 보상을 통해 경영진과 주주 간의 지속적인 이해관계 일치를 보여줍니다.

Philip S. Cottone, administrateur de Plymouth Industrial REIT, a déclaré l'acquisition de 6 269 actions restreintes le 20 juin 2025. Ces actions ont été attribuées dans le cadre du troisième plan d'attribution d'incitations modifié et révisé de 2014 de la société, au prix de 0 $.

Détails clés de la transaction :

  • Après cette opération, Cottone détient désormais directement 30 278 actions
  • Les actions restreintes deviennent acquises à la première des deux dates suivantes : (1) le premier anniversaire de la date d'attribution ou (2) la date de la prochaine assemblée générale annuelle des actionnaires
  • Le formulaire 4 a été déposé par l'intermédiaire d'une mandataire, Anne A. Hayward

Cette transaction d'initié représente une attribution standard de rémunération pour un administrateur et démontre un alignement continu entre la direction et les intérêts des actionnaires via une rémunération en actions.

Philip S. Cottone, Direktor von Plymouth Industrial REIT, meldete den Erwerb von 6.269 eingeschränkten Aktien am 20. Juni 2025. Die Aktien wurden im Rahmen des dritten geänderten und neu gefassten Incentive Award Plans von 2014 des Unternehmens zum Preis von 0 $ gewährt.

Wichtige Details der Transaktion:

  • Nach der Transaktion besitzt Cottone nun direkt 30.278 Aktien
  • Die eingeschränkten Aktien werden entweder am ersten Jahrestag des Gewährungsdatums oder am Tag der nächsten jährlichen Hauptversammlung der Aktionäre fällig, je nachdem, welcher Zeitpunkt früher eintritt
  • Das Formular 4 wurde über eine Bevollmächtigte, Anne A. Hayward, eingereicht

Diese Insider-Transaktion stellt eine übliche Vergütung für Direktoren dar und zeigt die fortgesetzte Ausrichtung zwischen Management und Aktionärsinteressen durch aktienbasierte Vergütung.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COTTONE PHILIP S

(Last) (First) (Middle)
20 CUSTOM HOUSE STREET, 11TH FLOOR

(Street)
BOSTON MA 02110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Plymouth Industrial REIT, Inc. [ PLYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 A 6,269(1) A $0 30,278 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of restricted stock granted to the reporting person under the Plymouth Industrial REIT, Inc. Third Amended and Restated 2014 Incentive Award Plan, which vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the annual meeting of stockholders immediately following the grant date.
Remarks:
Exhibit 24 - Power of Attorney
Anne A. Hayward, as attorney-in-fact for Philip S. Cottone 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of PLYM stock did Philip Cottone acquire on June 20, 2025?

Philip Cottone acquired 6,269 shares of restricted stock of Plymouth Industrial REIT (PLYM) on June 20, 2025.

What is the vesting schedule for PLYM's restricted stock grant to Philip Cottone?

The restricted stock grant vests on the earlier of: (i) the first anniversary of the grant date (June 20, 2026) or (ii) the date of the annual meeting of stockholders immediately following the grant date.

How many PLYM shares does Philip Cottone own after the June 2025 restricted stock grant?

Following the restricted stock grant transaction, Philip Cottone directly owns 30,278 shares of Plymouth Industrial REIT (PLYM).

What was the purchase price of PLYM's restricted stock granted to Philip Cottone?

The restricted stock was granted at $0 cost to Philip Cottone as part of Plymouth Industrial REIT's Third Amended and Restated 2014 Incentive Award Plan.

What is Philip Cottone's role at PLYM according to the Form 4?

According to the Form 4 filing, Philip Cottone serves as a Director of Plymouth Industrial REIT (PLYM).
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