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Philip Morris (NYSE: PM) Form 144: Proposed sales of vested awards via UBS

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Philip Morris International reports proposed sales of vested equity awards under a Form 144. The notice lists multiple vested restricted and performance awards tied to grant dates of 02/15/2023 and 02/21/2024, with examples including 3,227 and 9,436 shares, and a broker listed as UBS Financial Services Inc.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 for PM disclose?

The Form 144 discloses proposed sales of vested restricted and performance awards by an issuer-related holder. The notice lists grant dates 02/15/2023 and 02/21/2024, and shows a broker as UBS Financial Services Inc.

How many shares are shown as examples in the filing for PM?

The filing includes per-award quantities as examples, including 3,227 shares and 9,436 shares tied to vested awards. Additional award quantities of 14,406 and 6,731 are also listed in the excerpt.

Who is the broker listed on the PM Form 144?

The broker identified in the excerpt is UBS Financial Services Inc, with an address at 1000 Harbor Blvd, 3rd Floor, Weehawken, NJ. The filing pairs that broker with the listed award sale entries.

Are the securities being sold described by grant type in the PM filing?

Yes. The entries specify award types as Vested Restricted Award and Vested Performance Award, each tied to specific grant dates and listed share quantities in the excerpt.
Philip Morris

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