STOCK TITAN

[Form 4] ProMIS Neurosciences Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

ProMIS Neurosciences (PMN) reported an insider equity award on a Form 4. A director received an option to purchase 40,000 common shares at an exercise price of $0.45 per share on 10/22/2025, expiring on 10/22/2035. The option itself was granted for $0.

The filing states that 25% of the option vested on the grant date, with the remainder vesting in 36 equal monthly installments, subject to continued service. Following the transaction, 40,000 derivative securities were beneficially owned. The form was filed by more than one reporting person, and it notes that any proceeds from the sale of shares upon exercise will be remitted to Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) ha riportato una stock option per insider in un modulo 4. Un amministratore ha ricevuto l'opzione per acquistare 40.000 azioni ordinarie a un prezzo di esercizio di $0,45 per azione il 22/10/2025, con scadenza il 22/10/2035. L'opzione è stata concessa per $0.

La presentazione indica che il 25% dell'opzione si è consolidato alla data di assegnazione, mentre il resto matura in 36 rate mensili uguali, soggetto a prestazione continuativa. Dopo la transazione, 40.000 titoli derivati erano detenuti beneficiariamente. Il modulo è stato presentato da più di una persona che riporta, e si nota che eventuali proventi dalla vendita di azioni al momento dell'esercizio saranno versati al Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) informó una asignación de acciones para insiders en un Formulario 4. Un director recibió una opción para comprar 40.000 acciones ordinarias a un precio de ejercicio de $0,45 por acción el 22/10/2025, con vencimiento el 22/10/2035. La opción en sí se concedió por $0.

La presentación indica que el 25% de la opción se adquirió en la fecha de asignación, y el resto se adquiere en 36 cuotas mensuales iguales, sujeto a servicio continuo. Tras la transacción, 40.000 valores derivados estaban en propiedad beneficiosa. El formulario fue presentado por más de una persona reportante, y se señala que cualquier ingreso de la venta de acciones en el momento del ejercicio será remitido al Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN)는 Form 4에서 내부자 주식 보상 내용을 보고했습니다. 이사는 40,000주 기본주를 주당 행사가격 $0.45에 매입할 수 있는 옵션을 2025-10-22에 받았고, 2035-10-22에 만료됩니다. 옵션 자체는 $0로 부여되었습니다.

공시에는 옵션의 25%가 수여일에 취득했고, 나머지는 36회 동일한 월치로 취득되며, 지속적 근무 조건에 따라 달려 있습니다. 거래 후 40,000개의 파생증권이 실질적으로 소유되었습니다. 서류는 여러 보고자가 제출했고, 행사 시 주식 매각으로부터의 수익은 Ally Bridge MedAlpha Master Fund L.P.로 송금될 것이라고 명시되어 있습니다.

ProMIS Neurosciences (PMN) a signalé une attribution d’actions pour initiés sur un formulaire 4. Un administrateur a reçu une option d’achat de 40 000 actions ordinaires à un prix d’exercice de 0,45 $ par action le 22/10/2025, expirant le 22/10/2035. L’option elle-même a été accordée pour 0 $.

Le dépôt indique que 25% de l’option est acquis à la date d’attribution, le reste étant acquis en 36 versements mensuels égaux, sous réserve d’un service continu. Suite à la transaction, 40 000 valeurs dérivées étaient détenues bénéficiairement. Le formulaire a été déposé par plus d’une personne déclarante, et il est noté que tout produit de la vente d’actions lors de l’exercice sera versé au Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) berichtete über eine Insider-Aktienzuwendung auf Formular 4. Ein Direktor erhielt eine Option zum Kauf von 40.000 Stammaktien zu einem Ausübungspreis von $0,45 pro Aktie am 22.10.2025, die am 22.10.2035 verfällt. Die Option selbst wurde für $0 gewährt.

Die Einreichung besagt, dass 25% der Option am Ausgabetag vestete, der Rest in 36 gleichen monatlichen Raten, vorbehaltlich fortgesetzter Tätigkeit. Nach der Transaktion wurden 40.000 Derivate sinnvoll Eigentum. Das Formular wurde von mehreren berichtenden Personen eingereicht, und es wird darauf hingewiesen, dass Erlöse aus dem Verkauf von Aktien beim Ausüben an Ally Bridge MedAlpha Master Fund L.P. abgeführt werden.

ProMIS Neurosciences (PMN) أبلغ عن جائزة أسهم داخلية في نموذج 4. تلقى مدير خيار شراء 40,000 سهماً عاديًا بسعر تنفيذ $0.45 للسهم في 22/10/2025، وتنتهي صلاحيتها في 22/10/2035. تم منح الخيار نفسه مقابل $0.

يذكر الملف أن 25% من الخيار قد تم vesting في تاريخ المنحة، والباقي يتم في 36 دفعة شهرية متساوية، رهناً بالخدمة المستمرة. بعد الصفقة، كان لدى المستلم 40,000 ورقة مشتقة مملوكة لفوائد. قدم أكثر من شخص مُبلغ النموذج، وذكر أنه سيتم إرسال أي عوائد من بيع الأسهم عند ممارستها إلى Ally Bridge MedAlpha Master Fund L.P.

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ProMIS Neurosciences (PMN) ha riportato una stock option per insider in un modulo 4. Un amministratore ha ricevuto l'opzione per acquistare 40.000 azioni ordinarie a un prezzo di esercizio di $0,45 per azione il 22/10/2025, con scadenza il 22/10/2035. L'opzione è stata concessa per $0.

La presentazione indica che il 25% dell'opzione si è consolidato alla data di assegnazione, mentre il resto matura in 36 rate mensili uguali, soggetto a prestazione continuativa. Dopo la transazione, 40.000 titoli derivati erano detenuti beneficiariamente. Il modulo è stato presentato da più di una persona che riporta, e si nota che eventuali proventi dalla vendita di azioni al momento dell'esercizio saranno versati al Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) informó una asignación de acciones para insiders en un Formulario 4. Un director recibió una opción para comprar 40.000 acciones ordinarias a un precio de ejercicio de $0,45 por acción el 22/10/2025, con vencimiento el 22/10/2035. La opción en sí se concedió por $0.

La presentación indica que el 25% de la opción se adquirió en la fecha de asignación, y el resto se adquiere en 36 cuotas mensuales iguales, sujeto a servicio continuo. Tras la transacción, 40.000 valores derivados estaban en propiedad beneficiosa. El formulario fue presentado por más de una persona reportante, y se señala que cualquier ingreso de la venta de acciones en el momento del ejercicio será remitido al Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN)는 Form 4에서 내부자 주식 보상 내용을 보고했습니다. 이사는 40,000주 기본주를 주당 행사가격 $0.45에 매입할 수 있는 옵션을 2025-10-22에 받았고, 2035-10-22에 만료됩니다. 옵션 자체는 $0로 부여되었습니다.

공시에는 옵션의 25%가 수여일에 취득했고, 나머지는 36회 동일한 월치로 취득되며, 지속적 근무 조건에 따라 달려 있습니다. 거래 후 40,000개의 파생증권이 실질적으로 소유되었습니다. 서류는 여러 보고자가 제출했고, 행사 시 주식 매각으로부터의 수익은 Ally Bridge MedAlpha Master Fund L.P.로 송금될 것이라고 명시되어 있습니다.

ProMIS Neurosciences (PMN) a signalé une attribution d’actions pour initiés sur un formulaire 4. Un administrateur a reçu une option d’achat de 40 000 actions ordinaires à un prix d’exercice de 0,45 $ par action le 22/10/2025, expirant le 22/10/2035. L’option elle-même a été accordée pour 0 $.

Le dépôt indique que 25% de l’option est acquis à la date d’attribution, le reste étant acquis en 36 versements mensuels égaux, sous réserve d’un service continu. Suite à la transaction, 40 000 valeurs dérivées étaient détenues bénéficiairement. Le formulaire a été déposé par plus d’une personne déclarante, et il est noté que tout produit de la vente d’actions lors de l’exercice sera versé au Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) berichtete über eine Insider-Aktienzuwendung auf Formular 4. Ein Direktor erhielt eine Option zum Kauf von 40.000 Stammaktien zu einem Ausübungspreis von $0,45 pro Aktie am 22.10.2025, die am 22.10.2035 verfällt. Die Option selbst wurde für $0 gewährt.

Die Einreichung besagt, dass 25% der Option am Ausgabetag vestete, der Rest in 36 gleichen monatlichen Raten, vorbehaltlich fortgesetzter Tätigkeit. Nach der Transaktion wurden 40.000 Derivate sinnvoll Eigentum. Das Formular wurde von mehreren berichtenden Personen eingereicht, und es wird darauf hingewiesen, dass Erlöse aus dem Verkauf von Aktien beim Ausüben an Ally Bridge MedAlpha Master Fund L.P. abgeführt werden.

ProMIS Neurosciences (PMN) أبلغ عن جائزة أسهم داخلية في نموذج 4. تلقى مدير خيار شراء 40,000 سهماً عاديًا بسعر تنفيذ $0.45 للسهم في 22/10/2025، وتنتهي صلاحيتها في 22/10/2035. تم منح الخيار نفسه مقابل $0.

يذكر الملف أن 25% من الخيار قد تم vesting في تاريخ المنحة، والباقي يتم في 36 دفعة شهرية متساوية، رهناً بالخدمة المستمرة. بعد الصفقة، كان لدى المستلم 40,000 ورقة مشتقة مملوكة لفوائد. قدم أكثر من شخص مُبلغ النموذج، وذكر أنه سيتم إرسال أي عوائد من بيع الأسهم عند ممارستها إلى Ally Bridge MedAlpha Master Fund L.P.

ProMIS Neurosciences (PMN) 在 Form 4 上报告了一项内部人股票奖励。董事在 2025/10/22 以每股执行价 $0.45 获得 40,000 股普通股 的认购期权,有效期至 2035/10/22。该期权本身的授予价格为 $0

文件指出,该期权在授予日即有 25% 的归属,其余部分在 36 期等额月度分期 内归属,须继续任职。交易完成后,拥有者实际持有 40,000 项衍生证券。该表格由 不止一名申报人提交,文中还提到,行使时出售股票所得的任何收益将汇给 Ally Bridge MedAlpha Master Fund L.P.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ABG Management Ltd.

(Last) (First) (Middle)
#3902, 39/F, E TOWER,
10 HARCOURT RD CTR

(Street)
HONG KONG K3

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ProMIS Neurosciences Inc. [ PMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $0.45 10/22/2025 A 40,000 (1) 10/22/2035 Common Shares 40,000 $0 40,000 D(2)
1. Name and Address of Reporting Person*
ABG Management Ltd.

(Last) (First) (Middle)
#3902, 39/F, E TOWER,
10 HARCOURT RD CTR

(Street)
HONG KONG K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Ally Bridge MedAlpha Master Fund L.P.

(Last) (First) (Middle)
C/O MAPLES CORPORATE SERVICES LIMITED,
P.O. BOX 309, UGLAND HOUSE,

(Street)
GRAND CAYMAN E9

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Ally Bridge Group (NY) LLC

(Last) (First) (Middle)
430 PARK AVENUE, 12TH FLOOR

(Street)
NEW YORK, NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Yu Fan

(Last) (First) (Middle)
#3902, 39/F, E TOWER,
10 HARCOURT RD CTR

(Street)
HONG KONG K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Alex Slanix Paul

(Last) (First) (Middle)
C/O PROMIS NEUROSCIENCES INC.
SUITE 200, 1920 YONGE STREET

(Street)
TORONTO, A6 M4S 3E2

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. 25% of the shares subject to this option vested on the date of grant and the remaining shares shall vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
2. This option was granted to Slanix Alex, a director of the Issuer and an employee of Ally Bridge Group (NY) LLC, which manages the investments of Ally Bridge MedAlpha Master Fund L.P. Dr. Alex holds any equity-based compensation awarded to him for his service as a director of the Issuer for the benefit of Ally Bridge MedAlpha Master Fund L.P. Any proceeds from the sale of shares upon exercise of this award shall be remitted to Ally Bridge MedAlpha Master Fund L.P. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such securities are beneficially owned by him for Section 16 or any other purpose.
ABG Management Ltd., By: /s/ Fan Yu, Director 10/24/2025
Ally Bridge MedAlpha Master Fund L.P., By: Ally Bridge Group (NY) LLC, its manager, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu, Director 10/24/2025
Ally Bridge Group (NY) LLC, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu, Director 10/24/2025
/s/ Fan Yu 10/24/2025
/s/ Max A. Milbury, Attorney-in-Fact for Slanix Paul Alex 10/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Promis Neuroscie

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