PennyMac (NYSE: PMT) director Lynch adds shares through dividend reinvestment

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust director Catherine A. Lynch increased her holdings through dividend reinvestment purchases. On January 23, 2026, she acquired 766.0407 Common Shares of Beneficial Interest at $13.20 and 684.8954 shares at $13.28 under brokers' automatic dividend reinvestment plans.

After these transactions, she beneficially owned 57,646.8020 Common Shares directly, consisting of 7,795 restricted stock units and the remainder in common shares, with the restricted stock units to be settled in an equal number of common shares upon vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lynch Catherine A.

(Last) (First) (Middle)

C/O PENNYMAC MORTGATE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	01/23/2026		P		766.0407(1)	A	$13.2	56,961.9066(2)	D
Common Shares of Beneficial Interest	01/23/2026		P		684.8954(1)	A	$13.28	57,646.802(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired under brokers' automatic dividend reinvestment plans.

2. The reported amount consists of 7,795 restricted stock units and 49,166.9066 shares of Common Shares. The restricted stock units are to be settled in an equal number of shares of Common Shares upon vesting.

3. The reported amount consists of 7,795 restricted stock units and 49,851.8020 shares of Common Shares. The restricted stock units are to be settled in an equal number of shares of Common Shares upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Ms. Lynch	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PMT director Catherine A. Lynch report?

Director Catherine A. Lynch reported purchasing PennyMac Mortgage Investment Trust common shares on January 23, 2026. She acquired shares through brokers' automatic dividend reinvestment plans, modestly increasing her direct beneficial ownership position in the company’s Common Shares of Beneficial Interest.

How many PMT shares did Catherine A. Lynch acquire in this Form 4 filing?

Catherine A. Lynch acquired 766.0407 PennyMac Mortgage Investment Trust common shares at $13.20 and 684.8954 shares at $13.28. Both transactions involved Common Shares of Beneficial Interest and were coded as purchases under automatic dividend reinvestment plans.

What is Catherine A. Lynch’s total beneficial ownership in PMT after the reported trades?

After the reported trades, Catherine A. Lynch beneficially owned 57,646.8020 Common Shares of PennyMac Mortgage Investment Trust. This total includes 7,795 restricted stock units plus common shares, all held directly as reported in the Form 4 filing.

How are restricted stock units treated in Catherine A. Lynch’s PMT holdings?

Her reported holdings include 7,795 restricted stock units, which are to be settled in an equal number of common shares upon vesting. These units form part of her total beneficial ownership alongside her directly held common shares.

What transaction code is used for Catherine A. Lynch’s PMT share acquisitions?

The transactions are reported with code P, indicating purchases of PennyMac Mortgage Investment Trust Common Shares of Beneficial Interest. The footnotes explain these were shares acquired under brokers' automatic dividend reinvestment plans rather than open-market discretionary buys.

Is Catherine A. Lynch’s ownership in PMT reported as direct or indirect?

Her ownership is reported as direct (D) beneficial ownership. The Form 4 tables list her Common Shares of Beneficial Interest and restricted stock units as directly held, with no separate entity or indirect ownership structure indicated in the filing.