PennyMac Mortgage Trust plans Form 144 stock sale

PennyMac Mortgage Investment Trust has a planned sale of common stock reported through Merrill Lynch, involving 2,444 shares of common stock listed on the NYSE, with an indicated value of $22,900.28.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust has a planned sale of common stock reported through Merrill Lynch, involving 2,444 shares of common stock listed on the NYSE, with an indicated value of $22,900.28. The filing also lists the origin of these shares as prior equity compensation.

The shares trace back to multiple restricted stock unit vesting events between 2012 and 2014, including awards vesting on 08/04/2012 (406 shares), 03/08/2013 (542 shares), 03/14/2013 (272 shares), 05/15/2013 (700 shares), 08/04/2013 (360 shares), and 03/08/2014 (164 shares), all granted under the issuer’s equity compensation plan.

Key Figures

Shares to be sold: 2,444 shares Indicated value: $22,900.28 RSU vesting 08/04/2012: 406 shares +5 more

8 metrics

Shares to be sold 2,444 shares Common stock planned for sale through Merrill Lynch

Indicated value $22,900.28 Value associated with 2,444 common shares

RSU vesting 08/04/2012 406 shares Vesting of restricted stock unit awards granted as equity compensation

RSU vesting 03/08/2013 542 shares Vesting of restricted stock unit awards granted as equity compensation

RSU vesting 03/14/2013 272 shares Vesting of restricted stock unit awards granted as equity compensation

RSU vesting 05/15/2013 700 shares Vesting of restricted stock unit awards granted as equity compensation

RSU vesting 08/04/2013 360 shares Vesting of restricted stock unit awards granted as equity compensation

RSU vesting 03/08/2014 164 shares Vesting of restricted stock unit awards granted as equity compensation

Key Terms

Form 144, restricted stock unit awards, equity compensation plan

3 terms

Form 144 regulatory

"144: Securities Information Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock unit awards financial

"Vesting of restricted stock unit awards | PennyMac Mortgage"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

FAQ

What does the Form 144 filing by PMT report?

The Form 144 for PennyMac Mortgage Investment Trust (PMT) reports a proposed sale of 2,444 shares of NYSE-listed common stock through Merrill Lynch, with an indicated value of $22,900.28.

How many PMT shares are planned to be sold under this Form 144?

The filing shows a planned sale of 2,444 shares of common stock of PennyMac Mortgage Investment Trust. These shares are to be sold through Merrill Lynch and are listed on the NYSE.

What is the reported value of the PMT shares in this Form 144?

The PMT Form 144 indicates an aggregate value of $22,900.28 for the 2,444 common shares proposed to be sold. This value is stated alongside the share count in the securities information section.

What is the origin of the PMT shares being sold under Form 144?

The shares come from restricted stock unit awards that vested between 2012 and 2014. Each award is described as granted as part of the issuer equity compensation plan of PennyMac Mortgage Investment Trust.

Which historical PMT equity awards are referenced in the Form 144?

The filing references RSU vestings on 08/04/2012 (406 shares), 03/08/2013 (542), 03/14/2013 (272), 05/15/2013 (700), 08/04/2013 (360), and 03/08/2014 (164), all under PMT’s equity compensation plan.

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Available on EDGAR 08/03/2026 - 04:27 PM Accepted by SEC EDGAR 08/03/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001486334
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Mortgage Investment Trust
SEC File Number	001-34416
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	Hendry Gregory L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2444	22900.28	87202362	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/04/2012	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			406	08/04/2012	Granted as part of issuer equity compensation plan
Common Stock	03/08/2013	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			542	03/08/2013	Granted as part of issuer equity compensation plan
Common Stock	03/14/2013	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			272	03/14/2013	Granted as part of issuer equity compensation plan
Common Stock	05/15/2013	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			700	05/15/2013	Granted as part of issuer equity compensation plan
Common Stock	08/04/2013	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			360	08/04/2013	Granted as part of issuer equity compensation plan
Common Stock	03/08/2014	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			164	03/08/2014	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/03/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Gregory Hendry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)