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Patriot National Bancorp (PNBK) director discloses 400,000-share option grant

(Neutral)
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

PATRIOT NATIONAL BANCORP INC director Jeffrey T. Seabold is reporting his existing equity holdings in the company. He holds options to purchase 400,000 shares of common stock at an exercise price of $1.40 per share, expiring on June 26, 2026.

These options were granted on June 26, 2025, vested in full on that date, and were fully exercisable before he became subject to Section 16(a) reporting on November 19, 2025. He also directly holds 250 shares of common stock, which were purchased in the open market prior to that reporting date.

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Insider Seabold Jeffrey T
Role Director
Type Security Shares Price Value
holding Options (Right to Buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Options (Right to Buy) — 400,000 shares (Direct); Common Stock — 250 shares (Direct)
Footnotes (2)
  1. F1. The Reporting Person purchased from the open market prior to November 19, 2025, the date of the event requiring filing of this statement.
  2. F2. On June 26, 2025, the Issuer granted to the Reporting Person options to purchase 400,000 shares of the Issuer's common stock. The options vested in full on June 26, 2025 and were fully exercisable as of that date. The options were granted and became exercisable prior to the date on which the Reporting Person first became subject to the reporting requirements of Section 16(a) of the Securities Exchange Act of 1934 (November 19, 2025).
Option underlying shares 400,000 shares Options to purchase common stock granted June 26, 2025
Option exercise price $1.40 per share Exercise price for options on 400,000 common shares
Option expiration date June 26, 2026 Expiration of options on 400,000 common shares
Direct common shares held 250 shares Common stock purchased in open market before Nov. 19, 2025
Section 16(a) of the Securities Exchange Act of 1934 regulatory
"first became subject to the reporting requirements of Section 16(a) of the Securities Exchange Act of 1934"
options to purchase 400,000 shares financial
"granted to the Reporting Person options to purchase 400,000 shares of the Issuer's common stock"
vested in full financial
"The options vested in full on June 26, 2025 and were fully exercisable as of that date"
open market financial
"The Reporting Person purchased from the open market prior to November 19, 2025"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity holdings does Jeffrey T. Seabold report in PNBK?

Jeffrey T. Seabold reports options and common shares in PNBK. He holds options over 400,000 common shares at a $1.40 exercise price, expiring June 26, 2026, plus 250 common shares purchased in the open market before he became a reporting insider.

What are the key terms of Jeffrey Seabold’s stock options in PNBK?

Seabold’s options cover 400,000 PNBK common shares at $1.40. They were granted and fully vested on June 26, 2025, are fully exercisable, and expire on June 26, 2026, reflecting a sizeable potential equity position if exercised.

When did Jeffrey Seabold become subject to Section 16 reporting at PNBK?

Jeffrey Seabold became subject to Section 16(a) reporting on November 19, 2025. His options were granted and became exercisable before that date, and his 250 common shares were purchased in the open market prior to this reporting requirement taking effect.

How many PNBK common shares does Jeffrey Seabold directly own?

Seabold directly owns 250 shares of PNBK common stock. According to the disclosure, these shares were acquired through open-market purchases completed before November 19, 2025, the date he first became subject to Section 16(a) reporting obligations.

Are Jeffrey Seabold’s reported PNBK options already vested and exercisable?

Yes, Seabold’s PNBK options are fully vested and exercisable. The company granted these options on June 26, 2025, and they vested in full on that same date, giving him the right to buy 400,000 shares at $1.40 each until June 26, 2026.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Seabold Jeffrey T

(Last)(First)(Middle)
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2025
3. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/19/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock250(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (Right to Buy)06/26/2025(2)06/26/2026Common Stock400,000$1.4D
Explanation of Responses:
1. The Reporting Person purchased from the open market prior to November 19, 2025, the date of the event requiring filing of this statement.
2. On June 26, 2025, the Issuer granted to the Reporting Person options to purchase 400,000 shares of the Issuer's common stock. The options vested in full on June 26, 2025 and were fully exercisable as of that date. The options were granted and became exercisable prior to the date on which the Reporting Person first became subject to the reporting requirements of Section 16(a) of the Securities Exchange Act of 1934 (November 19, 2025).
Remarks:
This Form 3/A is filed to amend the Form 3 filed by the Reporting Person on March 19, 2026 (the "Original Form 3"). The Original Form 3 is hereby amended to disclose options to purchase 400,000 shares of the Issuer's common stock that were beneficially owned by the Reporting Person as of November 19, 2025, the date of the event requiring the filing of the Original Form 3, and were inadvertently omitted therefrom.
/s/ Jeffrey Thomas Seabold04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)