Welcome to our dedicated page for PATRIOT NATIONAL BANCORP SEC filings (Ticker: PNBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PATRIOT NATIONAL BANCORP's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PATRIOT NATIONAL BANCORP's regulatory disclosures and financial reporting.
De Tomasi Mario reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp Inc. director Mario De Tomasi received a grant of 88,496 Restricted Stock Units on July 29, 2026, each RSU tied to one share of common stock. The RSUs vest in three tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027–2029. Following this award, De Tomasi directly holds 132,941 RSUs.
Roth Jonathan Paul reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp director Jonathan Paul Roth received a grant of 66,372 Restricted Stock Units, each representing one share of common stock. The RSUs vest in three equal tranches of 22,124 shares on July 1, 2027, 2028 and 2029, increasing his reported RSU holdings to 91,524.
Patriot National Bancorp director Edward N. Constantino received a grant of 88,496 Restricted Stock Units linked to Common Stock on July 29, 2026. The RSUs vest over three years in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029. Following this award, he holds 132,941 RSUs, with a reported conversion price of $0.00 per share and an expiration date of July 1, 2029.
PATRIOT NATIONAL BANCORP INC director Anahit Magzanyan received a grant of 88,496 Restricted Stock Units tied to the issuer’s common stock. The RSUs vest in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029, carry a $0.0000 exercise price, expire July 1, 2029, and increase her direct RSU holdings to 132,941.
Patriot National Bancorp, Inc. reported that it has made a presentation containing certain Q2 2026 financial information for Patriot Bank, National Association, its wholly owned subsidiary, available on its Investor Relations website. The same presentation is also included as Exhibit 99.1.
The company states that this Q2 2026 financial presentation is being furnished, not filed, under Regulation FD and therefore is not subject to Section 18 liability under the Securities Exchange Act of 1934, nor incorporated by reference into Securities Act or Exchange Act filings unless expressly stated.
Patriot National Bancorp, Inc. reports that its wholly owned subsidiary, Patriot Bank, N.A., received a letter from the Office of the Comptroller of the Currency (OCC) stating that, as of July 7, 2026, the OCC does not consider the Bank to be in “troubled condition” under 12 U.S.C. §1831i and 12 C.F.R. §5.51. The Bank’s prior “troubled condition” designation and the earlier termination of a related Formal Agreement with the OCC had been disclosed in earlier SEC reports. This update is furnished under Regulation FD and is not deemed filed for liability purposes under the Exchange Act.
PATRIOT NATIONAL BANCORP INC President and CEO Steven Sugarman reported routine equity compensation activity involving restricted stock units and related tax withholding. On July 1, 2026, 552,927 restricted stock units vested and settled into shares of Voting Common Stock, with no cash paid by him for the settlement.
Upon settlement, 303,861 shares of Common Stock were withheld by the company at $1.20 per share to satisfy his tax withholding obligations; these withheld shares were not delivered to him and do not represent an open-market sale. Following these transactions, he holds Voting Common Stock both directly and indirectly, including shares held through the Steven and Ainslie Sugarman Living Trust, a revocable living trust for his and his spouse’s benefit.
Patriot National Bancorp director Mario De Tomasi exercised a tranche of equity awards as part of his compensation. On July 1, 2026, 22,222 Restricted Stock Units vested and were settled in an equal number of Common Stock shares, with no cash consideration paid by him.
These RSUs are the first installment of a 66,667-share grant awarded on July 1, 2025 that vests over three years. After the transaction, he directly holds 209,941 shares of Common Stock and 44,445 RSUs, reflecting a routine shift from deferred to outright share ownership.
Patriot National Bancorp director Jonathan Paul Roth reported the vesting and settlement of 12,575 Restricted Stock Units into Common Stock. These RSUs were part of a 37,727-share grant awarded on November 19, 2025, and vested on July 1, 2026, with no cash paid by Roth.
Following the transaction, Roth directly holds 13,825 shares of Common Stock and 25,152 remaining RSUs scheduled to vest in 2027 and 2028. The filing reflects a compensation-related derivative exercise and conversion, with no open-market share purchases or sales.
Seabold Jeffrey T reported acquisition or exercise transactions in this Form 4 filing.
PATRIOT NATIONAL BANCORP INC director Jeffrey T. Seabold increased his equity stake through RSU vesting. On July 1, 2026, 133,333 Restricted Stock Units vested and were settled in shares of Common Stock at no cost to him. Following this transaction, he directly holds 133,583 Common shares. The vested RSUs were the first installment of a 400,000-unit award granted on July 1, 2025, which is scheduled to vest in three annual tranches of 133,333, 133,333 and 133,334 units on July 1, 2026, 2027 and 2028, leaving 266,667 RSUs unvested after this event.