Welcome to our dedicated page for PATRIOT NATIONAL BANCORP SEC filings (Ticker: PNBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Patriot National Bancorp filings document the regulatory disclosures of a Connecticut bank holding company and its wholly owned banking subsidiary, Patriot Bank, N.A. The record includes current reports on Regulation FD presentations, material agreements, director indemnification arrangements, board appointments and departures, officer changes, capital actions and debt-related matters.
Proxy filings describe annual meeting proposals, director elections, auditor ratification and capital-structure voting matters. Other disclosures address common stock, preferred stock, senior notes, completed note repayment and conversion activity, governance procedures, executive compensation arrangements, and shareholder voting mechanics tied to the company’s public-company and bank holding company status.
PATRIOT NATIONAL BANCORP INC (PNBK) director Mario De Tomasi reported purchasing 63,000 shares of common stock on September 8, 2026 in an open-market transaction at an average price of $0.96 per share, increasing his direct holdings to 272,941 shares.
The transaction was reported as a direct ownership purchase and was not reported as made under a Rule 10b5-1 trading plan.
PATRIOT NATIONAL BANCORP INC (symbol: PNBK) is the issuer of record for a Form 4 filing submitted to the SEC.
Patriot National Bancorp, Inc. reported that on August 17, 2026 it posted a presentation covering certain Q2 2026 financial information on its Investor Relations website. The same presentation is furnished as Exhibit 99.1 to this report as a Regulation FD disclosure.
The company states that this information, including the exhibit, is being furnished rather than filed under the Securities Exchange Act, and therefore is not subject to Section 18 liabilities or automatically incorporated into other securities law filings.
Patriot National Bancorp, Inc. reported much stronger results for the quarter ended June 30, 2026, posting net income of $143 thousand versus a net loss of $5.0 million a year earlier, as net interest income more than doubled to $8.96 million and the provision for credit losses declined. For the first six months, the company still recorded a net loss of $1.61 million, but this was significantly improved from a $7.78 million loss in the prior-year period.
Total assets rose to $1.32 billion, driven by strong loan growth, with net loans increasing to $877.4 million from $585.7 million, funded largely by deposit growth to $1.20 billion. Digital payments income continued to be an important revenue source, contributing $5.35 million year-to-date.
Credit quality remains a focus: non-accrual loans totaled $25.0 million, and the allowance for credit losses on loans increased to $8.47 million. The company also recorded a $5.5 million fair value write-down on certain credit card receivables, partly offset by $5.34 million of recoveries via indemnification and setoff rights. Rising rates pushed unrealized losses on available-for-sale securities to $21.0 million, contributing to a year-to-date comprehensive loss of $5.88 million.
Regulatory capital remained solid. As of June 30, 2026, the bank’s total capital ratio was 14.15%, above “well capitalized” thresholds, and the OCC formally terminated its prior agreement, lifting heightened capital and operational constraints.
De Tomasi Mario reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp Inc. director Mario De Tomasi received a grant of 88,496 Restricted Stock Units on July 29, 2026, each RSU tied to one share of common stock. The RSUs vest in three tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027–2029. Following this award, De Tomasi directly holds 132,941 RSUs.
Roth Jonathan Paul reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp director Jonathan Paul Roth received a grant of 66,372 Restricted Stock Units, each representing one share of common stock. The RSUs vest in three equal tranches of 22,124 shares on July 1, 2027, 2028 and 2029, increasing his reported RSU holdings to 91,524.
Patriot National Bancorp director Edward N. Constantino received a grant of 88,496 Restricted Stock Units linked to Common Stock on July 29, 2026. The RSUs vest over three years in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029. Following this award, he holds 132,941 RSUs, with a reported conversion price of $0.00 per share and an expiration date of July 1, 2029.
PATRIOT NATIONAL BANCORP INC director Anahit Magzanyan received a grant of 88,496 Restricted Stock Units tied to the issuer’s common stock. The RSUs vest in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029, carry a $0.0000 exercise price, expire July 1, 2029, and increase her direct RSU holdings to 132,941.
Patriot National Bancorp, Inc. reported that it has made a presentation containing certain Q2 2026 financial information for Patriot Bank, National Association, its wholly owned subsidiary, available on its Investor Relations website. The same presentation is also included as Exhibit 99.1.
The company states that this Q2 2026 financial presentation is being furnished, not filed, under Regulation FD and therefore is not subject to Section 18 liability under the Securities Exchange Act of 1934, nor incorporated by reference into Securities Act or Exchange Act filings unless expressly stated.
Patriot National Bancorp, Inc. reports that its wholly owned subsidiary, Patriot Bank, N.A., received a letter from the Office of the Comptroller of the Currency (OCC) stating that, as of July 7, 2026, the OCC does not consider the Bank to be in “troubled condition” under 12 U.S.C. §1831i and 12 C.F.R. §5.51. The Bank’s prior “troubled condition” designation and the earlier termination of a related Formal Agreement with the OCC had been disclosed in earlier SEC reports. This update is furnished under Regulation FD and is not deemed filed for liability purposes under the Exchange Act.