Welcome to our dedicated page for Patriot Natl SEC filings (Ticker: PNBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Patriot National Bancorp, Inc. (NASDAQ: PNBK) SEC filings page brings together the company’s regulatory disclosures as a bank holding company and parent of Patriot Bank, N.A. Based in Stamford, Connecticut and founded in 1994, Patriot National Bancorp files reports and current updates that describe its financial condition, capital structure, governance, and material corporate events.
Through this page, readers can access Patriot National Bancorp’s periodic reports and current reports on Form 8-K, along with registration statements and prospectus supplements related to its securities offerings. These filings detail items such as loan and deposit balances, net interest income, non-interest income and expenses, provisions for credit losses, and capital levels, as well as the impact of accounting standards like the current expected credit loss methodology.
For capital and funding analysis, the filings include information on senior note offerings, amendments to those notes, conversions of senior note principal and interest into common stock, private placements of equity securities, and registered direct offerings of common stock and warrants. Investors can review the terms of these transactions, the intended use of proceeds, and the resulting changes to Patriot National Bancorp’s debt and equity structure.
Corporate governance and management disclosures in Forms 8-K and proxy-related filings cover the appointment and resignation of directors and executive officers, equity incentive plans, director compensation, and changes in the independent registered public accounting firm. These documents also include voting results from shareholder meetings and approvals of items such as amended and restated certificates of incorporation and potential share issuances under Nasdaq rules.
On Stock Titan, each Patriot National Bancorp filing is accompanied by AI-powered summaries that highlight key points, explain technical language, and point out important changes in risk factors, capital, or governance. Users can quickly scan annual reports, quarterly updates, and Form 4 insider transaction reports, while still having access to the full text as filed with the U.S. Securities and Exchange Commission. Real-time updates from EDGAR ensure that new PNBK filings, including 10-Ks, 10-Qs, 8-Ks, and registration statements, are added as they become available.
Steven Sugarman, President and Director of Patriot National Bancorp, Inc. (PNBK), received an award of 552,927 Restricted Stock Units (RSUs). The award agreement is effective July 1, 2025 and was reported on Form 4 with a transaction date of August 13, 2025. The RSUs were granted under an Employment Agreement effective March 20, 2025 and vest in 12 equal monthly installments beginning July 1, 2025 and ending July 1, 2026. Vested RSUs represent the right to be settled on July 1, 2026. After the reported transaction, the amount of Common Stock beneficially owned by the reporting person related to this grant is 552,927 shares, held directly. The Form 4 was signed on August 14, 2025.
Patriot National Bancorp (PNBK) reported a Section 16 Form 4 showing that Angie Miranda, EVP & Chief Risk Officer, received a grant of 450,000 Restricted Stock Units (RSUs). The award agreement was effective April 30, 2025 and was reported as a transaction dated August 7, 2025. The RSUs vest in three equal installments on each of the first three anniversaries of the award date, meaning one-third vests each year over three years. The Form 4 was signed by Angie Miranda on August 14, 2025. The filing reflects a non-derivative equity award to an officer; no exercise price, cash consideration, or adjustments are reported in the Form 4.
Steven Sugarman, a director and president of Patriot National Bancorp, Inc. (PNBK), reported ownership changes tied to the company’s March 20, 2025 private placement and a July 3, 2025 automatic conversion. The Steven and Ainslie Sugarman Living Trust bought 19,167 shares of Series A Preferred Stock in the private placement (convertible into 1,533,333 Voting Common Stock subject to a 9.99% ownership cap). The Trust also received 5,833 Series A Preferred shares as reimbursement of legal fees (convertible into 466,667 Voting Common Stock). On July 3, 2025, all Series A Preferred shares automatically converted into Non-Voting Common Stock: 1,533,333 shares from the first tranche and 466,667 from the reimbursement, yielding 2,000,000 Non-Voting Common shares held indirectly by the Trust. Each Non-Voting share is convertible into one Voting Common share but remains subject to the 9.99% beneficial ownership limitation.
Patriot National Bancorp (PNBK) – Form 3 insider filing
Director Mario De Tomasi filed an initial statement of beneficial ownership effective 30 Jul 2025. The document discloses that he holds 15,000 common shares of PNBK, owned directly; no derivative securities are listed. According to the footnote, the shares were purchased on the open market prior to the event date. The filing establishes Mr. De Tomasi’s equity stake and aligns his incentives with shareholders, but it does not involve any new transaction, earnings data, or operational changes.
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