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PATRIOT NATIONAL BANCORP INC director Edward N. Constantino acquired 22,222 shares through RSU vesting. On July 1, 2026, the first tranche of 22,222 Restricted Stock Units granted on July 1, 2025 vested and settled into Common Stock at no cost to him, raising his direct holdings to 42,542 shares. The original award covered 66,667 RSUs scheduled to vest in three annual installments of 22,222, 22,222 and 22,223 shares as of July 1, 2026, 2027 and 2028, leaving 44,445 RSUs reported as remaining. He also reports 1,000 Common Shares held indirectly through a SEP IRA.
Patriot National Bancorp director Anahit Magzanyan increased her equity stake through RSU vesting. On July 1, 2026, 22,222 Restricted Stock Units granted on July 1, 2025 vested and converted into an equal number of Common Stock shares, with no cash paid by her.
After the transaction, she directly owns 26,512 shares of Common Stock and 44,445 RSUs that are scheduled to vest in two further installments on July 1, 2027 and July 1, 2028. This filing reflects routine equity compensation rather than an open‑market purchase or sale.
Patriot National Bancorp, parent of Patriot Bank, announced that the Office of the Comptroller of the Currency terminated Patriot Bank’s Formal Agreement effective June 30, 2026. Regulators stated the bank’s safety, soundness, and compliance no longer require the agreement.
Management expects this improved regulatory status to cut more than $5 million of past remediation-type expenses, reduce ongoing regulatory and FDIC fees, and improve access to wholesale funding and the Federal Reserve’s primary credit window. The bank plans greater flexibility using reciprocal and brokered deposits.
Patriot grew total assets from $1.1 billion to $1.3 billion in the first half of 2026, while new loan originations exceeded $40 million per month at roughly 7% yields. The Beverly Hills office already serves over $100 million of deposits, and institutional banking deposits grew more than 25% in the period.
The bank has off-boarded certain legacy clients and offered pricing incentives that have reduced near-term profitability and non-interest income, but management views this as building a more durable, lower-risk model. The board decided against a reverse stock split, instead targeting asset growth to $2 billion, estimating that $700 million of additional assets could add over $1 million in monthly net income.
Sugarman Steven reported acquisition or exercise transactions in this Form 4 filing.
PATRIOT NATIONAL BANCORP INC reported that President and CEO Steven Sugarman received new equity compensation in the form of Restricted Stock Units. On May 20, 2026 he was granted 575 RSUs as a quarterly award for Q4 2025 and 104,452 RSUs as a quarterly award for Q1 2026 under his employment agreement.
The May 2026 RSU grants vest in twelve equal monthly installments from May 20, 2026 through May 20, 2027. They are subject to a one-year restricted period ending May 20, 2027, with settlement occurring on the date the restricted period expires.
PATRIOT NATIONAL BANCORP INC — joint beneficial ownership filing. The filing reports that the group led by Alon Abady beneficially owns 19,700,000 shares of Common Stock, equal to 9.99% of the class. Applicable percentage is based on 117,085,713 shares outstanding as of April 7, 2026. The filing is a joint statement covering four reporting persons (the Individual, Moniqua 30 LLC, Horizon Trust FBO Alon Abady IRA, and the Abady Family Trust) and discloses holdings and voting/dispositive powers, including 11,100,000 warrants held by the Abady Family Trust that may convert into non-voting common stock subject to specified "Non-Control Conditions."
Patriot National Bancorp director Mario De Tomasi bought additional shares of the company’s common stock in an open-market transaction. On May 27, 2026, he purchased 85,000 shares at an average price of $0.96 per share. Following this purchase, he directly holds 187,719 common shares.
Simmons William Paul reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp EVP & Chief Credit Officer William Paul Simmons received a grant of 74,983 Restricted Stock Units (RSUs) tied to Common Stock on May 20, 2026. The award was made under his April 30, 2025 employment agreement and vests in three equal annual installments through May 20, 2029. Following this grant, he holds 741,650 RSUs directly.
Salas Carlos P reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp executive vice president and chief financial officer Carlos P. Salas received a compensation grant of Restricted Stock Units equal to 74,983 shares of common stock. These RSUs were granted under his employment agreement and vest in three annual installments starting on May 20, 2027.
Each vesting date will deliver 24,994 shares on the first and second anniversaries and 24,995 shares on the third anniversary. Following this award, Salas has 741,650 shares represented by derivative securities reported in this filing, reflecting a sizable ongoing equity stake aligned with the company’s stock performance.
Patriot National Bancorp, Inc. reported results of its 2026 Annual Meeting of Shareholders. Shareholders elected seven directors to serve until the next annual meeting, with each nominee receiving a clear majority of votes cast, while broker non-votes were recorded on each director election.
Shareholders also authorized the Board to amend the certificate of incorporation to implement a reverse stock split of all issued and outstanding common shares at a ratio between 1‑for‑10 and 1‑for‑20. The Board may choose the exact ratio and timing in its sole discretion within one year of approval. In addition, shareholders ratified the appointment of Baker Tilly US, LLP as the independent registered public accounting firm for the year ending December 31, 2026. There were 117,085,713 shares of voting common stock outstanding and entitled to vote as of the April 7, 2026 record date, and shareholders representing approximately 76.7% of these shares were present in person or by proxy.
PATRIOT NATIONAL BANCORP INC director Mario De Tomasi reported an open-market purchase of common stock. On May 20, 2026, he bought 87,719 shares at an average price of $1.15 per share, bringing his direct common stock holdings to 102,719 shares.
The filing also notes a prior equity award. On July 1, 2025, he was granted 66,667 Restricted Stock Units tied to an equal number of common shares. These RSUs vest in three annual installments of 22,222, 22,222 and 22,223 units on July 1 of 2026, 2027 and 2028.