Patriot National Bancorp insider filing shows 15k shares held by director

Rhea-AI Filing Summary

Patriot National Bancorp (PNBK) – Form 3 insider filing

Director Mario De Tomasi filed an initial statement of beneficial ownership effective 30 Jul 2025. The document discloses that he holds 15,000 common shares of PNBK, owned directly; no derivative securities are listed. According to the footnote, the shares were purchased on the open market prior to the event date. The filing establishes Mr. De Tomasi’s equity stake and aligns his incentives with shareholders, but it does not involve any new transaction, earnings data, or operational changes.

Positive

• Director personally holds 15,000 common shares, signaling insider alignment with shareholders.

Negative

• None.

Insights

Securities Analyst

TL;DR – Minor insider stake; positive alignment but immaterial to valuation.

This Form 3 merely records Director Mario De Tomasi’s ownership of 15,000 PNBK shares, acquired earlier on the open market. While insider ownership can signal confidence and governance alignment, the stake size is modest and does not meaningfully affect float, liquidity, or earnings outlook. No new derivatives, purchases, or sales are disclosed, so the filing is routine and has limited market impact.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

De Tomasi Mario

(Last) (First) (Middle)

C/O PATRIOT NATIONAL BANCORP, INC.

900 BEDFORD STREET

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/30/2025

3. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,000(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person purchased from the open market prior to July 30, 2025, the date of event requiring filing of this statement.

Remarks:

	/s/ Mario De Tomasi	07/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for PNBK?

Director Mario De Tomasi filed the initial statement of beneficial ownership.

How many Patriot National Bancorp shares does Mario De Tomasi own?

He reported ownership of 15,000 common shares.

Is the ownership direct or indirect?

The shares are held directly, coded "D" on the form.

Were any derivative securities disclosed in the filing?

No; Table II shows zero derivative positions.

What is the event date that triggered the Form 3?

The reportable event date is July 30, 2025.